CSOP MSCI China A Inclusion Index ETF
(RMB Counter Stock Code: 83149, HKD Counter Stock Code: 3149 )

  • Overview
  • Performance
  • Tracking
    Difference / Error
  • Holdings
  • Distribution
    History
  • Documents
IMPORTANT INFORMATION about CSOP MSCI China A Inclusion Index ETF (the "ETF")

IMPORTANT: Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP MSCI China A Inclusion Index ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of MSCI China A Inclusion Index (“Underlying Index”).
  • The underlying index of the Sub-Fund was changed to the present index effective from 3 May 2018. During the rebalancing period from the previous index to the Underlying Index, which is anticipated to take up to 5 trading days from 3 May 2018, holdings of the Sub-Fund will be rebalanced from constituents of the previous index to the Underlying Index. Although there is a high degree of correlation between the previous index and new Underlying Index, there is a risk that the tracking error and tracking difference of the Sub-Fund during the rebalancing period may increase. Investors who deal with Units of the Sub-Fund during the rebalancing period should exercise caution.
  • The Underlying Index captures large and mid-cap representation and includes A-Shares constituents of the MSCI China All Shares Index. All of the constituents of the Underlying Index are listed on the SSE and the SZSE.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy
  • The investment objective of the Sub-Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, MSCI China A Inclusion Index (the “Underlying Index”).

  • In seeking to achieve the investment objective, the Sub-Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of the NAV of the Sub-Fund in the securities included in the Underlying Index (“Index Securities”). The Sub-Fund may or may not hold all of the securities in the Underlying Index. The Sub-Fund also may invest in money market instruments, cash and cash equivalents.
  • Currently it is intended that the Sub-Fund will directly obtain exposure to securities issued within the PRC through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota granted to the Manager by SAFE. The Manager may invest up to 100% of the Sub-Fund's NAV through either RQFII and/or the Shanghai-Hong Kong Stock Connect.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 21 Sep, 2018 10.2449 0.305 3.07
NAV per Unit in HKD**6 (for reference only) 21 Sep, 2018 11.7103 0.338 2.98
Closing Price for RMB Traded Unit 21 Sep, 2018 10.26 0.31 3.12
Closing Price for HKD Traded Unit 21 Sep, 2018 11.74 0.36 3.16
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 is provided by Thomson Reuters.

Fund information
Fund Manager CSOP Asset Management Limited
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year 2.46%#
Total NAV* 78,885,813.00
Outstanding Units* 7,700,000
Creation Unit 500,000 Units
Dividend Policy The Manager intends to distribute income to unitholders annually (in December) having regard to the Sub-Fund’s net income after fees and costs.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee and Registrar HSBC Institutional Trust Services (Asia) Limited
# As the CSOP MSCI China A Inclusion Index ETF is newly set up, this figure is a best estimate only and represents the sum of the estimated ongoing charges expressed as a percentage of the estimated average NAV. It may be different upon actual operation of the Sub-Fund and may vary from year to year.
*As of 21 Sep, 2018
Underlying Index Information7
Underlying Index MSCI China A Inclusion Index
Launch Date 23 Oct 2017
Underlying Index MSCI China A Inclusion Index
Index Provider MSCI Inc.
Index Type Net Total return index##
Base Currency RMB
Underlying Securities A-Shares to be progressively included in MSCI Emerging Market Index
Rebalancing frequency Quarterly
Bloomberg Total Return Index MBCNA
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 26 Nov 2015 26 Nov 2015
Exchange Ticker 3149 83149
Bloomberg Ticker 3149 HK 83149 HK
ISIN HK0000273497 HK0000273489
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited BNP Paribas Securities Services
China International Capital Corporation Hong Kong Securities Limited China Merchants Securities (HK) Co., Limited
CITIC Securities Brokerage (HK) Limited CLSA LIMITED
Goldman Sachs (Asia) Securities Limited Guotai Junan Securities (Hong Kong) Limited
Haitong International Securities Company Limited Merrill Lynch Far East Limited
Nomura International (Hong Kong) Limited UBS Securities Hong Kong Limited
Market Makers9
HKD RMB
CLSA Limited CLSA Limited
Commerz Securities Hong Kong Limited Commerz Securities Hong Kong Limited
Guotai Junan Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited
Haitong International Securities Company Limited Haitong International Securities Company Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
ETF* -3.16% -1.34% 7.95% - -4.27%
Index** -3.29% -3.59% 7.42% - -3.98%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is MSCI China A Inclusion Index effective from 3, May 2018. Before the day, the Fund’s underlying index was MSCI China A International Index.
# Calculated since the listing date of 26 Nov 2015
As of 30 June 2017
2016
CSOP MSCI China A Inclusion index ETF (83149) -12.60%
MSCI China A Inclusion Index -11.99%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 26 Nov 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TD: 0.53% TD for calendar year 2016: -0.62%

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TE^: 1.90% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
78,885,813.00 244 99.57

As of 21 Sep, 2018
Top 10 Sectors
As of 21 Sep, 2018
All Holdings
Sort by Total records: 244
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost
(RMB)3
Market Price
(RMB)4
Shares Held Market Value
(RMB)
Sector
5.02 KWEICHOW MOUTAI CO LTD-A 600519 C1 XSSC 709.491 700.01 5660 3962056.6 Consumer Staples
4.16 PING AN INSURANCE GROUP CO-A 601318 C1 XSSC 62.8355 67.49 48600 3280014 Financials
3.55 CHINA MERCHANTS BANK-A 600036 C1 XSSC 29.6436 30.3 92500 2802750 Financials
1.85 INDUSTRIAL BANK CO LTD -A 601166 C1 XSSC 16.2379 15.69 93243 1462982.67 Financials
1.76 IND & COMM BK OF CHINA-A 601398 C1 XSSC 6.00572 5.75 241900 1390925 Financials
1.75 SHANGHAI PUDONG DEVEL BANK-A 600000 C1 XSSC 10.9456 10.49 131650 1381008.5 Financials
1.66 AGRICULTURAL BANK OF CHINA-A 601288 C1 XSSC 3.78977 3.93 334200 1313406 Financials
1.52 HANGZHOU HIKVISION DIGITAL-A 002415 C2 XSEC 39.9933 28.93 41410 1197991.3 Information Technology
1.51 MIDEA GROUP CO LTD-A 000333 C2 XSEC 54.3233 40.3 29600 1192880 Consumer Discretionary
1.47 WULIANGYE YIBIN CO LTD-A 000858 C2 XSEC 76.9978 66.42 17400 1155708 Consumer Staples
1.43 CHINA VANKE CO LTD -A 000002 C2 XSEC 27.8196 25.8 43646 1126066.8 Real Estate
1.38 SAIC MOTOR CORP LTD-A 600104 C1 XSSC 34.5011 31.28 34900 1091672 Consumer Discretionary
1.35 CHINA YANGTZE POWER CO LTD-A 600900 C1 XSSC 16.0818 16.23 65800 1067934 Utilities
1.31 CHINA STATE CONSTRUCTION -A 601668 C1 XSSC 6.0531 5.49 188420 1034425.8 Industrials
1.29 BANK OF COMMUNICATIONS CO-A 601328 C1 XSSC 6.19548 5.79 176100 1019619 Financials
1.27 JIANGSU HENGRUI MEDICINE C-A 600276 C1 XSSC 68.5391 60.82 16470 1001705.4 Health Care
1.26 CHINA MINSHENG BANKING-A 600016 C1 XSSC 6.60154 6.25 159080 994250 Financials
1.23 CHINA PACIFIC INSURANCE GR-A 601601 C1 XSSC 35.6582 34.3 28200 967260 Financials
1.08 JIANGSU YANGHE BREWERY -A 002304 C2 XSEC 129.325 124.8 6800 848640 Consumer Staples
1.04 PING AN BANK CO LTD-A 000001 C2 XSEC 10.9652 10.67 77000 821590 Financials
1.03 BANK OF CHINA LTD-A 601988 C1 XSSC 3.88173 3.68 220600 811808 Financials
1.01 CHINA PETROLEUM & CHEMICAL-A 600028 C1 XSSC 7.2864 6.95 114300 794385 Energy
1.00 CRRC CORP LTD-A 601766 C1 XSSC 9.69954 8.64 90900 785376 Industrials
0.99 CHINA UNITED NETWORK-A 600050 C1 XSSC 5.45615 5.59 139200 778128 Telecommunication Services
0.97 FOSHAN HAITIAN FLAVOURING -A 603288 C1 XSSC 65.3714 76.3 10068 768188.4 Consumer Staples
0.93 CITIC SECURITIES CO-A 600030 C1 XSSC 19.6218 16.68 44100 735588 Financials
0.89 CHINA EVERBRIGHT BANK CO-A 601818 C1 XSSC 4.0924 3.93 178600 701898 Financials
0.89 POLY REAL ESTATE GROUP CO -A 600048 C1 XSSC 13.7959 13.15 53200 699580 Real Estate
0.86 INNER MONGOLIA YILI INDUS-A 600887 C1 XSSC 26.1475 24.92 27300 680316 Consumer Staples
0.84 BAOSHAN IRON & STEEL CO-A 600019 C1 XSSC 8.91458 7.95 83200 661440 Materials
0.83 ANHUI CONCH CEMENT CO LTD-A 600585 C1 XSSC 35.819 36.71 17900 657109 Materials
0.81 PETROCHINA CO LTD-A 601857 C1 XSSC 8.02713 8.81 72600 639606 Energy
0.76 BANK OF SHANGHAI CO LTD-A 601229 C1 XSSC 11.0737 12.14 49060 595588.4 Financials
0.75 CHINA INTERNATIONAL TRAVEL-A 601888 C1 XSSC 60.7754 67.51 8800 594088 Consumer Discretionary
0.74 CHINA MERCHANTS SHEKOU IND-A 001979 C2 XSEC 22.6774 19.88 29500 586460 Real Estate
0.73 CHINA RAILWAY CONSTRUCTION-A 601186 C1 XSSC 9.89431 11.11 51600 573276 Industrials
0.72 BANK OF BEIJING CO LTD -A 601169 C1 XSSC 6.85542 5.95 94800 564060 Financials
0.69 SUNING COMMERCE GROUP CO -A 002024 C2 XSEC 13.69 13.1 41800 547580 Consumer Discretionary
0.68 GREE ELECTRIC APPLIANCES I-A 000651 C2 XSEC 47.9513 39.87 13500 538245 Consumer Discretionary
0.68 DAQIN RAILWAY CO LTD -A 601006 C1 XSSC 8.77194 8.05 66700 536935 Industrials
0.65 GUOTAI JUNAN SECURITIES CO-A 601211 C1 XSSC 17.8323 15.14 33700 510218 Financials
0.62 BOE TECHNOLOGY GROUP CO LT-A 000725 C2 XSEC 4.50123 3.24 151900 492156 Information Technology
0.60 NEW CHINA LIFE INSURANCE C-A 601336 C1 XSSC 46.1869 49.96 9400 469624 Financials
0.59 KANGMEI PHARMACEUTICAL CO-A 600518 C1 XSSC 24.3407 20.83 22300 464509 Health Care
0.59 HUAXIA BANK CO LTD-A 600015 C1 XSSC 8.46975 8.03 57500 461725 Financials
0.58 FOCUS MEDIA INFORMATION TE-A 002027 C2 XSEC 9.4331 8.31 54860 455886.6 Information Technology
0.58 QINGDAO HAIER CO LTD-A 600690 C1 XSSC 18.0393 16.6 27400 454840 Consumer Discretionary
0.57 HUATAI SECURITIES CO LTD-A 601688 C1 XSSC 17.56 15.41 29300 451513 Financials
0.50 BANK OF NINGBO CO LTD -A 002142 C2 XSEC 17.8597 17.45 22700 396115 Financials
0.50 CHINA SHENHUA ENERGY CO-A 601088 C1 XSSC 18.2202 19.87 19700 391439 Energy
0.48 SHENWAN HONGYUAN GROUP CO-A 000166 C2 XSEC 4.90981 4.53 84200 381426 Financials
0.48 BYD CO LTD -A 002594 C2 XSEC 51.0575 47.01 8100 380781 Consumer Discretionary
0.46 GF SECURITIES CO LTD-A 000776 C2 XSEC 15.8188 13.7 26600 364420 Financials
0.45 NARI TECHNOLOGY CO LTD-A 600406 C1 XSSC 15.899 17.25 20600 355350 Industrials
0.44 CHINA NATIONAL NUCLEAR POW-A 601985 C1 XSSC 6.55049 6 58200 349200 Utilities
0.44 ZHEJIANG CENTURY HUATONG -A 002602 C2 XSEC 35.1306 32.5 10700 347750 Consumer Discretionary
0.44 YONGHUI SUPERSTORES CO LTD-A 601933 C1 XSSC 9.27631 8.09 42900 347061 Consumer Staples
0.44 CHINA FORTUNE LAND DEVELOP-A 600340 C1 XSSC 28.6515 25.87 13300 344071 Real Estate
0.42 CHINA MERCHANTS SECURITIES-A 600999 C1 XSSC 16.994 13.03 25700 334871 Financials
0.42 BANK OF JIANGSU CO LTD-A 600919 C1 XSSC 7.23455 6.44 51800 333592 Financials
0.42 YUNNAN BAIYAO GROUP CO LTD-A 000538 C2 XSEC 107.411 70.23 4700 330081 Health Care
0.42 HAITONG SECURITIES CO LTD-A 600837 C1 XSSC 11.6588 9.03 36300 327789 Financials
0.41 HENAN SHUANGHUI INVESTMENT-A 000895 C2 XSEC 25.9453 26.06 12300 320538 Consumer Staples
0.40 LUZHOU LAOJIAO CO LTD-A 000568 C2 XSEC 65.7485 47.31 6600 312246 Consumer Staples
0.39 CHINA CONSTRUCTION BANK-A 601939 C1 XSSC 7.56491 7.21 43000 310030 Financials
0.39 HUAYU AUTOMOTIVE SYSTEMS -A 600741 C1 XSSC 24.3487 21.79 14100 307239 Consumer Discretionary
0.39 SANY HEAVY INDUSTRY CO LTD-A 600031 C1 XSSC 8.69552 8.82 34600 305172 Industrials
0.37 SANAN OPTOELECTRONICS CO L-A 600703 C1 XSSC 20.3975 15.98 18303 292481.94 Information Technology
0.36 FUTURE LAND HOLDINGS CO -A 601155 C1 XSSC 34.2305 28.5 10100 287850 Real Estate
0.36 BANK OF NANJING CO LTD -A 601009 C1 XSSC 8.44659 7.55 38100 287655 Financials
0.36 ZTE CORP-A 000063 C2 XSEC 17.7976 18.59 15400 286286 Information Technology
0.36 METALLURGICAL CORP OF CHIN-A 601618 C1 XSSC 3.70738 3.54 80100 283554 Industrials
0.36 LUXSHARE PRECISION INDUSTR-A 002475 C2 XSEC 18.2361 15.26 18540 282920.4 Industrials
0.36 IFLYTEK CO LTD - A 002230 C2 XSEC 37.2602 30.1 9350 281435 Information Technology
0.36 ZIJIN MINING GROUP CO LTD-A 601899 C1 XSSC 4.10306 3.61 77600 280136 Materials
0.35 CHINA LIFE INSURANCE CO-A 601628 C1 XSSC 25.0771 22.06 12500 275750 Financials
0.34 SHANGHAI FOSUN PHARMACEUTI-A 600196 C1 XSSC 43.0754 30.02 9000 270180 Health Care
0.33 SHAANXI COAL INDUSTRY CO L-A 601225 C1 XSSC 8.31167 8.8 29900 263120 Energy
0.33 ZHANGZHOU PIENTZEHUANG PHA-A 600436 C1 XSSC 110.626 97.08 2700 262116 Health Care
0.33 HUADONG MEDICINE CO LTD-A 000963 C2 XSEC 48.6125 39.41 6550 258135.5 Health Care
0.33 INNER MONGOLIA BAOTOU STE-A 600010 C1 XSSC 2.01231 1.51 170400 257304 Materials
0.31 POWER CONSTRUCTION CORP OF-A 601669 C1 XSSC 6.34752 5.37 45800 245946 Industrials
0.31 AECC AVIATION POWER CO-A 600893 C1 XSSC 25.6196 24.22 10100 244622 Industrials
0.31 SHANGHAI INTERNATIONAL AIR-A 600009 C1 XSSC 54.0023 56.6 4300 243380 Industrials
0.31 ORIENT SECURITIES CO LTD-A 600958 C1 XSSC 12.0687 9.06 26800 242808 Financials
0.31 CHINA HAINAN RUBBER INDUST-A 601118 C1 XSSC 5.73801 6.62 36400 240968 Materials
0.30 SHENZHEN OVERSEAS CHINESE-A 000069 C2 XSEC 8.15723 6.53 36800 240304 Consumer Discretionary
0.30 GREENLAND HOLDINGS CORP LT-A 600606 C1 XSSC 7.28373 6.56 36400 238784 Real Estate
0.30 AISINO CORP-A 600271 C1 XSSC 25.3708 28.09 8400 235956 Information Technology
0.30 MEINIAN ONEHEALTH HEALTHCA-A 002044 C2 XSEC 23.2566 16.86 13960 235365.6 Health Care
0.29 WEICHAI POWER CO LTD-A 000338 C2 XSEC 8.28642 8.5 27200 231200 Industrials
0.29 SDIC POWER HOLDINGS CO LTD-A 600886 C1 XSSC 7.06509 7.54 30400 229216 Utilities
0.29 GD POWER DEVELOPMENT CO -A 600795 C1 XSSC 2.56233 2.57 88200 226674 Utilities
0.29 FUYAO GLASS INDUSTRY GROUP-A 600660 C1 XSSC 24.7946 25.1 9000 225900 Consumer Discretionary
0.28 ZHEJIANG CHINT ELECTRICS-A 601877 C1 XSSC 28.5614 23.02 9700 223294 Industrials
0.28 CHINA SOUTHERN AIRLINES CO-A 600029 C1 XSSC 10.1552 7.08 31500 223020 Industrials
0.28 GUANGZHOU BAIYUNSHAN PHAR-A 600332 C1 XSSC 39.7105 35.4 6300 223020 Health Care
0.28 YONYOU NETWORK TECHNOLOGY-A 600588 C1 XSSC 27.101 26.1 8500 221850 Information Technology
0.27 CHINA EASTERN AIRLINES CO-A 600115 C1 XSSC 7.58957 5.85 36700 214695 Industrials
0.26 HANS LASER TECHNOLOGY IN-A 002008 C2 XSEC 52.1096 42.8 4800 205440 Industrials
0.26 FOUNDER SECURITIES CO LTD-A 601901 C1 XSSC 6.14621 5.56 36900 205164 Financials
0.26 ZHEJIANG ZHENENG ELECTRIC-A 600023 C1 XSSC 5.14637 5.04 40700 205128 Utilities
0.26 HENGTONG OPTIC-ELECTRIC CO-A 600487 C1 XSSC 24.2485 23.68 8560 202700.8 Information Technology
0.25 TIANQI LITHIUM CORP-A 002466 C2 XSEC 56.2006 39.27 5100 200277 Materials
0.25 ZHEJIANG HUAYOU COBALT CO -A 603799 C1 XSSC 67.2924 53.47 3680 196769.6 Materials
0.25 AVIC AIRCRAFT CO LTD-A 000768 C2 XSEC 17.7989 15.74 12400 195176 Industrials
0.25 SHANDONG GOLD MINING CO LT-A 600547 C1 XSSC 28.2226 23.5 8300 195050 Materials
0.24 GEMDALE CORP-A 600383 C1 XSSC 11.2906 9.51 20300 193053 Real Estate
0.24 BEIJING TONGRENTANG CO-A 600085 C1 XSSC 38.5251 30.9 6200 191580 Health Care
0.24 AVIC CAPITAL CO LTD -A 600705 C1 XSSC 5.49409 4.75 40300 191425 Financials
0.24 ZHEJIANG DAHUA TECHNOLOGY-A 002236 C2 XSEC 24.1598 14.54 13000 189020 Information Technology
0.24 SHANGHAI ELECTRIC GRP CO L-A 601727 C1 XSSC 6.12739 5.32 35100 186732 Industrials
0.23 CHINA SHIPBUILDING INDUSTR-A 600482 C1 XSSC 24.27 23.1 7800 180180 Consumer Discretionary
0.23 FANGDA CARBON NEW MATERIAL-A 600516 C1 XSSC 30.5389 22.5 8000 180000 Industrials
0.23 BANK OF HANGZHOU CO LTD-A 600926 C1 XSSC 8.26241 7.76 23040 178790.4 Financials
0.23 MUYUAN FOODSTUFF CO LTD-A 002714 C2 XSEC 27.9007 22.78 7800 177684 Consumer Staples
0.23 SHANXI XINGHUACUN FEN WINE-A 600809 C1 XSSC 59.2172 45.55 3900 177645 Consumer Staples
0.22 AIR CHINA LTD-A 601111 C1 XSSC 11.0147 8.32 20900 173888 Industrials
0.22 SHANGHAI PHARMACEUTICALS-A 601607 C1 XSSC 24.8467 20.11 8600 172946 Health Care
0.22 TCL CORP-A 000100 C2 XSEC 2.79614 2.83 60800 172064 Consumer Discretionary
0.22 SICHUAN KELUN PHARMACEUTIC-A 002422 C2 XSEC 32.6492 26.14 6500 169910 Health Care
0.21 TONGHUA DONGBAO PHARMACEUT-A 600867 C1 XSSC 26.2164 18.21 9200 167532 Health Care
0.21 EVERBRIGHT SECURITIE CO -A 601788 C1 XSSC 12.9544 9.52 17500 166600 Financials
0.21 RISESUN REAL ESTATE DEVEL-A 002146 C2 XSEC 10.57 8.51 19500 165945 Real Estate
0.21 HUANENG POWER INTL INC-A 600011 C1 XSSC 6.37006 7.54 22000 165880 Utilities
0.21 SHANGHAI INTERNATIONAL POR-A 600018 C1 XSSC 6.80734 5.3 31200 165360 Industrials
0.21 SHENZHEN O-FILM TECH CO-A 002456 C2 XSEC 19.5218 13.45 12200 164090 Information Technology
0.21 SICHUAN CHUANTOU ENERGY CO-A 600674 C1 XSSC 9.10303 8.21 19700 161737 Utilities
0.20 CHINA NORTHERN RARE EARTH -A 600111 C1 XSSC 12.8692 9.88 16300 161044 Materials
0.20 LONGI GREEN ENERGY TECHNOL-A 601012 C1 XSSC 25.8849 12.83 12540 160888.2 Information Technology
0.20 JIANGXI GANFENG LITHIUM CO-A 002460 C2 XSEC 47.2993 32.02 5000 160100 Materials
0.20 HENGLI PETROCHEMICAL CO L-A 600346 C1 XSSC 16.0419 16.27 9800 159446 Materials
0.20 AVIC SHENYANG AIRCRAFT CO -A 600760 C1 XSSC 35.9147 37.06 4200 155652 Industrials
0.20 SHANGHAI ORIENTAL PEARL ME-A 600637 C1 XSSC 13.2952 10.01 15430 154454.3 Consumer Discretionary
0.20 CHINA CITIC BANK CORP LTD-A 601998 C1 XSSC 6.61261 6.04 25500 154020 Financials
0.20 GUOSEN SECURITIES CO LTD-A 002736 C2 XSEC 10.6717 8.36 18400 153824 Financials
0.19 HUNDSUN TECHNOLOGIES INC-A 600570 C1 XSSC 60.8193 54.85 2800 153580 Information Technology
0.19 TASLY PHARMACEUTICAL GROUP-A 600535 C1 XSSC 32.0237 22.45 6800 152660 Health Care
0.19 CHINA GEZHOUBA GROUP CO LT-A 600068 C1 XSSC 7.96716 7.35 20700 152145 Industrials
0.19 XINJIANG GOLDWIND SCI&TECH-A 002202 C2 XSEC 17.8098 11.7 13000 152100 Industrials
0.19 CHINA COMMUNICATIONS CONST-A 601800 C1 XSSC 12.9673 12.3 12300 151290 Industrials
0.19 HESTEEL CO LTD-A 000709 C2 XSEC 3.29418 3.17 47600 150892 Materials
0.19 HUADIAN POWER INTL CORP-A 600027 C1 XSSC 3.73292 4.11 36500 150015 Utilities
0.19 CHINA NATIONAL CHEMICAL-A 601117 C1 XSSC 7.87238 6.7 22100 148070 Industrials
0.19 RONGSHENG PETRO CHEMICAL-A 002493 C2 XSEC 10.4369 11.22 13150 147543 Materials
0.19 CHINA MOLYBDENUM CO LTD-A 603993 C1 XSSC 7.69889 4.65 31700 147405 Materials
0.18 CHINA GRAND AUTOMOTIVE SER-A 600297 C1 XSSC 6.70859 5.89 24358 143468.62 Consumer Discretionary
0.18 ZHEJIANG LONGSHENG GROUP C-A 600352 C1 XSSC 12.1201 9.8 14600 143080 Materials
0.18 ZHENGZHOU YUTONG BUS CO -A 600066 C1 XSSC 21.3012 14.29 9900 141471 Industrials
0.18 COSCO SHIPPING HOLDINGS CO-A 601919 C1 XSSC 5.72265 4.1 34300 140630 Industrials
0.18 XCMG CONSTRUCTION MACHIN-A 000425 C2 XSEC 4.25962 3.97 35100 139347 Industrials
0.18 BEIJING SHIJI INFORMATION -A 002153 C2 XSEC 26.1175 34.62 4000 138480 Information Technology
0.17 BBMG CORPORATION-A 601992 C1 XSSC 4.27017 3.69 37400 138006 Materials
0.17 INDUSTRIAL SECURITIES CO-A 601377 C1 XSSC 6.45873 4.58 30000 137400 Financials
0.17 JIANGXI COPPER CO LTD-A 600362 C1 XSSC 17.4504 14.5 9300 134850 Materials
0.17 DONGXU OPTOELECTRONIC TECH-A 000413 C2 XSEC 7.90545 5.46 24600 134316 Information Technology
0.17 DONG-E-E-JIAOCO LTD-A 000423 C2 XSEC 55.864 46.18 2900 133922 Health Care
0.17 OFFSHORE OIL ENGINEERING-A 600583 C1 XSSC 5.84729 6.75 19800 133650 Energy
0.17 WESTERN SECURITIES CO LTD-A 002673 C2 XSEC 9.35365 8.32 15700 130624 Financials
0.16 ANXIN TRUST CO LTD-A 600816 C1 XSSC 9.19075 5.26 24560 129185.6 Financials
0.16 CHONGQING CHANGAN AUTOMOB-A 000625 C2 XSEC 10.2369 7.35 17500 128625 Consumer Discretionary
0.16 DHC SOFTWARE CO LTD -A 002065 C2 XSEC 8.78041 9.12 14100 128592 Information Technology
0.16 TSINGHUA UNISPLENDOUR CO-A 000938 C2 XSEC 47.5091 42.43 3020 128138.6 Information Technology
0.16 CHANGJIANG SECURITIES CO L-A 000783 C2 XSEC 6.89325 5.15 24800 127720 Financials
0.16 JINKE PROPERTIES GROUP CO -A 000656 C2 XSEC 5.34803 5.31 24000 127440 Real Estate
0.16 SINOPEC SHANGHAI PETROCHE-A 600688 C1 XSSC 5.94074 5.79 21900 126801 Materials
0.16 JOINTOWN PHARMACEUTICAL-A 600998 C1 XSSC 18.3625 15.06 8400 126504 Health Care
0.16 BANK OF GUIYANG CO LTD-A 601997 C1 XSSC 13.6226 12.12 10300 124836 Financials
0.16 GOERTEK INC -A 002241 C2 XSEC 11.7119 8.53 14600 124538 Information Technology
0.16 XINHU ZHONGBAO CO LTD-A 600208 C1 XSSC 4.38878 3.19 38600 123134 Real Estate
0.15 YOUNGOR GROUP CO-A 600177 C1 XSSC 8.19788 7.39 16100 118979 Real Estate
0.15 TBEA CO LTD-A 600089 C1 XSSC 8.17146 7.09 16700 118403 Industrials
0.15 SPRING AIRLINES CO LTD-A 601021 C1 XSSC 34.554 34.8 3400 118320 Industrials
0.15 HUBEI BIOCAUSE PHARMACEUTI-A 000627 C2 XSEC 7.85383 6.35 18500 117475 Financials
0.15 QINGHAI SALT LAKE INDUSTRY-A 000792 C2 XSEC 12.7019 9.28 12500 116000 Materials
0.15 GIANT NETWORK GROUP CO LTD-A 002558 C2 XSEC 25.4294 18.98 6100 115778 Information Technology
0.14 NEW HOPE LIUHE CO LTD-A 000876 C2 XSEC 7.12665 6.03 18900 113967 Consumer Staples
0.14 NINGBO ZHOUSHAN PORT CO LT-A 601018 C1 XSSC 5.11996 4.12 27600 113712 Industrials
0.14 ANGANG STEEL CO LTD-A 000898 C2 XSEC 6.28009 6.16 18400 113344 Materials
0.14 TONGWEI CO LTD-A 600438 C1 XSSC 11.2003 6.42 17400 111708 Consumer Staples
0.14 CHINA RESOURCES SANJIU MED-A 000999 C2 XSEC 28.2105 25.34 4400 111496 Health Care
0.14 TIANMA MICROELECTRONICS-A 000050 C2 XSEC 16.3042 12.04 9200 110768 Information Technology
0.14 CHINA FILM CO LTD-A 600977 C1 XSSC 16.5344 12.93 8400 108612 Consumer Discretionary
0.14 SHENZHEN SALUBRIS PHARM-A 002294 C2 XSEC 40.1636 27.78 3900 108342 Health Care
0.14 ZOOMLION HEAVY INDUSTRY S-A 000157 C2 XSEC 4.25364 3.76 28700 107912 Industrials
0.14 DONGXING SECURITIES CO LT-A 601198 C1 XSSC 14.8698 10.48 10300 107944 Financials
0.14 SHENERGY COMPANY LIMITED-A 600642 C1 XSSC 5.52526 5.29 20400 107916 Utilities
0.14 SHANDONG BUCHANG PHARMACEU-A 603858 C1 XSSC 40.8635 27.23 3960 107830.8 Health Care
0.14 SUZHOU GOLD MANTIS CONSTR -A 002081 C2 XSEC 13.0232 9.04 11900 107576 Industrials
0.14 TSINGTAO BREWERY CO LTD-A 600600 C1 XSSC 48.857 34.25 3141 107579.25 Consumer Staples
0.14 MAANSHAN IRON & STEEL-A 600808 C1 XSSC 3.80916 4.01 26800 107468 Materials
0.13 GUOYUAN SECURITIES CO LTD-A 000728 C2 XSEC 9.0985 7.01 15100 105851 Financials
0.13 SHANXI LUAN ENVIRONMENTAL-A 601699 C1 XSSC 10.3992 7.89 13400 105726 Energy
0.13 ZHONGJIN GOLD CORP-A 600489 C1 XSSC 8.81224 6.82 15500 105710 Materials
0.13 XIAMEN C & D INC-A 600153 C1 XSSC 11.0725 8.28 12700 105156 Industrials
0.13 HANGZHOU ROBAM APPLIANCES-A 002508 C2 XSEC 38.103 24.34 4218 102666.12 Consumer Discretionary
0.13 GUANGZHOU AUTOMOBILE GROUP-A 601238 C1 XSSC 12.6417 10.69 9560 102196.4 Consumer Discretionary
0.13 HEILAN HOME CO LTD -A 600398 C1 XSSC 14.3592 10.09 10100 101909 Consumer Discretionary
0.13 TONGLING NONFERROUS METALS-A 000630 C2 XSEC 2.58981 2.16 47200 101952 Materials
0.13 CHINA SPACESAT CO LTD -A 600118 C1 XSSC 22.2721 18.95 5300 100435 Industrials
0.13 ZHEJIANG CHINA COMMODITIES-A 600415 C1 XSSC 5.10526 4.08 24400 99552 Real Estate
0.12 PERFECT WORLD CO LTD-A 002624 C2 XSEC 34.9031 24.97 3900 97383 Information Technology
0.12 FINANCIAL STREET HOLDINGS-A 000402 C2 XSEC 8.91685 7.19 13400 96346 Real Estate
0.12 SINOLINK SECURITIES CO LTD-A 600109 C1 XSSC 8.46248 7.08 13600 96288 Financials
0.12 CHINA SOUTH PUBLISHING -A 601098 C1 XSSC 12.9923 11.73 8100 95013 Consumer Discretionary
0.12 LIAONING CHENG DA CO LTD-A 600739 C1 XSSC 16.8082 13.72 6900 94668 Consumer Discretionary
0.12 CHINA AVIONICS SYSTEMS CO -A 600372 C1 XSSC 14.913 14.26 6600 94116 Industrials
0.12 GUANGSHEN RAILWAY CO LTD-A 601333 C1 XSSC 4.64948 3.63 25400 92202 Industrials
0.12 SHANXI XISHAN COAL & ELEC-A 000983 C2 XSEC 7.92783 6.53 14100 92073 Energy
0.12 GUANGZHOU HAIGE COMMUNICAT-A 002465 C2 XSEC 10.496 8.82 10400 91728 Information Technology
0.11 TUS-SOUND ENVIRONMEN-RES A 000826 C2 XSEC 21.8388 14.07 6380 89766.6 Industrials
0.11 SHANGHAI 2345 NETWORK HOLD-A 002195 C2 XSEC 5.14513 4.45 19870 88421.5 Information Technology
0.11 BEIJING XINWEI TECHNOLOGY -A 600485 CG SHAX 15.3032 11.67 7549 88096.83 Information Technology
0.11 SOOCHOW SECURITIES CO LTD-A 601555 C1 XSSC 7.9725 6.44 13500 86940 Financials
0.11 JIANGSU SHAGANG CO LTD -A 002075 CS SHEX 10.9201 16.09 5400 86886 Materials
0.11 WUHU SHUNRONG SANQI INTERA-A 002555 C2 XSEC 13.5712 10.79 8000 86320 Information Technology
0.11 SHANGHAI TUNNEL ENGINEERIN-A 600820 C1 XSSC 7.05847 6.04 14100 85164 Industrials
0.11 COSCO SHIPPING DEVELOPME-A 601866 C1 XSSC 2.98204 2.37 35600 84372 Industrials
0.11 HUAAN SECURITIES CO LTD-A 600909 C1 XSSC 6.68778 5.17 16200 83754 Financials
0.11 BEIJING CAPITAL CO LTD-A 600008 C1 XSSC 4.83967 3.87 21600 83592 Utilities
0.10 FIRST CAPITAL SECURITIES C-A 002797 C2 XSEC 7.57784 5.27 15700 82739 Financials
0.10 SHENZHEN ENERGY GROUP CO L-A 000027 C2 XSEC 5.72589 5.44 14800 80512 Utilities
0.10 SHANXI SECURITIES CO LTD-A 002500 C2 XSEC 8.07896 6.33 12700 80391 Financials
0.10 NINESTAR CORP-A 002180 C2 XSEC 31.5476 25.04 3200 80128 Information Technology
0.10 HUBEI ENERGY GROUP CO LTD-A 000883 C2 XSEC 4.40341 4.04 19500 78780 Utilities
0.10 JINDUICHENG MOLYBDENUM CO -A 601958 C1 XSSC 6.89204 6.32 12100 76472 Materials
0.09 SDIC ESSENCE HOLDINGS CO L-A 600061 C1 XSSC 12.3938 8.4 8800 73920 Financials
0.09 JIHUA GROUP CORP LTD-A 601718 C1 XSSC 4.64606 3.75 19700 73875 Industrials
0.09 WANXIANG QIANCHAO CO LTD-A 000559 C2 XSEC 8.22464 5.93 12400 73532 Consumer Discretionary
0.09 SHENZHEN ZHONGJIN LINGNAN-A 000060 C2 XSEC 6.35179 4.58 16000 73280 Materials
0.09 WEIFU HIGH-TECHNOLOGY GRP-A 000581 C2 XSEC 22.7124 19.22 3800 73036 Consumer Discretionary
0.09 SHANDONG LINGLONG TYRE CO -A 601966 C1 XSSC 15.808 16.14 4500 72630 Consumer Discretionary
0.09 CITIC GUOAN INFORMATION-A 000839 C2 XSEC 6.63292 3.95 17600 69520 Consumer Discretionary
0.09 SHANGHAI ZHANGJIANG HIGH-A 600895 C1 XSSC 13.198 10.07 6900 69483 Real Estate
0.09 DR PENG TELCOM & MEDIA GR-A 600804 C1 XSSC 14.5642 10.74 6400 68736 Telecommunication Services
0.09 CHINA INTL MARINE CONTAIN-A 000039 C2 XSEC 15.4842 11.85 5700 67545 Industrials
0.08 CHINESE UNIVERSE PUBLISHIN-A 600373 C1 XSSC 14.7502 10.8 6200 66960 Consumer Discretionary
0.08 BEIJING DABEINONG TECHNOLO-A 002385 C2 XSEC 5.404 3.49 19000 66310 Consumer Staples
0.08 CHINA NUCLEAR ENGINEERING -A 601611 C1 XSSC 9.18254 7.76 7900 61304 Industrials
0.07 WANDA CINEMA LINE CO LTD-A 002739 CS SHEX 17.4767 34.56 1500 51840 Consumer Discretionary
0.04 ZHONGTIAN URBAN DEVELOPMEN-A 000540 CS SHEX 1.7332 4.87 6000 29220 Real Estate
0.01 CHINA CAMC ENGINEERING CO -A 002051 CS SHEX 15.8137 15.27 408 6230.16 Industrials
0.01 SHENZHEN FEIMA INTERNATION-A 002210 CS SHEX 0 6.53 696 4544.88 Industrials
0.00 TIANJIN TIANHAI INVESTMENT-A 600751 CG SHAX 9.19736 6.49 300 1947 Information Technology

    > Click here to view Full Holdings Details in Excel
    As of 21 Sep, 2018

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    2016-12-16 2016-12-19 2016-12-29 RMB 0.17 per share RMB 0.00 RMB 0.17
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Monthly Newsletter
    Monthly Newsletter
    Prospectus
    Product Key Facts
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    Semi Annual Unaudited Accounts
    Changes to trust deed
    ANNOUNCEMENT - CHANGE OF STOCK SHORT NAME
    AUDITED ACCOUNTS
    Announcement - Change of Underlying Index and Name of Sub-Fund
    UPDATE OF ONGOING CHARGES FIGURE
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Clarification Announcement
    Distribution Annoucement
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Semi Annual Report
    Annual Report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index. An ETF using a full replication strategy generally aims to invest in all constituent stocks/assets in substantially the same weightings as its benchmark.
    2. Intra-day Estimated NAV per unit Calculations are performed by CSOP. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Thomson Reuters when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 10 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Thomson Reuters.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Thomson Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.