CSOP MSCI China A Inclusion Index ETF
(RMB Counter Stock Code: 83149, HKD Counter Stock Code: 3149 )

  • Overview
  • Performance
  • Tracking
    Difference / Error
  • Holdings
  • Distribution
    History
  • Documents
IMPORTANT INFORMATION about CSOP MSCI China A Inclusion Index ETF (the "ETF")

IMPORTANT: Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP MSCI China A Inclusion Index ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of MSCI China A Inclusion Index (“Underlying Index”).
  • The underlying index of the Sub-Fund was changed to the present index effective from 3 May 2018. During the rebalancing period from the previous index to the Underlying Index, which is anticipated to take up to 5 trading days from 3 May 2018, holdings of the Sub-Fund will be rebalanced from constituents of the previous index to the Underlying Index. Although there is a high degree of correlation between the previous index and new Underlying Index, there is a risk that the tracking error and tracking difference of the Sub-Fund during the rebalancing period may increase. Investors who deal with Units of the Sub-Fund during the rebalancing period should exercise caution.
  • The Underlying Index captures large and mid-cap representation and includes A-Shares constituents of the MSCI China All Shares Index. All of the constituents of the Underlying Index are listed on the SSE and the SZSE.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy
  • The investment objective of the Sub-Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, MSCI China A Inclusion Index (the “Underlying Index”).

  • In seeking to achieve the investment objective, the Sub-Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of the NAV of the Sub-Fund in the securities included in the Underlying Index (“Index Securities”). The Sub-Fund may or may not hold all of the securities in the Underlying Index. The Sub-Fund also may invest in money market instruments, cash and cash equivalents.
  • Currently it is intended that the Sub-Fund will directly obtain exposure to securities issued within the PRC through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota granted to the Manager by SAFE. The Manager may invest up to 100% of the Sub-Fund's NAV through either RQFII and/or the Shanghai-Hong Kong Stock Connect.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 20 Jul, 2018 10.4171 0.204 1.99
NAV per Unit in HKD**6 (for reference only) 20 Jul, 2018 12.0404 0.217 1.83
Closing Price for RMB Traded Unit 20 Jul, 2018 10.42 0.22 2.16
Closing Price for HKD Traded Unit 20 Jul, 2018 12.06 0.26 2.2
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 is provided by Thomson Reuters.

Fund information
Fund Manager CSOP Asset Management Limited
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year 2.46%#
Total NAV* 153,131,729.00
Outstanding Units* 14,700,000
Creation Unit 500,000 Units
Dividend Policy The Manager intends to distribute income to unitholders annually (in December) having regard to the Sub-Fund’s net income after fees and costs.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee and Registrar HSBC Institutional Trust Services (Asia) Limited
# As the CSOP MSCI China A Inclusion Index ETF is newly set up, this figure is a best estimate only and represents the sum of the estimated ongoing charges expressed as a percentage of the estimated average NAV. It may be different upon actual operation of the Sub-Fund and may vary from year to year.
*As of 20 Jul, 2018
Underlying Index Information7
Underlying Index MSCI China A Inclusion Index
Launch Date 23 Oct 2017
Underlying Index MSCI China A Inclusion Index
Index Provider MSCI Inc.
Index Type Net Total return index##
Base Currency RMB
Underlying Securities A-Shares to be progressively included in MSCI Emerging Market Index
Rebalancing frequency Quarterly
Bloomberg Total Return Index MBCNA
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 26 Nov 2015 26 Nov 2015
Exchange Ticker 3149 83149
Bloomberg Ticker 3149 HK 83149 HK
ISIN HK0000273497 HK0000273489
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited China International Capital Corporation Hong Kong Securities Limited
China Merchants Securities (HK) Co., Limited CITIC Securities Brokerage (HK) Limited
CLSA LIMITED Goldman Sachs (Asia) Securities Limited
Guotai Junan Securities (Hong Kong) Limited Haitong International Securities Company Limited
Merrill Lynch Far East Limited Nomura International (Hong Kong) Limited
UBS Securities Hong Kong Limited
Market Makers9
HKD RMB
CLSA Limited CLSA Limited
Commerz Securities Hong Kong Limited Commerz Securities Hong Kong Limited
Guotai Junan Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited
Haitong International Securities Company Limited Haitong International Securities Company Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
ETF* -3.16% -1.34% 7.95% - -4.27%
Index** -3.29% -3.59% 7.42% - -3.98%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is MSCI China A Inclusion Index effective from 3, May 2018. Before the day, the Fund’s underlying index was MSCI China A International Index.
# Calculated since the listing date of 26 Nov 2015
As of 30 June 2017
2016
CSOP MSCI China A Inclusion index ETF (83149) -12.60%
MSCI China A Inclusion Index -11.99%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 26 Nov 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TD: 0.53% TD for calendar year 2016: -0.62%

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TE^: 1.90% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
153,131,729.00 240 97.79

As of 20 Jul, 2018
Top 10 Sectors
As of 20 Jul, 2018
All Holdings
Sort by Total records: 240
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost
(RMB)3
Market Price
(RMB)4
Shares Held Market Value
(RMB)
Sector
5.30 KWEICHOW MOUTAI CO LTD-A 600519 C1 XSSC 712.089 741.13 10960 8122784.8 Consumer Staples
3.77 PING AN INSURANCE GROUP CO-A 601318 C1 XSSC 62.8355 60.84 94900 5773716 Financials
3.23 CHINA MERCHANTS BANK-A 600036 C1 XSSC 29.6436 27.38 180700 4947566 Financials
1.95 HANGZHOU HIKVISION DIGITAL-A 002415 C2 XSEC 39.9933 36.93 80810 2984313.3 Information Technology
1.75 MIDEA GROUP CO LTD-A 000333 C2 XSEC 54.3233 46.57 57600 2682432 Consumer Discretionary
1.74 INDUSTRIAL BANK CO LTD -A 601166 C1 XSSC 16.2476 14.65 182043 2666929.95 Financials
1.69 IND & COMM BK OF CHINA-A 601398 C1 XSSC 6.00688 5.47 472400 2584028 Financials
1.66 SHANGHAI PUDONG DEVEL BANK-A 600000 C1 XSSC 10.9482 9.87 257150 2538070.5 Financials
1.60 WULIANGYE YIBIN CO LTD-A 000858 C2 XSEC 77.8095 73.43 33300 2445219 Consumer Staples
1.55 JIANGSU HENGRUI MEDICINE C-A 600276 C1 XSSC 68.5391 73.76 32270 2380235.2 Health Care
1.54 AGRICULTURAL BANK OF CHINA-A 601288 C1 XSSC 3.78977 3.54 665200 2354808 Financials
1.44 SAIC MOTOR CORP LTD-A 600104 C1 XSSC 34.5485 32.4 68200 2209680 Consumer Discretionary
1.40 CHINA YANGTZE POWER CO LTD-A 600900 C1 XSSC 16.0822 16.73 128500 2149805 Utilities
1.29 CHINA VANKE CO LTD -A 000002 C2 XSEC 27.861 23.14 85146 1970278.44 Real Estate
1.27 BANK OF COMMUNICATIONS CO-A 601328 C1 XSSC 6.19609 5.64 343900 1939596 Financials
1.25 CHINA STATE CONSTRUCTION -A 601668 C1 XSSC 6.05713 5.19 367920 1909504.8 Industrials
1.23 CHINA PACIFIC INSURANCE GR-A 601601 C1 XSSC 35.6582 34.15 55100 1881665 Financials
1.21 CHINA MINSHENG BANKING-A 600016 C1 XSSC 6.60546 5.94 310680 1845439.2 Financials
1.14 JIANGSU YANGHE BREWERY -A 002304 C2 XSEC 130.788 132.26 13200 1745832 Consumer Staples
1.00 BANK OF CHINA LTD-A 601988 C1 XSSC 3.88353 3.55 430800 1529340 Financials
0.96 INNER MONGOLIA YILI INDUS-A 600887 C1 XSSC 26.2035 27.55 53300 1468415 Consumer Staples
0.95 FOSHAN HAITIAN FLAVOURING -A 603288 C1 XSSC 65.3527 73.49 19768 1452750.32 Consumer Staples
0.95 CITIC SECURITIES CO-A 600030 C1 XSSC 19.6218 16.83 86200 1450746 Financials
0.93 CHINA PETROLEUM & CHEMICAL-A 600028 C1 XSSC 7.28753 6.39 223200 1426248 Energy
0.89 PING AN BANK CO LTD-A 000001 C2 XSEC 10.9727 9.11 150400 1370144 Financials
0.86 CRRC CORP LTD-A 601766 C1 XSSC 9.7013 7.4 177600 1314240 Industrials
0.85 CHINA EVERBRIGHT BANK CO-A 601818 C1 XSSC 4.09372 3.73 348800 1301024 Financials
0.84 BAOSHAN IRON & STEEL CO-A 600019 C1 XSSC 8.92032 7.9 162600 1284540 Materials
0.82 CHINA INTERNATIONAL TRAVEL-A 601888 C1 XSSC 60.7591 73.46 17100 1256166 Consumer Discretionary
0.80 ANHUI CONCH CEMENT CO LTD-A 600585 C1 XSSC 35.819 34.84 35000 1219400 Materials
0.78 GREE ELECTRIC APPLIANCES I-A 000651 C2 XSEC 47.9513 45.06 26400 1189584 Consumer Discretionary
0.77 FOCUS MEDIA INFORMATION TE-A 002027 C2 XSEC 9.45037 10.97 107160 1175545.2 Information Technology
0.75 DAQIN RAILWAY CO LTD -A 601006 C1 XSSC 8.77558 8.8 130200 1145760 Industrials
0.75 POLY REAL ESTATE GROUP CO -A 600048 C1 XSSC 13.7959 10.98 103900 1140822 Real Estate
0.72 SUNING COMMERCE GROUP CO -A 002024 C2 XSEC 13.7145 13.55 81600 1105680 Consumer Discretionary
0.70 BANK OF BEIJING CO LTD -A 601169 C1 XSSC 6.86204 5.8 185200 1074160 Financials
0.69 BOE TECHNOLOGY GROUP CO LT-A 000725 C2 XSEC 4.50733 3.54 296700 1050318 Information Technology
0.68 PETROCHINA CO LTD-A 601857 C1 XSSC 8.02694 7.36 141900 1044384 Energy
0.66 BANK OF SHANGHAI CO LTD-A 601229 C1 XSSC 11.0603 10.56 95760 1011225.6 Financials
0.65 CHINA MERCHANTS SHEKOU IND-A 001979 C2 XSEC 22.6774 17.38 57700 1002826 Real Estate
0.64 QINGDAO HAIER CO LTD-A 600690 C1 XSSC 18.1128 18.21 53400 972414 Consumer Discretionary
0.63 KANGMEI PHARMACEUTICAL CO-A 600518 C1 XSSC 24.3407 22.3 43600 972280 Health Care
0.63 GUOTAI JUNAN SECURITIES CO-A 601211 C1 XSSC 17.8419 14.66 65800 964628 Financials
0.62 YUNNAN BAIYAO GROUP CO LTD-A 000538 C2 XSEC 107.411 104.22 9100 948402 Health Care
0.59 NEW CHINA LIFE INSURANCE C-A 601336 C1 XSSC 46.1869 49.67 18300 908961 Financials
0.57 CHINA RAILWAY CONSTRUCTION-A 601186 C1 XSSC 9.89431 8.61 100800 867888 Industrials
0.55 HUAXIA BANK CO LTD-A 600015 C1 XSSC 8.46975 7.46 112300 837758 Financials
0.48 BANK OF NINGBO CO LTD -A 002142 C2 XSEC 17.8962 16.64 44400 738816 Financials
0.48 HUATAI SECURITIES CO LTD-A 601688 C1 XSSC 18.7121 15.44 47700 736488 Financials
0.48 SANAN OPTOELECTRONICS CO L-A 600703 C1 XSSC 20.6103 20.4 35703 728341.2 Information Technology
0.47 SHENWAN HONGYUAN GROUP CO-A 000166 C2 XSEC 4.91493 4.4 164500 723800 Financials
0.47 LUZHOU LAOJIAO CO LTD-A 000568 C2 XSEC 65.7485 56.37 12800 721536 Consumer Staples
0.46 SHANGHAI FOSUN PHARMACEUTI-A 600196 C1 XSSC 43.0754 39.73 17600 699248 Health Care
0.45 GF SECURITIES CO LTD-A 000776 C2 XSEC 15.8188 13.25 51900 687675 Financials
0.45 BYD CO LTD -A 002594 C2 XSEC 51.6642 42.91 15900 682269 Consumer Discretionary
0.44 LUXSHARE PRECISION INDUSTR-A 002475 C2 XSEC 18.2491 18.56 36140 670758.4 Industrials
0.43 HAITONG SECURITIES CO LTD-A 600837 C1 XSSC 11.6935 9.39 70900 665751 Financials
0.43 CHINA MERCHANTS SECURITIES-A 600999 C1 XSSC 17.1227 13.26 50100 664326 Financials
0.43 CHINA FORTUNE LAND DEVELOP-A 600340 C1 XSSC 28.6515 25.51 25900 660709 Real Estate
0.43 HENAN SHUANGHUI INVESTMENT-A 000895 C2 XSEC 25.9453 27.03 24100 651423 Consumer Staples
0.42 ZHANGZHOU PIENTZEHUANG PHA-A 600436 C1 XSSC 111.29 121.97 5300 646441 Health Care
0.42 BANK OF JIANGSU CO LTD-A 600919 C1 XSSC 7.23455 6.34 101100 640974 Financials
0.42 CHINA NATIONAL NUCLEAR POW-A 601985 C1 XSSC 6.55789 5.64 113600 640704 Utilities
0.41 HUADONG MEDICINE CO LTD-A 000963 C2 XSEC 48.6125 49 12750 624750 Health Care
0.41 HUAYU AUTOMOTIVE SYSTEMS -A 600741 C1 XSSC 24.4853 22.61 27600 624036 Consumer Discretionary
0.40 MEINIAN ONEHEALTH HEALTHCA-A 002044 C2 XSEC 23.5853 22.39 27360 612590.4 Health Care
0.40 YONGHUI SUPERSTORES CO LTD-A 601933 C1 XSSC 9.27631 7.28 83800 610064 Consumer Staples
0.39 BANK OF NANJING CO LTD -A 601009 C1 XSSC 8.45237 7.98 74300 592914 Financials
0.38 SANY HEAVY INDUSTRY CO LTD-A 600031 C1 XSSC 8.69219 8.55 67500 577125 Industrials
0.38 IFLYTEK CO LTD - A 002230 C2 XSEC 37.2602 31.61 18250 576882.5 Information Technology
0.38 CHINA LIFE INSURANCE CO-A 601628 C1 XSSC 25.2846 23.65 24300 574695 Financials
0.37 CHINA CONSTRUCTION BANK-A 601939 C1 XSSC 7.56491 6.78 84000 569520 Financials
0.35 ZHEJIANG HUAYOU COBALT CO -A 603799 C1 XSSC 70.3717 74.41 7280 541704.8 Materials
0.35 FUTURE LAND HOLDINGS CO -A 601155 C1 XSSC 34.3068 27.32 19800 540936 Real Estate
0.34 SHANGHAI INTERNATIONAL AIR-A 600009 C1 XSSC 54.0009 61.83 8400 519372 Industrials
0.34 INNER MONGOLIA BAOTOU STE-A 600010 C1 XSSC 2.01231 1.55 332800 515840 Materials
0.34 METALLURGICAL CORP OF CHIN-A 601618 C1 XSSC 3.70947 3.28 156400 512992 Industrials
0.33 ZHEJIANG DAHUA TECHNOLOGY-A 002236 C2 XSEC 24.2934 20.04 25400 509016 Information Technology
0.33 TIANQI LITHIUM CORP-A 002466 C2 XSEC 58.7969 50.3 10100 508030 Materials
0.32 ZIJIN MINING GROUP CO LTD-A 601899 C1 XSSC 4.10592 3.28 151500 496920 Materials
0.32 FOUNDER SECURITIES CO LTD-A 601901 C1 XSSC 6.14621 6.73 72100 485233 Financials
0.31 GUANGZHOU BAIYUNSHAN PHAR-A 600332 C1 XSSC 39.7105 39.16 12300 481668 Health Care
0.31 POWER CONSTRUCTION CORP OF-A 601669 C1 XSSC 6.34752 5.31 89400 474714 Industrials
0.31 SHANXI XINGHUACUN FEN WINE-A 600809 C1 XSSC 61.0252 62.37 7600 474012 Consumer Staples
0.31 AECC AVIATION POWER CO-A 600893 C1 XSSC 25.6625 24.02 19700 473194 Industrials
0.31 HANS LASER TECHNOLOGY IN-A 002008 C2 XSEC 52.1096 50.72 9300 471696 Industrials
0.31 SDIC POWER HOLDINGS CO LTD-A 600886 C1 XSSC 7.06168 7.89 59500 469455 Utilities
0.30 ORIENT SECURITIES CO LTD-A 600958 C1 XSSC 12.0687 8.82 52300 461286 Financials
0.30 SHENZHEN OVERSEAS CHINESE-A 000069 C2 XSEC 8.15723 6.39 71900 459441 Consumer Discretionary
0.30 TONGHUA DONGBAO PHARMACEUT-A 600867 C1 XSSC 26.2164 25.29 18000 455220 Health Care
0.30 FUYAO GLASS INDUSTRY GROUP-A 600660 C1 XSSC 24.7946 25.82 17500 451850 Consumer Discretionary
0.29 WEICHAI POWER CO LTD-A 000338 C2 XSEC 8.29158 8.5 53000 450500 Industrials
0.29 ZHEJIANG CHINT ELECTRICS-A 601877 C1 XSSC 29.0651 23.26 18800 437288 Industrials
0.28 SHANGHAI ELECTRIC GRP CO L-A 601727 C1 XSSC 6.13077 6.34 68600 434924 Industrials
0.28 GREENLAND HOLDINGS CORP LT-A 600606 C1 XSSC 7.29047 6.09 71100 432999 Real Estate
0.28 BEIJING TONGRENTANG CO-A 600085 C1 XSSC 38.5251 36.04 12000 432480 Health Care
0.28 AISINO CORP-A 600271 C1 XSSC 25.2046 26.43 16300 430809 Information Technology
0.28 CHINA SOUTHERN AIRLINES CO-A 600029 C1 XSSC 10.2478 6.99 61500 429885 Industrials
0.28 SHAANXI COAL INDUSTRY CO L-A 601225 C1 XSSC 8.31167 7.35 58400 429240 Energy
0.28 SHENZHEN O-FILM TECH CO-A 002456 C2 XSEC 19.5218 17.83 23800 424354 Information Technology
0.27 SHANGHAI PHARMACEUTICALS-A 601607 C1 XSSC 24.9274 24.78 16800 416304 Health Care
0.27 ZHEJIANG ZHENENG ELECTRIC-A 600023 C1 XSSC 5.1502 5.22 79400 414468 Utilities
0.27 CHINA EASTERN AIRLINES CO-A 600115 C1 XSSC 7.595 5.76 71600 412416 Industrials
0.26 SICHUAN KELUN PHARMACEUTIC-A 002422 C2 XSEC 32.6492 32.11 12600 404586 Health Care
0.26 MUYUAN FOODSTUFF CO LTD-A 002714 C2 XSEC 27.9007 26.35 15300 403155 Consumer Staples
0.26 FANGDA CARBON NEW MATERIAL-A 600516 C1 XSSC 30.5389 25.08 15700 393756 Industrials
0.25 SHANDONG GOLD MINING CO LT-A 600547 C1 XSSC 28.5278 23.52 16300 383376 Materials
0.25 AVIC CAPITAL CO LTD -A 600705 C1 XSSC 5.51844 4.86 78600 381996 Financials
0.25 AVIC AIRCRAFT CO LTD-A 000768 C2 XSEC 17.7989 15.63 24300 379809 Industrials
0.24 CHINA MOLYBDENUM CO LTD-A 603993 C1 XSSC 7.75647 6.05 61900 374495 Materials
0.24 HENGTONG OPTIC-ELECTRIC CO-A 600487 C1 XSSC 24.3036 22.3 16660 371518 Information Technology
0.24 EVERBRIGHT SECURITIE CO -A 601788 C1 XSSC 12.9704 10.81 34200 369702 Financials
0.24 JIANGXI GANFENG LITHIUM CO-A 002460 C2 XSEC 47.2993 38.03 9700 368891 Materials
0.24 LONGI GREEN ENERGY TECHNOL-A 601012 C1 XSSC 26.5795 15.08 24440 368555.2 Information Technology
0.23 BANK OF HANGZHOU CO LTD-A 600926 C1 XSSC 8.27038 8 44940 359520 Financials
0.23 SHANGHAI INTERNATIONAL POR-A 600018 C1 XSSC 6.80734 5.89 60900 358701 Industrials
0.23 BEIJING ORIENT LANDSCAPE-A 002310 C2 XSEC 19.1707 14.965 23700 354670.5 Industrials
0.23 XINJIANG GOLDWIND SCI&TECH-A 002202 C2 XSEC 17.8535 13.91 25500 354705 Industrials
0.23 TASLY PHARMACEUTICAL GROUP-A 600535 C1 XSSC 32.7846 26.19 13300 348327 Health Care
0.23 ZHEJIANG CENTURY HUATONG -A 002602 C2 XSEC 35.1306 32.5 10700 347750 Consumer Discretionary
0.23 ZHENGZHOU YUTONG BUS CO -A 600066 C1 XSSC 21.4912 17.76 19400 344544 Industrials
0.22 CHINA NORTHERN RARE EARTH -A 600111 C1 XSSC 12.8692 10.82 31800 344076 Materials
0.22 GEMDALE CORP-A 600383 C1 XSSC 11.3225 8.67 39600 343332 Real Estate
0.22 ZHEJIANG LONGSHENG GROUP C-A 600352 C1 XSSC 12.1319 12.04 28500 343140 Materials
0.22 ANXIN TRUST CO LTD-A 600816 C1 XSSC 9.25455 7.08 47960 339556.8 Financials
0.22 HUANENG POWER INTL INC-A 600011 C1 XSSC 6.3667 7.84 42900 336336 Utilities
0.22 SICHUAN CHUANTOU ENERGY CO-A 600674 C1 XSSC 9.10303 8.57 38600 330802 Utilities
0.21 GUOSEN SECURITIES CO LTD-A 002736 C2 XSEC 10.7659 9.05 35900 324895 Financials
0.21 SHANGHAI ORIENTAL PEARL ME-A 600637 C1 XSSC 17.5279 14.03 23100 324093 Consumer Discretionary
0.21 HUADIAN POWER INTL CORP-A 600027 C1 XSSC 3.73322 4.5 71400 321300 Utilities
0.20 INDUSTRIAL SECURITIES CO-A 601377 C1 XSSC 6.50591 5.27 58700 309349 Financials
0.20 DONG-E-E-JIAOCO LTD-A 000423 C2 XSEC 55.864 53.36 5700 304152 Health Care
0.20 CHINA CITIC BANK CORP LTD-A 601998 C1 XSSC 6.61261 6.07 49700 301679 Financials
0.19 DONGXU OPTOELECTRONIC TECH-A 000413 C2 XSEC 7.94898 6.14 48000 294720 Information Technology
0.19 RISESUN REAL ESTATE DEVEL-A 002146 C2 XSEC 10.57 7.71 38100 293751 Real Estate
0.19 TSINGTAO BREWERY CO LTD-A 600600 C1 XSSC 48.857 47.54 6141 291943.14 Consumer Staples
0.19 COSCO SHIPPING HOLDINGS CO-A 601919 C1 XSSC 5.72265 4.36 66900 291684 Industrials
0.19 CHINA GEZHOUBA GROUP CO LT-A 600068 C1 XSSC 7.96716 7.13 40300 287339 Industrials
0.18 HUNDSUN TECHNOLOGIES INC-A 600570 C1 XSSC 61.4059 52.14 5400 281556 Information Technology
0.18 CHINA NATIONAL CHEMICAL-A 601117 C1 XSSC 7.87238 6.43 43200 277776 Industrials
0.18 GOERTEK INC -A 002241 C2 XSEC 11.7519 9.74 28400 276616 Information Technology
0.18 SHENZHEN SALUBRIS PHARM-A 002294 C2 XSEC 41.7541 36.18 7600 274968 Health Care
0.18 CHINA SHIPBUILDING INDUSTR-A 600482 C1 XSSC 24.27 17.89 15200 271928 Consumer Discretionary
0.18 JIANGXI COPPER CO LTD-A 600362 C1 XSSC 17.4504 14.92 18200 271544 Materials
0.18 CHONGQING CHANGAN AUTOMOB-A 000625 C2 XSEC 10.2557 7.93 34200 271206 Consumer Discretionary
0.18 TSINGHUA UNISPLENDOUR CO-A 000938 C2 XSEC 47.5091 44.8 6020 269696 Information Technology
0.17 JOINTOWN PHARMACEUTICAL-A 600998 C1 XSSC 18.4794 16.14 16500 266310 Health Care
0.17 CHINA COMMUNICATIONS CONST-A 601800 C1 XSSC 12.9673 11.08 24000 265920 Industrials
0.17 RONGSHENG PETRO CHEMICAL-A 002493 C2 XSEC 10.3902 10.6 25050 265530 Materials
0.17 SHANDONG BUCHANG PHARMACEU-A 603858 C1 XSSC 53.1225 44.19 6000 265140 Health Care
0.17 AIR CHINA LTD-A 601111 C1 XSSC 11.5468 7.58 34900 264542 Industrials
0.17 XINHU ZHONGBAO CO LTD-A 600208 C1 XSSC 4.38878 3.51 75300 264303 Real Estate
0.17 HESTEEL CO LTD-A 000709 C2 XSEC 3.30105 2.81 93000 261330 Materials
0.17 BEIJING SHIJI INFORMATION -A 002153 C2 XSEC 25.1417 33 7800 257400 Information Technology
0.17 TIANMA MICROELECTRONICS-A 000050 C2 XSEC 16.3042 14.38 17900 257402 Information Technology
0.17 CHINA GRAND AUTOMOTIVE SER-A 600297 C1 XSSC 6.72492 5.38 47558 255862.04 Consumer Discretionary
0.17 GIANT NETWORK GROUP CO LTD-A 002558 C2 XSEC 25.4294 21.65 11800 255470 Information Technology
0.17 CHANGJIANG SECURITIES CO L-A 000783 C2 XSEC 6.90836 5.25 48400 254100 Financials
0.17 DONGXING SECURITIES CO LT-A 601198 C1 XSSC 14.8698 12.62 20100 253662 Financials
0.16 DHC SOFTWARE CO LTD -A 002065 C2 XSEC 8.79275 9.16 27500 251900 Information Technology
0.16 CHINA FILM CO LTD-A 600977 C1 XSSC 16.7022 15.32 16400 251248 Consumer Discretionary
0.16 BANK OF GUIYANG CO LTD-A 601997 C1 XSSC 13.6226 12.38 20100 248838 Financials
0.16 BBMG CORPORATION-A 601992 C1 XSSC 4.28404 3.4 73100 248540 Materials
0.16 XCMG CONSTRUCTION MACHIN-A 000425 C2 XSEC 4.31982 3.96 61400 243144 Industrials
0.16 HUBEI BIOCAUSE PHARMACEUTI-A 000627 C2 XSEC 7.90472 6.72 36100 242592 Financials
0.16 CHINA HAINAN RUBBER INDUST-A 601118 C1 XSSC 5.73801 6.62 36400 240968 Materials
0.16 CHINA RESOURCES SANJIU MED-A 000999 C2 XSEC 28.2105 27.96 8600 240456 Health Care
0.16 SUZHOU GOLD MANTIS CONSTR -A 002081 C2 XSEC 13.0232 10.25 23200 237800 Industrials
0.15 NEW HOPE LIUHE CO LTD-A 000876 C2 XSEC 7.13869 6.43 36900 237267 Consumer Staples
0.15 HEILAN HOME CO LTD -A 600398 C1 XSSC 14.4548 11.88 19700 234036 Consumer Discretionary
0.15 WESTERN SECURITIES CO LTD-A 002673 C2 XSEC 9.38832 7.47 30700 229329 Financials
0.15 HANGZHOU ROBAM APPLIANCES-A 002508 C2 XSEC 38.505 27.5 8318 228745 Consumer Discretionary
0.15 NINGBO ZHOUSHAN PORT CO LT-A 601018 C1 XSSC 5.13189 4.2 53900 226380 Industrials
0.15 YOUNGOR GROUP CO-A 600177 C1 XSSC 8.20508 7.21 31400 226394 Real Estate
0.15 JINKE PROPERTIES GROUP CO -A 000656 C2 XSEC 5.34803 4.83 46800 226044 Real Estate
0.15 ZOOMLION HEAVY INDUSTRY S-A 000157 C2 XSEC 4.26282 4.02 56100 225522 Industrials
0.15 SINOPEC SHANGHAI PETROCHE-A 600688 C1 XSSC 5.94251 5.24 42800 224272 Materials
0.15 PERFECT WORLD CO LTD-A 002624 C2 XSEC 36.1401 28.89 7700 222453 Information Technology
0.14 ANGANG STEEL CO LTD-A 000898 C2 XSEC 6.28722 6.07 35900 217913 Materials
0.14 TBEA CO LTD-A 600089 C1 XSSC 8.17146 6.67 32600 217442 Industrials
0.14 SHANXI LUAN ENVIRONMENTAL-A 601699 C1 XSSC 10.3992 8.25 26200 216150 Energy
0.14 TONGWEI CO LTD-A 600438 C1 XSSC 11.2535 6.32 34000 214880 Consumer Staples
0.14 TUS-SOUND ENVIRONMEN-RES A 000826 C2 XSEC 21.8388 17.06 12580 214614.8 Industrials
0.14 QINGHAI SALT LAKE INDUSTRY-A 000792 C2 XSEC 12.9331 8.71 24400 212524 Materials
0.14 GUANGSHEN RAILWAY CO LTD-A 601333 C1 XSSC 4.64948 4.23 49500 209385 Industrials
0.14 SHENERGY COMPANY LIMITED-A 600642 C1 XSSC 5.52772 5.21 39900 207879 Utilities
0.13 XIAMEN C & D INC-A 600153 C1 XSSC 11.19 8.31 24800 206088 Industrials
0.13 GUOYUAN SECURITIES CO LTD-A 000728 C2 XSEC 9.0985 6.98 29500 205910 Financials
0.13 CHINA SOUTH PUBLISHING -A 601098 C1 XSSC 13.1099 13.03 15700 204571 Consumer Discretionary
0.13 ZHEJIANG CHINA COMMODITIES-A 600415 C1 XSSC 5.12664 4.26 47700 203202 Real Estate
0.13 ZHONGJIN GOLD CORP-A 600489 C1 XSSC 8.91706 6.67 30200 201434 Materials
0.13 CHINA SPACESAT CO LTD -A 600118 C1 XSSC 22.741 18.78 10400 195312 Industrials
0.13 OFFSHORE OIL ENGINEERING-A 600583 C1 XSSC 5.83694 5.04 38700 195048 Energy
0.13 NINESTAR CORP-A 002180 C2 XSEC 31.5476 31.45 6200 194990 Information Technology
0.13 TONGLING NONFERROUS METALS-A 000630 C2 XSEC 2.58981 2.11 92200 194542 Materials
0.13 GUANGZHOU AUTOMOBILE GROUP-A 601238 C1 XSSC 12.8065 10.34 18760 193978.4 Consumer Discretionary
0.13 LIAONING CHENG DA CO LTD-A 600739 C1 XSSC 17.0744 14.38 13400 192692 Consumer Discretionary
0.13 SPRING AIRLINES CO LTD-A 601021 C1 XSSC 34.9305 35.5 5400 191700 Industrials
0.12 FINANCIAL STREET HOLDINGS-A 000402 C2 XSEC 8.91685 7.22 26200 189164 Real Estate
0.12 MAANSHAN IRON & STEEL-A 600808 C1 XSSC 3.80916 3.61 52300 188803 Materials
0.12 FIRST CAPITAL SECURITIES C-A 002797 C2 XSEC 7.64034 6.14 30700 188498 Financials
0.12 SINOLINK SECURITIES CO LTD-A 600109 C1 XSSC 8.46248 7.02 26500 186030 Financials
0.12 SHANXI XISHAN COAL & ELEC-A 000983 C2 XSEC 7.98136 6.55 27600 180780 Energy
0.12 GUANGZHOU HAIGE COMMUNICAT-A 002465 C2 XSEC 10.496 8.91 20200 179982 Information Technology
0.12 HUAAN SECURITIES CO LTD-A 600909 C1 XSSC 6.68778 5.62 31700 178154 Financials
0.11 BEIJING CAPITAL CO LTD-A 600008 C1 XSSC 4.85724 4.15 42200 175130 Utilities
0.11 SHANGHAI 2345 NETWORK HOLD-A 002195 C2 XSEC 5.1654 4.47 38870 173748.9 Information Technology
0.11 SOOCHOW SECURITIES CO LTD-A 601555 C1 XSSC 7.9725 6.52 26300 171476 Financials
0.11 SHANXI SECURITIES CO LTD-A 002500 C2 XSEC 8.1486 6.67 24800 165416 Financials
0.11 COSCO SHIPPING DEVELOPME-A 601866 C1 XSSC 2.98204 2.34 69500 162630 Industrials
0.11 CHINA AVIONICS SYSTEMS CO -A 600372 C1 XSSC 14.913 12.66 12800 162048 Industrials
0.11 HUBEI ENERGY GROUP CO LTD-A 000883 C2 XSEC 4.40341 4.26 38000 161880 Utilities
0.11 WANXIANG QIANCHAO CO LTD-A 000559 C2 XSEC 8.22464 6.71 24100 161711 Consumer Discretionary
0.10 SHANGHAI TUNNEL ENGINEERIN-A 600820 C1 XSSC 7.10527 5.82 27500 160050 Industrials
0.10 CITIC GUOAN INFORMATION-A 000839 C2 XSEC 6.64628 4.66 34300 159838 Consumer Discretionary
0.10 SDIC ESSENCE HOLDINGS CO L-A 600061 C1 XSSC 12.3938 9.08 17300 157084 Financials
0.10 BEIJING DABEINONG TECHNOLO-A 002385 C2 XSEC 5.404 4.15 37200 154380 Consumer Staples
0.10 WEIFU HIGH-TECHNOLOGY GRP-A 000581 C2 XSEC 23.59 20.9 7300 152570 Consumer Discretionary
0.10 SHANGHAI ZHANGJIANG HIGH-A 600895 C1 XSSC 13.349 10.78 13600 146608 Real Estate
0.10 JINDUICHENG MOLYBDENUM CO -A 601958 C1 XSSC 6.89204 6.17 23600 145612 Materials
0.09 CHINESE UNIVERSE PUBLISHIN-A 600373 C1 XSSC 14.7502 11.91 12100 144111 Consumer Discretionary
0.09 SHENZHEN ENERGY GROUP CO L-A 000027 C2 XSEC 5.72589 4.98 28900 143922 Utilities
0.09 WUHU SHUNRONG SANQI INTERA-A 002555 C2 XSEC 14.1518 11.48 12500 143500 Consumer Discretionary
0.09 SHENZHEN ZHONGJIN LINGNAN-A 000060 C2 XSEC 6.36347 4.52 31300 141476 Materials
0.09 DR PENG TELCOM & MEDIA GR-A 600804 C1 XSSC 14.5642 11.11 12500 138875 Telecommunication Services
0.09 CHINA INTL MARINE CONTAIN-A 000039 C2 XSEC 15.646 12.29 11100 136419 Industrials
0.08 JIHUA GROUP CORP LTD-A 601718 C1 XSSC 4.80642 4.04 32100 129684 Industrials
0.08 CHINA NUCLEAR ENGINEERING -A 601611 C1 XSSC 9.18254 7.77 15300 118881 Industrials
0.06 BEIJING ZHONGCHUANG TELE-A 600485 CG SHAX 15.3032 11.67 7549 88096.83 Information Technology
0.06 JIANGSU SHAGANG CO LTD -A 002075 CS SHEX 10.9201 16.12 5400 87048 Materials
0.03 WANDA CINEMA LINE CO LTD-A 002739 CS SHEX 86.1351 52.04 1000 52040 Consumer Discretionary
0.03 CHINA RAILWAY GROUP LTD-A 601390 CG SHAX 12.3024 7.357 6000 44142 Industrials
0.02 ZHONGTIAN URBAN DEVELOPMEN-A 000540 CS SHEX 1.7332 4.87 6000 29220 Real Estate
0.01 HAINAN AIRLINES CO-A 600221 CG SHAX 3.82474 2.91 5300 15423 Industrials
0.01 SHANXI TAIGANG STAINLESS-A 000825 CS SHEX 4.27534 5.757 1800 10362.6 Materials
0.01 SHENZHEN FEIMA INTERNATION-A 002210 CS SHEX 0 12.295 696 8557.32 Industrials
0.00 SHANDONG IRON AND STEEL CO-A 600022 CG SHAX 1.13406 2.02 3500 7070 Materials
0.00 CHINA CAMC ENGINEERING CO -A 002051 CS SHEX 15.8137 15.27 408 6230.16 Industrials
0.00 CHINA MEDIA GROUP-A 000793 CS SHEX 11.0843 4.96 700 3472 Consumer Discretionary
0.00 TIANJIN TIANHAI INVESTMENT-A 600751 CG SHAX 9.19736 6.49 300 1947 Information Technology

    > Click here to view Full Holdings Details in Excel
    As of 20 Jul, 2018

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    2016-12-16 2016-12-19 2016-12-29 RMB 0.17 per share RMB 0.00 RMB 0.17
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Prospectus
    Monthly Newsletter
    Product Key Facts
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    Changes to trust deed
    ANNOUNCEMENT - CHANGE OF STOCK SHORT NAME
    AUDITED ACCOUNTS
    Announcement - Change of Underlying Index and Name of Sub-Fund
    Semi Annual Unaudited Accounts
    UPDATE OF ONGOING CHARGES FIGURE
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Clarification Announcement
    Distribution Annoucement
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Annual Report
    Semi Annual Report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index. An ETF using a full replication strategy generally aims to invest in all constituent stocks/assets in substantially the same weightings as its benchmark.
    2. Intra-day Estimated NAV per unit Calculations are performed by CSOP. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Thomson Reuters when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 10 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Thomson Reuters.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Thomson Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.