CSOP MSCI China A Inclusion Index ETF
(RMB Counter Stock Code: 83149, HKD Counter Stock Code: 3149 )

  • Overview
  • Performance
  • Tracking
    Difference / Error
  • Holdings
  • Distribution
    History
  • Documents
IMPORTANT INFORMATION about CSOP MSCI China A Inclusion Index ETF (the "ETF")

IMPORTANT: Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP MSCI China A Inclusion Index ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of MSCI China A Inclusion Index (“Underlying Index”).
  • The underlying index of the Sub-Fund was changed to the present index effective from 3 May 2018. During the rebalancing period from the previous index to the Underlying Index, which is anticipated to take up to 5 trading days from 3 May 2018, holdings of the Sub-Fund will be rebalanced from constituents of the previous index to the Underlying Index. Although there is a high degree of correlation between the previous index and new Underlying Index, there is a risk that the tracking error and tracking difference of the Sub-Fund during the rebalancing period may increase. Investors who deal with Units of the Sub-Fund during the rebalancing period should exercise caution.
  • The Underlying Index captures large and mid-cap representation and includes A-Shares constituents of the MSCI China All Shares Index. All of the constituents of the Underlying Index are listed on the SSE and the SZSE.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy
  • The investment objective of the Sub-Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, MSCI China A Inclusion Index (the “Underlying Index”).

  • In seeking to achieve the investment objective, the Sub-Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of the NAV of the Sub-Fund in the securities included in the Underlying Index (“Index Securities”). The Sub-Fund may or may not hold all of the securities in the Underlying Index. The Sub-Fund also may invest in money market instruments, cash and cash equivalents.
  • Currently it is intended that the Sub-Fund will directly obtain exposure to securities issued within the PRC through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota granted to the Manager by SAFE. The Manager may invest up to 100% of the Sub-Fund's NAV through either RQFII and/or the Shanghai-Hong Kong Stock Connect.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 25 May, 2018 11.1614 -0.014 -0.13
NAV per Unit in HKD**6 (for reference only) 25 May, 2018 13.7233 -0.015 -0.11
Closing Price for RMB Traded Unit 25 May, 2018 11.16 -0.02 -0.18
Closing Price for HKD Traded Unit 25 May, 2018 13.7 -0.08 -0.58
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 is provided by Thomson Reuters.

Fund information
Fund Manager CSOP Asset Management Limited
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year 2.46%#
Total NAV* 164,072,323.00
Outstanding Units* 14,700,000
Creation Unit 500,000 Units
Dividend Policy The Manager intends to distribute income to unitholders annually (in December) having regard to the Sub-Fund’s net income after fees and costs.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee and Registrar HSBC Institutional Trust Services (Asia) Limited
# As the CSOP MSCI China A Inclusion Index ETF is newly set up, this figure is a best estimate only and represents the sum of the estimated ongoing charges expressed as a percentage of the estimated average NAV. It may be different upon actual operation of the Sub-Fund and may vary from year to year.
*As of 25 May, 2018
Underlying Index Information7
Underlying Index MSCI China A Inclusion Index
Launch Date 23 Oct 2017
Underlying Index MSCI China A Inclusion Index
Index Provider MSCI Inc.
Index Type Net Total return index##
Base Currency RMB
Underlying Securities A-Shares to be progressively included in MSCI Emerging Market Index
Rebalancing frequency Quarterly
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 26 Nov 2015 26 Nov 2015
Exchange Ticker 3149 83149
Bloomberg Ticker 3149 HK 83149 HK
ISIN HK0000273497 HK0000273489
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
## The performance of the index constituents is calculated on the basis that any dividends or distributions are reinvested often withholding for deduction.
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited CITIC Securities Brokerage (HK) Limited
CLSA LIMITED Goldman Sachs (Asia) Securities Limited
Guotai Junan Securities (Hong Kong) Limited Haitong International Securities Company Limited
Merrill Lynch Far East Limited Nomura International (Hong Kong) Limited
UBS Securities Hong Kong Limited
Market Makers9
HKD RMB
CITIC Securities Brokerage (HK) Limited CITIC Securities Brokerage (HK) Limited
Guotai Junan Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
ETF* -3.16% -1.34% 7.95% - -4.27%
Index** -3.29% -3.59% 7.42% - -3.98%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is MSCI China A Inclusion Index effective from 3, May 2018. Before the day, the Fund’s underlying index was MSCI China A International Index.
# Calculated since the listing date of 26 Nov 2015
As of 30 June 2017
2016
CSOP MSCI China A Inclusion index ETF (83149) -12.60%
MSCI China A Inclusion Index -11.99%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 26 Nov 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TD: 0.53% TD for calendar year 2016: -0.62%

As of 31 March 2018
Fund listing Date: 26 November 2015 Rolling 1-Year TE^: 1.90% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
164,072,323.00 248 98.07

As of 25 May, 2018
Top 10 Sectors
As of 25 May, 2018
All Holdings
Sort by Total records: 248
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost
(RMB)3
Market Price
(RMB)4
Shares Held Market Value
(RMB)
Sector
4.88 KWEICHOW MOUTAI CO LTD-A 600519 C1 XSSC 712.089 716.86 11160 8000157.6 Consumer Staples
3.47 PING AN INSURANCE GROUP CO-A 601318 C1 XSSC 62.8546 61.53 92400 5685372 Financials
3.24 CHINA MERCHANTS BANK-A 600036 C1 XSSC 29.6436 29.21 182200 5322062 Financials
1.92 HANGZHOU HIKVISION DIGITAL-A 002415 C2 XSEC 39.9933 38.6 81510 3146286 Information Technology
1.79 INDUSTRIAL BANK CO LTD -A 601166 C1 XSSC 16.2476 16.05 183443 2944260.15 Financials
1.78 MIDEA GROUP CO LTD-A 000333 C2 XSEC 54.3233 50.59 57600 2913984 Consumer Discretionary
1.69 SHANGHAI PUDONG DEVEL BANK-A 600000 C1 XSSC 10.9482 10.71 259150 2775496.5 Financials
1.68 IND & COMM BK OF CHINA-A 601398 C1 XSSC 6.00688 5.78 476200 2752436 Financials
1.52 WULIANGYE YIBIN CO LTD-A 000858 C2 XSEC 77.8095 74.3 33500 2489050 Consumer Staples
1.48 JIANGSU HENGRUI MEDICINE C-A 600276 C1 XSSC 89.1008 97.37 24900 2424513 Health Care
1.45 SAIC MOTOR CORP LTD-A 600104 C1 XSSC 34.5485 34.62 68800 2381856 Consumer Discretionary
1.38 CHINA VANKE CO LTD -A 000002 C2 XSEC 27.861 26.39 85846 2265475.94 Real Estate
1.34 CHINA STATE CONSTRUCTION -A 601668 C1 XSSC 8.47998 8.31 264900 2201319 Industrials
1.33 CHINA YANGTZE POWER CO LTD-A 600900 C1 XSSC 16.0822 16.87 129500 2184665 Utilities
1.29 BANK OF COMMUNICATIONS CO-A 601328 C1 XSSC 6.19609 6.1 346600 2114260 Financials
1.25 CRRC CORP LTD-A 601766 C1 XSSC 9.7013 9.54 214800 2049192 Industrials
1.24 CHINA MINSHENG BANKING-A 600016 C1 XSSC 7.92655 7.78 261000 2030580 Financials
1.15 AGRICULTURAL BANK OF CHINA-A 601288 C1 XSSC 3.90051 3.63 519300 1885059 Financials
1.12 CHINA PACIFIC INSURANCE GR-A 601601 C1 XSSC 35.6582 33.24 55500 1844820 Financials
1.10 JIANGSU YANGHE BREWERY -A 002304 C2 XSEC 130.788 129 14000 1806000 Consumer Staples
1.01 BANK OF CHINA LTD-A 601988 C1 XSSC 3.88353 3.82 434300 1659026 Financials
1.01 CITIC SECURITIES CO-A 600030 C1 XSSC 19.6218 19.06 86900 1656314 Financials
0.98 PING AN BANK CO LTD-A 000001 C2 XSEC 10.9727 10.59 151600 1605444 Financials
0.95 CHINA PETROLEUM & CHEMICAL-A 600028 C1 XSSC 7.28753 6.96 225000 1566000 Energy
0.86 CHINA EVERBRIGHT BANK CO-A 601818 C1 XSSC 4.09372 4.02 351500 1413030 Financials
0.85 INNER MONGOLIA YILI INDUS-A 600887 C1 XSSC 26.2035 26 53700 1396200 Consumer Staples
0.84 FOSHAN HAITIAN FLAVOURING -A 603288 C1 XSSC 65.3527 69.37 19868 1378243.16 Consumer Staples
0.84 BAOSHAN IRON & STEEL CO-A 600019 C1 XSSC 8.92032 8.46 162600 1375596 Materials
0.81 POLY REAL ESTATE GROUP CO -A 600048 C1 XSSC 13.7959 12.74 104700 1333878 Real Estate
0.77 BANK OF BEIJING CO LTD -A 601169 C1 XSSC 6.86204 6.8 186700 1269560 Financials
0.77 CHINA MERCHANTS SHEKOU IND-A 001979 C2 XSEC 22.6774 21.65 58200 1260030 Real Estate
0.77 SUNING COMMERCE GROUP CO -A 002024 C2 XSEC 13.7145 15.32 82200 1259304 Consumer Discretionary
0.75 BOE TECHNOLOGY GROUP CO LT-A 000725 C2 XSEC 4.50733 4.12 299000 1231880 Information Technology
0.74 GREE ELECTRIC APPLIANCES I-A 000651 C2 XSEC 47.9513 45.74 26600 1216684 Consumer Discretionary
0.73 ANHUI CONCH CEMENT CO LTD-A 600585 C1 XSSC 35.819 34.04 35300 1201612 Materials
0.73 KANGMEI PHARMACEUTICAL CO-A 600518 C1 XSSC 24.3407 27.4 43700 1197380 Health Care
0.69 GUOTAI JUNAN SECURITIES CO-A 601211 C1 XSSC 17.8419 17.01 66400 1129464 Financials
0.67 DAQIN RAILWAY CO LTD -A 601006 C1 XSSC 8.77558 8.38 131300 1100294 Industrials
0.66 BANK OF SHANGHAI CO LTD-A 601229 C1 XSSC 15.4844 15.7 68900 1081730 Financials
0.66 YUNNAN BAIYAO GROUP CO LTD-A 000538 C2 XSEC 107.411 116.96 9200 1076032 Health Care
0.65 CHINA INTERNATIONAL TRAVEL-A 601888 C1 XSSC 60.7591 62.33 17200 1072076 Consumer Discretionary
0.63 FOCUS MEDIA INFORMATION TE-A 002027 C2 XSEC 11.3404 11.56 90000 1040400 Information Technology
0.60 QINGDAO HAIER CO LTD-A 600690 C1 XSSC 18.1128 18.33 53800 986154 Consumer Discretionary
0.59 CHINA RAILWAY CONSTRUCTION-A 601186 C1 XSSC 9.89431 9.52 101600 967232 Industrials
0.58 HUAXIA BANK CO LTD-A 600015 C1 XSSC 8.46975 8.42 113200 953144 Financials
0.53 BYD CO LTD -A 002594 C2 XSEC 51.6642 54.22 16000 867520 Consumer Discretionary
0.52 LUZHOU LAOJIAO CO LTD-A 000568 C2 XSEC 65.7485 66.05 12900 852045 Consumer Staples
0.51 HUATAI SECURITIES CO LTD-A 601688 C1 XSSC 18.7121 17.34 48100 834054 Financials
0.51 SHANGHAI FOSUN PHARMACEUTI-A 600196 C1 XSSC 43.0754 46.82 17800 833396 Health Care
0.50 CHINA MERCHANTS SECURITIES-A 600999 C1 XSSC 17.1227 16.4 50500 828200 Financials
0.49 YONGHUI SUPERSTORES CO LTD-A 601933 C1 XSSC 9.27631 9.45 84500 798525 Consumer Staples
0.48 HAITONG SECURITIES CO LTD-A 600837 C1 XSSC 11.6935 11.04 71500 789360 Financials
0.48 GF SECURITIES CO LTD-A 000776 C2 XSEC 15.8188 15.03 52300 786069 Financials
0.48 SHENWAN HONGYUAN GROUP CO-A 000166 C2 XSEC 4.91493 4.72 165800 782576 Financials
0.47 PETROCHINA CO LTD-A 601857 C1 XSSC 8.04488 8.13 95300 774789 Energy
0.47 BANK OF NINGBO CO LTD -A 002142 C2 XSEC 17.8962 17.17 44800 769216 Financials
0.46 SANAN OPTOELECTRONICS CO L-A 600703 C1 XSSC 20.6103 21.1 36003 759663.3 Information Technology
0.46 BANK OF JIANGSU CO LTD-A 600919 C1 XSSC 7.23455 7.45 101900 759155 Financials
0.46 CHINA NATIONAL NUCLEAR POW-A 601985 C1 XSSC 6.55789 6.54 114500 748830 Utilities
0.42 HUAYU AUTOMOTIVE SYSTEMS -A 600741 C1 XSSC 24.4853 24.75 28000 693000 Consumer Discretionary
0.41 INNER MONGOLIA BAOTOU STE-A 600010 C1 XSSC 2.01231 2.01 335500 674355 Materials
0.41 NEW CHINA LIFE INSURANCE C-A 601336 C1 XSSC 46.7679 43.96 15300 672588 Financials
0.41 IFLYTEK CO LTD - A 002230 C2 XSEC 37.2602 36.41 18450 671764.5 Information Technology
0.41 MEINIAN ONEHEALTH HEALTHCA-A 002044 C2 XSEC 28.2757 29.74 22400 666176 Health Care
0.39 HENAN SHUANGHUI INVESTMENT-A 000895 C2 XSEC 25.9453 26.4 24300 641520 Consumer Staples
0.39 LUXSHARE PRECISION INDUSTR-A 002475 C2 XSEC 23.7632 22.9 28000 641200 Industrials
0.39 HUADONG MEDICINE CO LTD-A 000963 C2 XSEC 72.8667 75.4 8400 633360 Health Care
0.38 CHINA SOUTHERN AIRLINES CO-A 600029 C1 XSSC 10.2478 10.13 62000 628060 Industrials
0.38 CHINA FORTUNE LAND DEVELOP-A 600340 C1 XSSC 28.9492 28.86 21700 626262 Real Estate
0.38 BANK OF NANJING CO LTD -A 601009 C1 XSSC 8.45237 8.29 74900 620921 Financials
0.38 LONGI GREEN ENERGY TECHNOL-A 601012 C1 XSSC 37.2114 35.23 17600 620048 Information Technology
0.38 CHINA CONSTRUCTION BANK-A 601939 C1 XSSC 7.56491 7.29 84700 617463 Financials
0.37 ORIENT SECURITIES CO LTD-A 600958 C1 XSSC 12.0687 11.62 52700 612374 Financials
0.37 ZHEJIANG DAHUA TECHNOLOGY-A 002236 C2 XSEC 24.2952 24.25 25200 611100 Information Technology
0.37 CHINA LIFE INSURANCE CO-A 601628 C1 XSSC 25.2846 24.92 24500 610540 Financials
0.36 ZHEJIANG HUAYOU COBALT CO -A 603799 C1 XSSC 100.686 106.64 5600 597184 Materials
0.36 ZIJIN MINING GROUP CO LTD-A 601899 C1 XSSC 4.10592 3.88 152700 592476 Materials
0.36 FUTURE LAND HOLDINGS CO -A 601155 C1 XSSC 34.3658 29.82 19600 584472 Real Estate
0.35 TIANQI LITHIUM CORP-A 002466 C2 XSEC 58.7969 56.9 10100 574690 Materials
0.35 SHENZHEN OVERSEAS CHINESE-A 000069 C2 XSEC 8.15723 7.86 72500 569850 Consumer Discretionary
0.34 SANY HEAVY INDUSTRY CO LTD-A 600031 C1 XSSC 8.69219 8.27 67500 558225 Industrials
0.33 POWER CONSTRUCTION CORP OF-A 601669 C1 XSSC 6.34752 6.07 90100 546907 Industrials
0.33 CHINA EASTERN AIRLINES CO-A 600115 C1 XSSC 7.595 7.39 72200 533558 Industrials
0.32 GUANGZHOU BAIYUNSHAN PHAR-A 600332 C1 XSSC 39.7105 42.83 12400 531092 Health Care
0.31 HANS LASER TECHNOLOGY IN-A 002008 C2 XSEC 52.1096 53.82 9400 505908 Industrials
0.31 GREENLAND HOLDINGS CORP LT-A 600606 C1 XSSC 7.29047 7.06 71600 505496 Real Estate
0.31 SHANGHAI INTERNATIONAL POR-A 600018 C1 XSSC 6.80734 6.73 75000 504750 Industrials
0.30 BEIJING TONGRENTANG CO-A 600085 C1 XSSC 38.5251 41.11 12100 497431 Health Care
0.30 SHANXI XINGHUACUN FEN WINE-A 600809 C1 XSSC 61.0252 59.06 8400 496104 Consumer Staples
0.30 METALLURGICAL CORP OF CHIN-A 601618 C1 XSSC 3.71695 3.73 131400 490122 Industrials
0.30 AECC AVIATION POWER CO-A 600893 C1 XSSC 25.6708 24.83 19600 486668 Industrials
0.29 CHINA MOLYBDENUM CO LTD-A 603993 C1 XSSC 7.75647 7.53 62400 469872 Materials
0.28 MUYUAN FOODSTUFF CO LTD-A 002714 C2 XSEC 50.1907 55.25 8400 464100 Consumer Staples
0.28 SHANDONG GOLD MINING CO LT-A 600547 C1 XSSC 28.5278 27.56 16800 463008 Materials
0.28 WEICHAI POWER CO LTD-A 000338 C2 XSEC 8.29158 8.57 53500 458495 Industrials
0.28 SHENZHEN O-FILM TECH CO-A 002456 C2 XSEC 19.5218 19.03 24000 456720 Information Technology
0.28 SDIC POWER HOLDINGS CO LTD-A 600886 C1 XSSC 7.06168 7.61 59900 455839 Utilities
0.28 SHANGHAI PHARMACEUTICALS-A 601607 C1 XSSC 24.9274 27.04 16800 454272 Health Care
0.27 FUYAO GLASS INDUSTRY GROUP-A 600660 C1 XSSC 24.7946 25.3 17700 447810 Consumer Discretionary
0.27 FOUNDER SECURITIES CO LTD-A 601901 C1 XSSC 6.14621 6.08 72700 442016 Financials
0.27 JIANGXI GANFENG LITHIUM CO-A 002460 C2 XSEC 71.0378 69 6400 441600 Materials
0.27 SHANGHAI INTERNATIONAL AIR-A 600009 C1 XSSC 54.0009 52.48 8400 440832 Industrials
0.27 AISINO CORP-A 600271 C1 XSSC 25.2046 26.02 16800 437136 Information Technology
0.26 SHANGHAI ORIENTAL PEARL ME-A 600637 C1 XSSC 17.5279 18.42 23300 429186 Consumer Discretionary
0.26 ZHEJIANG ZHENENG ELECTRIC-A 600023 C1 XSSC 5.1502 5.3 80100 424530 Utilities
0.26 FANGDA CARBON NEW MATERIAL-A 600516 C1 XSSC 30.5389 26.84 15800 424072 Industrials
0.26 AVIC CAPITAL CO LTD -A 600705 C1 XSSC 5.51844 5.34 79300 423462 Financials
0.26 ZHENGZHOU YUTONG BUS CO -A 600066 C1 XSSC 21.4912 21.57 19600 422772 Industrials
0.26 GEMDALE CORP-A 600383 C1 XSSC 11.3293 10.73 39200 420616 Real Estate
0.25 COSCO SHIPPING HOLDINGS CO-A 601919 C1 XSSC 5.72265 6.17 67400 415858 Industrials
0.25 HENGTONG OPTIC-ELECTRIC CO-A 600487 C1 XSSC 34.0251 34.57 12000 414840 Information Technology
0.25 SHENZHEN SALUBRIS PHARM-A 002294 C2 XSEC 41.7541 44.77 9200 411884 Health Care
0.25 AVIC AIRCRAFT CO LTD-A 000768 C2 XSEC 17.7989 16.81 24400 410164 Industrials
0.25 EVERBRIGHT SECURITIE CO -A 601788 C1 XSSC 12.9896 12.18 33600 409248 Financials
0.25 XINJIANG GOLDWIND SCI&TECH-A 002202 C2 XSEC 17.8739 16.16 25200 407232 Industrials
0.25 ANXIN TRUST CO LTD-A 600816 C1 XSSC 9.25455 8.36 48260 403453.6 Financials
0.24 TASLY PHARMACEUTICAL GROUP-A 600535 C1 XSSC 45.8984 41.82 9500 397290 Health Care
0.24 NINGBO ZHOUSHAN PORT CO LT-A 601018 C1 XSSC 5.13189 5.12 77500 396800 Industrials
0.24 TSINGHUA UNISPLENDOUR CO-A 000938 C2 XSEC 72.2581 70.44 5600 394464 Information Technology
0.24 CHINA NORTHERN RARE EARTH -A 600111 C1 XSSC 12.8692 12.15 32100 390015 Materials
0.23 BANK OF HANGZHOU CO LTD-A 600926 C1 XSSC 11.5785 11.67 32400 378108 Financials
0.23 GUOSEN SECURITIES CO LTD-A 002736 C2 XSEC 10.7659 10.44 36200 377928 Financials
0.23 DONGXU OPTOELECTRONIC TECH-A 000413 C2 XSEC 7.95202 7.91 47600 376516 Information Technology
0.23 RISESUN REAL ESTATE DEVEL-A 002146 C2 XSEC 10.57 9.65 38400 370560 Real Estate
0.23 INDUSTRIAL SECURITIES CO-A 601377 C1 XSSC 6.50591 6.26 59100 369966 Financials
0.22 CHINA SHIPBUILDING INDUSTR-A 600482 C1 XSSC 24.27 23.96 15300 366588 Consumer Discretionary
0.22 SICHUAN CHUANTOU ENERGY CO-A 600674 C1 XSSC 9.10303 9.33 38900 362937 Utilities
0.22 AIR CHINA LTD-A 601111 C1 XSSC 11.5915 11.11 32300 358853 Industrials
0.22 BEIJING ORIENT LANDSCAPE-A 002310 C2 XSEC 19.1707 15.03 23700 356211 Industrials
0.22 SHAANXI COAL INDUSTRY CO L-A 601225 C1 XSSC 8.39982 8.06 44200 356252 Energy
0.22 ZHEJIANG LONGSHENG GROUP C-A 600352 C1 XSSC 12.1153 12.66 28000 354480 Materials
0.21 HUNDSUN TECHNOLOGIES INC-A 600570 C1 XSSC 61.4059 62.89 5600 352184 Information Technology
0.21 RONGSHENG PETRO CHEMICAL-A 002493 C2 XSEC 10.3902 10.44 33650 351306 Materials
0.21 CHONGQING CHANGAN AUTOMOB-A 000625 C2 XSEC 10.258 10.21 33600 343056 Consumer Discretionary
0.21 CHINA GRAND AUTOMOTIVE SER-A 600297 C1 XSSC 6.72492 7.08 47958 339542.64 Consumer Discretionary
0.20 ZHEJIANG CHINT ELECTRICS-A 601877 C1 XSSC 29.8511 26.46 12700 336042 Industrials
0.20 CHINA CITIC BANK CORP LTD-A 601998 C1 XSSC 6.61261 6.63 50100 332163 Financials
0.20 CHINA NATIONAL CHEMICAL-A 601117 C1 XSSC 7.88416 7.85 42000 329700 Industrials
0.20 GOERTEK INC -A 002241 C2 XSEC 11.7584 11.6 28000 324800 Information Technology
0.20 XINHU ZHONGBAO CO LTD-A 600208 C1 XSSC 4.38878 4.27 75900 324093 Real Estate
0.20 TSINGTAO BREWERY CO LTD-A 600600 C1 XSSC 48.857 52.4 6141 321788.4 Consumer Staples
0.20 CHANGJIANG SECURITIES CO L-A 000783 C2 XSEC 6.91798 6.74 47600 320824 Financials
0.20 JOINTOWN PHARMACEUTICAL-A 600998 C1 XSSC 18.4794 19.04 16800 319872 Health Care
0.19 DONG-E-E-JIAOCO LTD-A 000423 C2 XSEC 55.7897 56.29 5600 315224 Health Care
0.19 JIANGXI COPPER CO LTD-A 600362 C1 XSSC 17.4504 17.18 18300 314394 Materials
0.19 BBMG CORPORATION-A 601992 C1 XSSC 4.28404 4.24 73600 312064 Materials
0.19 CHINA GEZHOUBA GROUP CO LT-A 600068 C1 XSSC 7.97574 7.96 39200 312032 Industrials
0.19 CHINA COMMUNICATIONS CONST-A 601800 C1 XSSC 12.9673 12.88 24200 311696 Industrials
0.19 QINGHAI SALT LAKE INDUSTRY-A 000792 C2 XSEC 12.9331 12.51 24600 307746 Materials
0.19 GIANT NETWORK GROUP CO LTD-A 002558 C2 XSEC 25.4294 25.72 11900 306068 Information Technology
0.18 HUADIAN POWER INTL CORP-A 600027 C1 XSSC 3.72438 4.26 70000 298200 Utilities
0.18 HESTEEL CO LTD-A 000709 C2 XSEC 3.3079 3.26 89600 292096 Materials
0.18 CHINA FILM CO LTD-A 600977 C1 XSSC 16.7022 17.28 16800 290304 Consumer Discretionary
0.18 HUANENG POWER INTL INC-A 600011 C1 XSSC 6.35197 6.89 42000 289380 Utilities
0.18 JIANGSU BICON PHARMACEUTIC-A 002411 C2 XSEC 31.7939 32.15 9000 289350 Materials
0.18 DONGXING SECURITIES CO LT-A 601198 C1 XSSC 14.8878 14.69 19600 287924 Financials
0.17 XIAMEN C & D INC-A 600153 C1 XSSC 11.19 11.36 25200 286272 Industrials
0.17 HUBEI BIOCAUSE PHARMACEUTI-A 000627 C2 XSEC 7.90472 7.85 36400 285740 Financials
0.17 HANGZHOU ROBAM APPLIANCES-A 002508 C2 XSEC 38.505 34.07 8318 283394.26 Consumer Discretionary
0.17 WESTERN SECURITIES CO LTD-A 002673 C2 XSEC 9.38832 9.12 30800 280896 Financials
0.17 SUZHOU GOLD MANTIS CONSTR -A 002081 C2 XSEC 13.0484 12.43 22400 278432 Industrials
0.17 SHANGHAI CONSTRUCTION GROU-A 600170 C1 XSSC 3.66673 3.62 75600 273672 Industrials
0.16 BANK OF GUIYANG CO LTD-A 601997 C1 XSSC 13.6301 13.53 19600 265188 Financials
0.16 NEW HOPE LIUHE CO LTD-A 000876 C2 XSEC 7.13878 7.27 36400 264628 Consumer Staples
0.16 TBEA CO LTD-A 600089 C1 XSSC 8.17146 8.04 32800 263712 Industrials
0.16 ZHONGJIN GOLD CORP-A 600489 C1 XSSC 8.91706 8.61 30500 262605 Materials
0.16 BEIJING SHIJI INFORMATION -A 002153 C2 XSEC 25.1417 30.93 8400 259812 Information Technology
0.16 TUS-SOUND ENVIRONMEN-RES A 000826 C2 XSEC 30.6543 29.65 8700 257955 Industrials
0.16 YOUNGOR GROUP CO-A 600177 C1 XSSC 8.20074 8.32 30800 256256 Real Estate
0.16 GUANGZHOU AUTOMOBILE GROUP-A 601238 C1 XSSC 18.1585 18.23 14000 255220 Consumer Discretionary
0.15 SHANXI LUAN ENVIRONMENTAL-A 601699 C1 XSSC 10.4387 9.98 25200 251496 Energy
0.15 XCMG CONSTRUCTION MACHIN-A 000425 C2 XSEC 4.32893 4.25 58800 249900 Industrials
0.15 SINOPEC SHANGHAI PETROCHE-A 600688 C1 XSSC 5.9461 5.93 42000 249060 Materials
0.15 CHINA SPACESAT CO LTD -A 600118 C1 XSSC 22.741 22.23 11200 248976 Industrials
0.15 SHANGHAI LUJIAZUI FIN&TRAD-A 600663 C1 XSSC 18.0644 17.54 14000 245560 Real Estate
0.15 DHC SOFTWARE CO LTD -A 002065 C2 XSEC 8.79275 8.86 27700 245422 Information Technology
0.15 OFFSHORE OIL ENGINEERING-A 600583 C1 XSSC 5.83694 6.29 39000 245310 Energy
0.15 GUOYUAN SECURITIES CO LTD-A 000728 C2 XSEC 9.1382 8.75 28000 245000 Financials
0.15 ZHEJIANG CHINA COMMODITIES-A 600415 C1 XSSC 5.12664 5.07 48100 243867 Real Estate
0.15 CHINA RESOURCES SANJIU MED-A 000999 C2 XSEC 28.183 28.88 8400 242592 Health Care
0.15 CHINA HAINAN RUBBER INDUST-A 601118 C1 XSSC 5.73801 6.62 36400 240968 Materials
0.14 FINANCIAL STREET HOLDINGS-A 000402 C2 XSEC 8.90258 9.3 25200 234360 Real Estate
0.14 JINKE PROPERTIES GROUP CO -A 000656 C2 XSEC 5.36337 5.19 44800 232512 Real Estate
0.14 LIAONING CHENG DA CO LTD-A 600739 C1 XSSC 17.0744 16.59 14000 232260 Consumer Discretionary
0.14 TONGLING NONFERROUS METALS-A 000630 C2 XSEC 2.59235 2.57 89600 230272 Materials
0.14 FIRST CAPITAL SECURITIES C-A 002797 C2 XSEC 7.64034 7.34 30800 226072 Financials
0.14 ZOOMLION HEAVY INDUSTRY S-A 000157 C2 XSEC 4.26767 4.24 53200 225568 Industrials
0.13 CHINA SOUTH PUBLISHING -A 601098 C1 XSSC 13.1099 13.68 15900 217512 Consumer Discretionary
0.13 GUANGSHEN RAILWAY CO LTD-A 601333 C1 XSSC 4.65783 4.57 47600 217532 Industrials
0.13 SHENERGY COMPANY LIMITED-A 600642 C1 XSSC 5.53022 5.53 39200 216776 Utilities
0.13 CITIC GUOAN INFORMATION-A 000839 C2 XSEC 6.65174 6.45 33600 216720 Consumer Discretionary
0.13 SHANXI XISHAN COAL & ELEC-A 000983 C2 XSEC 7.98136 7.77 27800 216006 Energy
0.13 SPRING AIRLINES CO LTD-A 601021 C1 XSSC 34.9305 37.1 5600 207760 Industrials
0.13 SOUTHWEST SECURITIES CO LT-A 600369 C1 XSSC 4.48027 4.33 47600 206108 Financials
0.12 SINOLINK SECURITIES CO LTD-A 600109 C1 XSSC 8.49371 8.12 25200 204624 Financials
0.12 ANGANG STEEL CO LTD-A 000898 C2 XSEC 6.30583 6.03 33600 202608 Materials
0.12 BEIJING CAPITAL CO LTD-A 600008 C1 XSSC 4.85861 4.82 42000 202440 Utilities
0.12 COSCO SHIPPING DEVELOPME-A 601866 C1 XSSC 2.98271 2.98 67200 200256 Industrials
0.12 SDIC ESSENCE HOLDINGS CO L-A 600061 C1 XSSC 12.4274 11.92 16800 200256 Financials
0.12 GUANGZHOU HAIGE COMMUNICAT-A 002465 C2 XSEC 10.5219 10.19 19600 199724 Information Technology
0.12 DR PENG TELCOM & MEDIA GR-A 600804 C1 XSSC 14.5642 15.82 12600 199332 Telecommunication Services
0.12 SHANGHAI TUNNEL ENGINEERIN-A 600820 C1 XSSC 7.10527 7.1 27800 197380 Industrials
0.12 WEIFU HIGH-TECHNOLOGY GRP-A 000581 C2 XSEC 23.59 23.18 8400 194712 Consumer Discretionary
0.12 SOOCHOW SECURITIES CO LTD-A 601555 C1 XSSC 7.99886 7.68 25200 193536 Financials
0.12 CHINA AVIONICS SYSTEMS CO -A 600372 C1 XSSC 14.913 14.93 12900 192597 Industrials
0.12 SHANXI SECURITIES CO LTD-A 002500 C2 XSEC 8.1486 7.53 25200 189756 Financials
0.11 CHINESE UNIVERSE PUBLISHIN-A 600373 C1 XSSC 14.7502 15.28 12200 186416 Consumer Discretionary
0.11 WANXIANG QIANCHAO CO LTD-A 000559 C2 XSEC 8.23748 8.28 22400 185472 Consumer Discretionary
0.11 SHANGHAI ZHANGJIANG HIGH-A 600895 C1 XSSC 13.349 13.11 14000 183540 Real Estate
0.11 MAANSHAN IRON & STEEL-A 600808 C1 XSSC 3.81937 3.62 50400 182448 Materials
0.11 GUIZHOU BAILING GROUP PHAR-A 002424 C2 XSEC 14.0389 14.49 12500 181125 Health Care
0.11 CHINA INTL MARINE CONTAIN-A 000039 C2 XSEC 15.646 16.13 11200 180656 Industrials
0.11 BEIJING DABEINONG TECHNOLO-A 002385 C2 XSEC 5.3964 5.37 33600 180432 Consumer Staples
0.11 SHANGHAI 2345 NETWORK HOLD-A 002195 C2 XSEC 6.76724 6.41 28000 179480 Information Technology
0.11 SHENZHEN ZHONGJIN LINGNAN-A 000060 C2 XSEC 6.39594 6.06 29400 178164 Materials
0.11 WUHU SHUNRONG SANQI INTERA-A 002555 C2 XSEC 14.1518 14.09 12600 177534 Consumer Discretionary
0.10 HUAAN SECURITIES CO LTD-A 600909 C1 XSSC 6.79497 6.63 25200 167076 Financials
0.10 PACIFIC SECURITIES CO/THE-A 601099 C1 XSSC 2.85259 2.79 58800 164052 Financials
0.10 SHENZHEN ENERGY GROUP CO L-A 000027 C2 XSEC 5.7252 5.72 28000 160160 Utilities
0.10 HUBEI ENERGY GROUP CO LTD-A 000883 C2 XSEC 4.4069 4.39 36400 159796 Utilities
0.10 SHANGHAI BAILIAN GROUP CO-A 600827 C1 XSSC 11.5653 11.4 14000 159600 Consumer Staples
0.09 JINDUICHENG MOLYBDENUM CO -A 601958 C1 XSSC 6.90647 6.84 22400 153216 Materials
0.09 ANHUI XINHUA MEDIA CO LTD-A 601801 C1 XSSC 9.19014 8.96 16800 150528 Consumer Discretionary
0.09 NORTHEAST SECURITIES CO LT-A 000686 C2 XSEC 7.91168 7.59 19600 148764 Financials
0.09 SEALAND SECURITIES CO LTD -A 000750 C2 XSEC 4.19121 4.04 36400 147056 Financials
0.09 JIHUA GROUP CORP LTD-A 601718 C1 XSSC 4.82438 4.62 30800 142296 Industrials
0.09 CHINA NUCLEAR ENGINEERING -A 601611 C1 XSSC 9.18254 9.17 15500 142135 Industrials
0.07 COSCO SHIPPING ENERGY TRAN-A 600026 C1 XSSC 4.94239 5.26 22400 117824 Industrials
0.05 JIANGSU SHAGANG CO LTD -A 002075 CS SHEX 10.9201 16.12 5400 87048 Materials
0.05 WANHUA CHEMICAL GROUP CO -A 600309 CG SHAX 11.1053 36.44 2220 80896.8 Materials
0.05 BEIJING ZHONGCHUANG TELE-A 600485 CG SHAX 17.7729 11.67 6500 75855 Information Technology
0.03 WANDA CINEMA LINE CO LTD-A 002739 CS SHEX 86.1351 52.04 1000 52040 Consumer Discretionary
0.03 CHINA RAILWAY GROUP LTD-A 601390 CG SHAX 12.3024 7.47 6000 44820 Industrials
0.02 ZHONGTIAN URBAN DEVELOPMEN-A 000540 CS SHEX 1.7332 4.87 6000 29220 Real Estate
0.02 ZTE CORP-A 000063 CS SHEX 18.7765 31.31 900 28179 Information Technology
0.01 HENGKANG MEDICAL GROUP CO -A 002219 CS SHEX 13.5136 11.71 1500 17565 Health Care
0.01 HAINAN AIRLINES CO-A 600221 CG SHAX 3.82474 3.25 5300 17225 Industrials
0.01 HAINAN HAIYAO CO LTD-A 000566 CS SHEX 14.2803 12.89 1000 12890 Health Care
0.01 SHANXI TAIGANG STAINLESS-A 000825 CS SHEX 4.27534 6 1800 10800 Materials
0.01 TONGHUA GOLDEN-HORSE PHARM-A 000766 CS SHEX 21.3314 13.6 700 9520 Health Care
0.01 SHENZHEN FEIMA INTERNATION-A 002210 CS SHEX 0 12.33 696 8581.68 Industrials
0.00 SHANDONG IRON AND STEEL CO-A 600022 CG SHAX 1.13406 2.02 3500 7070 Materials
0.00 CHINA CAMC ENGINEERING CO -A 002051 CS SHEX 15.8137 15.62 408 6372.96 Industrials
0.00 CHINA MEDIA GROUP-A 000793 CS SHEX 11.0843 8.4 700 5880 Consumer Discretionary
0.00 GUANGZHOU YUETAI GROUP CO-A 600393 CG SHAX 6.53094 6.13 900 5517 Real Estate
0.00 HARBIN GLORIA PHARMACEUTIC-A 002437 CS SHEX 7.41466 6.88 800 5504 Health Care
0.00 HONGDA XINGYE CO LTD-A 002002 CS SHEX 7.04157 6.23 718 4473.14 Materials
0.00 TIANJIN TIANHAI INVESTMENT-A 600751 CG SHAX 9.19736 6.49 300 1947 Information Technology

    > Click here to view Full Holdings Details in Excel
    As of 25 May, 2018

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    2016-12-16 2016-12-19 2016-12-29 RMB 0.17 per share RMB 0.00 RMB 0.17
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Prospectus
    Product Key Facts
    Monthly Newsletter
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    AUDITED ACCOUNTS
    Announcement - Change of Underlying Index and Name of Sub-Fund
    Semi Annual Unaudited Accounts
    UPDATE OF ONGOING CHARGES FIGURE
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Clarification Announcement
    Distribution Annoucement
    Changes to trust deed
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Annual Report
    Semi Annual Report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index. An ETF using a full replication strategy generally aims to invest in all constituent stocks/assets in substantially the same weightings as its benchmark.
    2. Intra-day Estimated NAV per unit Calculations are performed by CSOP. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Thomson Reuters when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 10 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Thomson Reuters.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Thomson Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.