z CSOP

CSOP China CSI 300 Smart ETF
(RMB Counter Stock Code: 83129 , HKD Counter Stock Code:3129 )

  • Overview
  • Performance
  • Tracking Difference / Error
  • Holdings
  • Distribution History
  • Documents
IMPORTANT INFORMATION about the CSOP China CSI 300 Smart ETF (the "ETF")

IMPORTANT:Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP China CSI 300 Smart ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of CSI 300 Smart Index (“Underlying Index”).
  • The Underlying Index tracks the overall performance of CSI 300 Index constituent companies and returns from share class switches, i.e. switching between share classes (namely A-Shares and H-Shares) based on their relative prices.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy1
  • The investment objective of the Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, CSI 300 Smart Index (the “Underlying Index”).

  • The Fund is a physical ETF and invests primarily in China A-Shares securities on the stock exchanges of the People’s Republic of China through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota of the Manager.
  • In seeking to achieve the investment objective, the Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of NAV of the Fund in the securities included in the Underlying Index (“Index Securities”). The Fund may or may not hold all of the securities in the Underlying Index. The Fund may also invest in money market instruments, cash and cash equivalents.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 20 Jul, 2018 12.4765 0.15 1.22
NAV per Unit in HKD**6 (for reference only) 20 Jul, 2018 14.4207 0.152 1.06
Closing Price for RMB Traded Unit 20 Jul, 2018 12.38 - -
Closing Price for HKD Traded Unit 20 Jul, 2018 14.36 -0.16 -1.1
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 is provided by Thomson Reuters.

Fund information
Financial Year December 31
Asset Class Equity
Total NAV* 12,476,460.00
Outstanding Units* 1,000,000
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year Estimated 0.95% per annum.
Dividend Policy Annually at Manager’s discretion(in December) having regard to the Fund’s net income after fees and costs**.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee HSBC Institutional Trust Services (Asia) Limited
** The Manager may at its discretion, pay dividend out of or effectively pay divided out of capital.

* As of 20 Jul, 2018
Underlying Index Information7
Underlying Index CSI 300 Smart Index
Index Provider China Securities Index Co.Ltd (CSI)
Base Currency RMB
Benchmark Index Type Total Return Index
Underlying Securities The constituent companies of the Underlying Index and their weights are the same as the CSI 300 Index. The Underlying Index includes either the A-shares or the H-shares of the company depending on their relative prices.
Rebalancing frequency Monthly
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 23 Oct 2015 23 Oct 2015
Exchange Ticker 3129 83129
ISIN HK0000268323 HK0000268315
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited BNP Paribas Securities Services
Goldman Sachs (Asia) Securities Limited Nomura International (Hong Kong) Limited
Market Makers9
HKD RMB
Commerz Securities Hong Kong Ltd Commerz Securities Hong Kong Ltd
KGI Asia Limited KGI Asia Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
CSOP China CSI 300 Smart ETF (83129)* 4.82% 14.67% 18.02% - 11.65%
CSI 300 Smart Index** 5.06% 16.56% 21.94% - 18.98%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is CSI 300 Smart Index (Bloomberg Ticker: CSIH0667 Index), which is a total return index.
# Calculated since the listing date of 23 Oct 2015.
As of 31 Octeber 2017
2015 2016
CSOP China CSI 300 Smart ETF (83129) 2.21% -8.34%
CSI 300 Smart Index 2.15% -4.70%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 23 Oct 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 March 2018
Fund listing Date: 23 October 2015 Rolling 1-Year TD: -1.58% TD for calendar year 2016: -3.64%

As of 31 March 2018
Fund listing Date: 23 October 2015 Rolling 1-Year TE^: 1.33% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
12,476,460.00 244 93.79

As of 20 Jul, 2018
Top 10 Sectors
As of 20 Jul, 2018
All Holdings
Sort by Total records: 244
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost3 Market Price4 Shares Held Sector A/H share price difference
6.95 PING AN INSURANCE GROUP CO-H 2318 HK HKG 77.7457 71.55 14000 Financials 0.99
3.56 KWEICHOW MOUTAI CO LTD-A 600519 SHAX 316.68 741.13 600 Consumer Staples -
2.60 CHINA MERCHANTS BANK CO LTD 3968 HK HKG 20.5803 28.8 13000 Financials 1.10
2.02 GREE ELECTRIC APPLIANCES I-A 000651 SHEX 44.744 45.06 5600 Consumer Discretionary -
2.02 MIDEA GROUP CO LTD-A 000333 SHEX 47.9897 46.57 5400 Consumer Discretionary -
1.69 INDUSTRIAL BANK CO LTD -A 601166 SHAX 16.4388 14.65 14400 Financials -
1.60 MINSHENG BANK 1988 HK HKG 0.541387 5.67 40800 Financials 1.22
1.55 INNER MONGOLIA YILI INDUS-A 600887 SHAX 17.904 27.55 7000 Consumer Staples -
1.48 JIANGSU HENGRUI MEDICINE C-A 600276 SHAX 26.5778 73.76 2500 Health Care -
1.40 BANK OF COMMUNICATIONS CO-H 3328 HK HKG 5.769 5.47 37000 Financials 1.20
1.35 WULIANGYE YIBIN CO LTD-A 000858 SHEX 70.994 73.43 2300 Consumer Staples -
1.30 HANGZHOU HIKVISION DIGITAL-A 002415 SHEX 34.0709 36.93 4400 Information Technology -
1.20 AGRICULTURAL BANK OF CHINA 1288 HK HKG 3.12073 3.62 48000 Financials 1.13
1.12 CITIC SECURITIES COMPANY LIMITED 6030 HK HKG 5.15856 15.34 10500 Financials 1.27
1.08 SHANGHAI PUDONG DEVEL BANK-A 600000 SHAX 10.6512 9.87 13680 Financials -
1.04 SAIC MOTOR CORP LTD-A 600104 SHAX 23.615 32.4 4000 Consumer Discretionary -
1.02 CHINA VANKE CO LTD-H 2202 HK HKG 15.9298 25.05 5900 Real Estate 1.07
1.02 CHINA YANGTZE POWER CO LTD-A 600900 SHAX 13.3395 16.73 7600 Utilities -
1.01 CHINA STATE CONSTRUCTION -A 601668 SHAX 2.96616 5.19 24220 Industrials -
1.00 IND & COMM BK OF CHINA-H 1398 HK HKG 5.01229 5.56 26000 Financials 1.14
0.90 CPIC (HOK LISTING) 2601 HK HKG 30.232 29.5 4400 Financials 1.34
0.85 JIANGSU YANGHE BREWERY -A 002304 SHEX 126.442 132.26 800 Consumer Staples -
0.82 WANHUA CHEMICAL GROUP CO -A 600309 SHAX 44.4564 50.9 2000 Materials -
0.79 BOE TECHNOLOGY GROUP CO LT-A 000725 SHEX 3.40309 3.54 27900 Information Technology -
0.78 BANK OF BEIJING CO LTD -A 601169 SHAX 6.23325 5.8 16788 Financials -
0.76 FOCUS MEDIA INFORMATION TE-A 002027 SHEX 9.15491 10.97 8600 Information Technology -
0.73 PING AN BANK CO LTD-A 000001 SHEX 8.59711 9.11 10000 Financials -
0.72 POLY REAL ESTATE GROUP CO -A 600048 SHAX 9.09195 10.98 8200 Real Estate -
0.70 BANK OF CHINA LTD-H 3988 HK HKG 3.66731 3.61 28000 Financials 1.14
0.65 HAITONG SECURITIES CO LTD-H 6837 HK HKG 13.5161 7.85 12000 Financials 1.39
0.65 CHINA INTERNATIONAL TRAVEL-A 601888 SHAX 63.1391 73.46 1100 Consumer Discretionary -
0.65 BAOSHAN IRON & STEEL CO-A 600019 SHAX 5.59084 7.9 10212 Materials -
0.64 ANHUI CONCH CEMENT CO LTD-A 600585 SHAX 18.2004 34.84 2300 Materials -
0.61 KANGMEI PHARMACEUTICAL CO-A 600518 SHAX 17.1024 22.3 3400 Health Care -
0.60 BEIJING XINWEI TECHNOLOGY -A 600485 SHAX 14.5748 11.67 6387 Information Technology -
0.60 CHINA PETROLEUM & CHEMICAL-H 386 HK HKG 5.70074 7.15 12000 Energy 1.04
0.59 FOSHAN HAITIAN FLAVOURING -A 603288 SHAX 76.015 73.49 1000 Consumer Staples -
0.55 CHINA EVERBRIGHT BANK CO L-H 6818 HK HKG 3.80008 3.32 24000 Financials 1.30
0.55 GUOTAI JUNAN SECURITIES CO-H 2611 HK HKG 15.7841 15.86 5000 Financials 1.07
0.55 PETROCHINA COMPANY LIMITED 857 HK HKG 5.85867 5.64 14000 Energy 1.51
0.55 SHANGHAI INTERNATIONAL AIR-A 600009 SHAX 56.6232 61.83 1100 Industrials -
0.55 BANK OF SHANGHAI CO LTD-A 601229 SHAX 10.9927 10.56 6440 Financials -
0.54 QINGDAO HAIER CO LTD-A 600690 SHAX 10.1754 18.21 3700 Consumer Discretionary -
0.54 CSR CORP LTD - H 1766 HK HKG 9.76807 5.97 13000 Industrials 1.44
0.51 DAQIN RAILWAY CO LTD -A 601006 SHAX 6.84281 8.8 7200 Industrials -
0.50 YUNNAN BAIYAO GROUP CO LTD-A 000538 SHEX 67.8584 104.22 600 Health Care -
0.50 SUNING COMMERCE GROUP CO -A 002024 SHEX 14.4007 13.55 4600 Consumer Discretionary -
0.50 GUANGZHOU PHARMACEUTICAL COMPANY LIMITED 874 HK HKG 21.9913 35.8 2000 Health Care 1.27
0.49 SANAN OPTOELECTRONICS CO L-A 600703 SHAX 20.3084 20.4 3000 Information Technology -
0.48 CHINA CONSTRUCTION BANK-H 939 HK HKG 6.01946 6.86 10000 Financials 1.15
0.45 EAST MONEY INFORMATION CO-A 300059 SHEX 12.9518 13.5 4200 Information Technology -
0.44 HUAXIA BANK CO LTD-A 600015 SHAX 7.13427 7.46 7420 Financials -
0.43 HUATAI SECURITIES CO LTD-H 6886 HK HKG 17.3648 12.06 5200 Financials 1.49
0.43 ZTE CORP-H 763 HK HKG 16.8419 14.64 4200 Information Technology 1.31
0.42 CHINA UNITED NETWORK-A 600050 SHAX 5.16539 5.03 10500 Telecommunication Services -
0.42 IFLYTEK CO LTD - A 002230 SHEX 10.0157 31.61 1650 Information Technology -
0.42 BANK OF NINGBO CO LTD -A 002142 SHEX 0 16.64 3120 Financials -
0.41 BANK OF JIANGSU CO LTD-A 600919 SHAX 6.14558 6.34 8100 Financials -
0.41 CHINA MERCHANTS SHEKOU INDUS 001979 SHEX 5.35997 17.38 2926 Real Estate -
0.41 HANS LASER TECHNOLOGY IN-A 002008 SHEX 24.4509 50.72 1000 Industrials -
0.41 SHANGHAI FOSUN PHARMACEUTI-H 2196 HK HKG 25.2212 39.05 1500 Health Care 1.18
0.40 Weichai Power Co Ltd 2338 HK HKG 8.13699 9.52 6000 Industrials 1.04
0.39 BANK OF NANJING CO LTD -A 601009 SHAX 4.49655 7.98 6160 Financials -
0.39 LEPU MEDICAL TECHNOLOGY-A 300003 SHEX 37.9421 37.08 1300 Health Care -
0.37 NEW CHINA LIFE INSURANCE COMPANY LTD 1336 HK HKG 34.8699 35.85 1500 Financials 1.61
0.36 LUZHOU LAOJIAO CO LTD-A 000568 SHEX 22.3406 56.37 800 Consumer Staples -
0.36 China Railway Group Ltd 390 HK HKG 7.07698 5.74 9000 Industrials 1.49
0.36 ZHEJIANG HUAYOU COBALT CO -A 603799 SHAX 76.079 74.41 600 Materials -
0.35 CHINA SHIPBUILDING INDUSTR-A 601989 SHAX 6.6101 4.01 11000 Industrials -
0.35 HUADONG MEDICINE CO LTD-A 000963 SHEX 0 49 900 Health Care -
0.35 FUYAO GLASS INDUSTRY GROUP-A 600660 SHAX 25.6592 25.82 1700 Consumer Discretionary -
0.35 China Railways Construction 1186 HK HKG 11.1419 7.74 6500 Industrials 1.29
0.35 CHINA SHENHUA ENERGY CO-H 1088 HK HKG 14.2353 16.72 3000 Energy 1.20
0.34 TONGHUA DONGBAO PHARMACEUT-A 600867 SHAX 25.2479 25.29 1700 Health Care -
0.34 HUAYU AUTOMOTIVE SYSTEMS -A 600741 SHAX 22.766 22.61 1900 Consumer Discretionary -
0.34 KANGDE XIN COM MAT A 002450 SHEX 13.9439 17.08 2489 Materials -
0.33 DFZQ-H 3958 HK HKG 8.23694 5.75 8400 Financials 1.78
0.33 HUANENG POWER INTERNATIONAL INC 902 HK HKG 4.9093 6.01 8000 Utilities 1.51
0.33 GF SECURITIES CO LTD-H 1776 HK HKG 16.2017 10.74 4400 Financials 1.43
0.32 GD POWER DEVELOPMENT CO -A 600795 SHAX 3.1988 2.71 14600 Utilities -
0.32 SANY HEAVY INDUSTRY CO LTD-A 600031 SHAX 5.59508 8.55 4600 Industrials -
0.31 BYD CO LTD 1211 HK HKG 46.1521 44 1000 Consumer Discretionary 1.13
0.30 CHINA MERCHANTS SECURITIES-H 6099 HK HKG 12.0426 9.98 4400 Financials 1.54
0.30 SDIC POWER HOLDINGS CO LTD-A 600886 SHAX 7.41943 7.89 4800 Utilities -
0.30 ZHEJIANG LONGSHENG GROUP C-A 600352 SHAX 11.6506 12.04 3100 Materials -
0.30 ZIJIN MINING GROUP CO LTD-H 2899 HK HKG 2.34586 2.69 16000 Materials 1.41
0.30 AIER EYE HOSPITAL GROUP CO-A 300015 SHEX 34.9827 33.76 1100 Health Care -
0.30 ZHEJIANG DAHUA TECHNOLOGY-A 002236 SHEX 9.73684 20.04 1850 Information Technology -
0.30 AISINO CORP-A 600271 SHAX 19.1574 26.43 1400 Information Technology -
0.30 CHINA SOUTHERN AIRLINES CO-H 1055 HK HKG 5.84471 5.33 8000 Industrials 1.52
0.29 ZHANGZHOU PIENTZEHUANG PHA-A 600436 SHAX 55.8457 121.97 300 Health Care -
0.29 LONGI GREEN ENERGY TECHNOL-A 601012 SHAX 14.9736 15.08 2400 Information Technology -
0.29 CHINA FORTUNE LAND DEVELOP-A 600340 SHAX 32.5796 25.51 1400 Real Estate -
0.28 SHANGHAI RAAS BLOOD PRODUC-A 002252 SHEX 3.71869 19.523 1820 Health Care -
0.28 MEINIAN ONEHEALTH HEALTHCA-A 002044 SHEX 16.9654 22.39 1560 Health Care -
0.28 SHANGHAI PHARMACEUTICALS - H 2607 HK HKG 17.8401 21.1 1900 Health Care 1.36
0.28 CHINA LIFE INSURANCE CO-H 2628 HK HKG 27.6182 19.98 2000 Financials 1.37
0.28 SHAANXI COAL INDUSTRY CO L-A 601225 SHAX 7.55686 7.35 4700 Energy -
0.28 China Eastern Airlines Corp 670 HK HKG 4.86433 4.97 8000 Industrials 1.34
0.27 YONGHUI SUPERSTORES CO LTD-A 601933 SHAX 4.49408 7.28 4700 Consumer Staples -
0.27 NARI TECHNOLOGY CO LTD-A 600406 SHAX 14.9094 15.45 2200 Industrials -
0.27 FOUNDER SECURITIES CO LTD-A 601901 SHAX 8.75074 6.73 5000 Financials -
0.27 SHENZHEN INOVANCE TECHNOLO-A 300124 SHEX 30.0173 27.94 1200 Industrials -
0.27 YONYOU NETWORK TECHNOLOGY-A 600588 SHAX 24.6416 27.66 1200 Information Technology -
0.26 XINJIANG GOLDWIND SCI&TEC-H 2208 HK HKG 0 9.63 3900 Industrials 1.68
0.26 HENAN SHUANGHUI INVESTMENT-A 000895 SHEX 18.6051 27.03 1200 Consumer Staples -
0.26 SHANDONG DONG-E E-JIAO-A 000423 SHEX 46.0289 53.36 600 Health Care -
0.25 CHINA NATIONAL NUCLEAR POW-A 601985 SHAX 6.69608 5.64 5600 Utilities -
0.25 HUNDSUN TECHNOLOGIES INC-A 600570 SHAX 58.7914 52.14 600 Information Technology -
0.25 WANDA CINEMA LINE CO LTD-A 002739 SHEX 85.8471 52.04 600 Consumer Discretionary -
0.25 CHAOZHOU THREE-CIRCLE GROU-A 300408 SHEX 25.8235 25.9 1200 Information Technology -
0.25 SHENZHEN SUNWAY COMMUNICAT-A 300136 SHEX 34.1886 34.1 900 Information Technology -
0.25 TBEA CO LTD-A 600089 SHAX 10.1092 6.67 4600 Industrials -
0.24 CHONGQING ZHIFEI BIOLOGICA-A 300122 SHEX 48.3242 49 600 Health Care -
0.24 TASLY PHARMACEUTICAL GROUP-A 600535 SHAX 26.8958 26.19 1120 Health Care -
0.23 POWER CONSTRUCTION CORP OF-A 601669 SHAX 6.19562 5.31 5500 Industrials -
0.23 EVERBRIGHT SECURITIES CO L-H 6178 HK HKG 12.4431 8.8 3800 Financials 1.42
0.23 DONGXU OPTOELECTRONIC TECH-A 000413 SHEX 9.19577 6.14 4700 Information Technology -
0.23 ZHENGZHOU YUTONG BUS CO -A 600066 SHAX 16.9954 17.76 1600 Industrials -
0.23 CHINA NORTHERN RARE EARTH -A 600111 SHAX 10.6997 10.82 2600 Materials -
0.23 BEIJING ORIGINWATER TECHNO-A 300070 SHEX 12.7463 12.77 2200 Industrials -
0.22 INDUSTRIAL SECURITIES CO-A 601377 SHAX 8.00527 5.27 5300 Financials -
0.22 Aluminum Corp of China Limited CMN 2600 HK HKG 3.15271 3.21 10000 Materials 1.26
0.22 FUTURE LAND HOLDINGS CO -A 601155 SHAX 12.141 27.32 1000 Real Estate -
0.22 SEARAINBOW HLDG CORP CO-A 000503 SHEX 29.2916 30.23 900 Health Care -
0.21 GREENLAND HOLDINGS CORP LT-A 600606 SHAX 9.32585 6.09 4400 Real Estate -
0.21 BEIJING SANJU ENVIRONMENTA-A 300072 SHEX 19.0928 19 1400 Materials -
0.21 TCL CORP-A 000100 SHEX 4.14739 2.9 9100 Consumer Discretionary -
0.21 AVIC CAPITAL CO LTD -A 600705 SHAX 6.75393 4.86 5400 Financials -
0.20 SHENZHEN OVERSEAS CHINESE-A 000069 SHEX 8.20269 6.39 4000 Consumer Discretionary -
0.20 ZHONGTIAN URBAN DEVELOPMEN-A 000540 SHEX 0 4.87 5250 Real Estate -
0.20 INNER MONGOLIA BAOTOU STE-A 600010 SHAX 1.50136 1.55 16200 Materials -
0.20 ZHEJIANG ZHENENG ELECTRIC-A 600023 SHAX 4.72429 5.22 4800 Utilities -
0.20 HUALAN BIOLOGICAL ENGINEER-A 002007 SHEX 28.3283 34.77 720 Health Care -
0.20 AVIC AIRCRAFT CO LTD-A 000768 SHEX 24.674 15.63 1600 Industrials -
0.20 CHINA COMMUNICATIONS CONST-H 1800 HK HKG 10.17 7.15 4000 Industrials 1.80
0.19 CHINA GEZHOUBA GROUP CO LT-A 600068 SHAX 11.2502 7.13 3400 Industrials -
0.19 JIANGSU ZHONGTIAN TECHNOLO-A 600522 SHAX 11.3603 8.92 2700 Industrials -
0.19 AECC AVIATION POWER CO-A 600893 SHAX 29.2365 24.02 1000 Industrials -
0.19 SICHUAN CHUANTOU ENERGY CO-A 600674 SHAX 9.84894 8.57 2800 Utilities -
0.19 SONGCHENG PERFORMANCE DEVE-A 300144 SHEX 26.8646 26.61 900 Consumer Discretionary -
0.19 HAINAN AIRLINES CO-A 600221 SHAX 3.23293 2.91 8100 Industrials -
0.19 SHANGHAI INTERNATIONAL POR-A 600018 SHAX 6.2835 5.89 4000 Industrials -
0.19 GEMDALE CORP-A 600383 SHAX 9.31846 8.67 2700 Real Estate -
0.18 SIASUN ROBOT & AUTOMATION-A 300024 SHEX 17.1622 17.39 1300 Industrials -
0.18 SHENWAN HONGYUAN GROUP CO-A 000166 SHEX 6.73727 4.4 5125 Financials -
0.18 SHANGHAI ORIENTAL PEARL ME-A 600637 SHAX 24.41 14.03 1600 Consumer Discretionary -
0.18 CHINA COSCO HOLDINGS-H 1919 HK HKG 3.61907 3.24 8000 Industrials 1.56
0.18 DHC SOFTWARE CO LTD -A 002065 SHEX 0 9.16 2400 Information Technology -
0.17 BEIJING TONGRENTANG CO-A 600085 SHAX 34.111 36.04 600 Health Care -
0.17 LIAONING CHENG DA CO LTD-A 600739 SHAX 17.8562 14.38 1500 Consumer Discretionary -
0.17 GOERTEK INC -A 002241 SHEX 0 9.74 2200 Information Technology -
0.17 GUANGSHEN RAILWAY COMPANY LIMITED 525 HK HKG 3.93069 4.09 6000 Industrials 1.20
0.17 SHANDONG GOLD MINING CO LT-A 600547 SHAX 30.9081 23.52 900 Materials -
0.17 METALLURGICAL CORP OF CHIN-H 1618 HK HKG 2.39451 2.21 11000 Industrials 1.72
0.17 CHANGJIANG SECURITIES CO L-A 000783 SHEX 10.9724 5.25 4000 Financials -
0.17 BEIJING ORIENT LANDSCAPE-A 002310 SHEX 13.663 14.965 1400 Industrials -
0.17 YOUNGOR GROUP CO-A 600177 SHAX 7.33667 7.21 2900 Real Estate -
0.17 TSINGHUA TONGFANG CO LTD-A 600100 SHAX 8.88807 9.89 2100 Information Technology -
0.17 CHINA CITIC BANK CORP LTD-H 998 HK HKG 5.05398 4.78 5000 Financials 1.47
0.17 NINGBO ZHOUSHAN PORT CO LT-A 601018 SHAX 6.67606 4.2 4900 Industrials -
0.17 XCMG CONSTRUCTION MACHIN-A 000425 SHEX 4.4439 3.96 5200 Industrials -
0.16 SUZHOU GOLD MANTIS CONSTR -A 002081 SHEX 9.25787 10.25 1950 Industrials -
0.16 PACIFIC SECURITIES CO/THE-A 601099 SHAX 5.88134 2.34 8400 Financials -
0.15 BANK OF HANGZHOU CO LTD-A 600926 SHAX 7.69545 8 2400 Financials -
0.15 SOOCHOW SECURITIES CO LTD-A 601555 SHAX 14.8821 6.52 2900 Financials -
0.15 DR PENG TELCOM & MEDIA GR-A 600804 SHAX 11.2968 11.11 1700 Telecommunication Services -
0.15 WANGSU SCIENCE & TECHNOLOG-A 300017 SHEX 10.9578 11.06 1700 Information Technology -
0.15 ZOOMLION 1157 HK HKG 3.11003 2.9 7400 Industrials 1.61
0.15 China Molybdenum Co. Ltd. 3993 HK HKG 1.44733 3.56 6000 Materials 1.97
0.15 ANXIN TRUST CO LTD-A 600816 SHAX 6.73611 7.08 2600 Financials -
0.15 CHONGQING CHANGAN AUTOMOB-A 000625 SHEX 16.2822 7.93 2300 Consumer Discretionary -
0.15 SINOLINK SECURITIES CO LTD-A 600109 SHAX 12.7874 7.01 2600 Financials -
0.15 JILIN AODONG PHARMACEUTICA-A 000623 SHEX 0 17.47 1040 Health Care -
0.15 SHENZHEN SALUBRIS PHARM-A 002294 SHEX 38.2806 36.18 500 Health Care -
0.14 XINHU ZHONGBAO CO LTD-A 600208 SHAX 3.68334 3.51 5100 Real Estate -
0.14 CHINA SHIPBUILDING INDUSTR-A 600482 SHAX 29.7717 17.89 1000 Consumer Discretionary -
0.14 SHANDONG NANSHAN ALUMINUM-A 600219 SHAX 2.60236 2.69 6600 Materials -
0.14 SHANDONG BUCHANG PHARMACEU-A 603858 SHAX 44.7206 44.19 400 Health Care -
0.14 DONGXING SECURITIES CO LT-A 601198 SHAX 18.1665 12.62 1400 Financials -
0.14 SHANGHAI ELECTRIC GRP CO L-H 2727 HK HKG 4.14375 2.55 8000 Industrials 2.88
0.14 RISESUN REAL ESTATE DEVEL-A 002146 SHEX 8.41494 7.71 2200 Real Estate -
0.14 FIBERHOME TELECOM TECH CO-A 600498 SHAX 26.1137 28.16 600 Information Technology -
0.13 NEW HOPE LIUHE CO LTD-A 000876 SHEX 8.43937 6.43 2600 Consumer Staples -
0.13 TONGLING NONFERROUS METALS-A 000630 SHEX 3.42367 2.11 7700 Materials -
0.13 SHANGHAI CONSTRUCTION GROU-A 600170 SHAX 3.34533 3.01 5391 Industrials -
0.13 JIANGXI COPPER INDUSTRY CO-H CMN 358 HK HKG 11.0297 9.33 2000 Materials 1.85
0.13 YANZHOU COAL MINING CO LTD 1171 HK HKG 4.10021 9.19 2000 Energy 1.44
0.13 QINGHAI SALT LAKE INDUSTRY-A 000792 SHEX 0 8.71 1800 Materials -
0.12 CITIC GUOAN INFORMATION-A 000839 SHEX 1.57254 4.66 3250 Consumer Discretionary -
0.12 XIAMEN C & D INC-A 600153 SHAX 12.8517 8.31 1800 Industrials -
0.12 CHINA NATIONAL CHEMICAL-A 601117 SHAX 6.63562 6.43 2300 Industrials -
0.12 GUOYUAN SECURITIES CO LTD-A 000728 SHEX 1.45875 6.98 2100 Financials -
0.12 HEBEI IRON & STEEL CO LTD-A 000709 SHEX 3.43592 2.81 5200 Materials -
0.11 SOUND ENVIRONMENTAL RESOUR-A 000826 SHEX 0 17.06 840 Industrials -
0.11 CHINA GRAND AUTOMOTIVE SER-A 600297 SHAX 5.74148 5.38 2660 Consumer Discretionary -
0.11 INNER MONGOLIA JUNZHENG EN-A 601216 SHAX 5.68516 3.26 4200 Materials -
0.11 ZHEJIANG CHINA COMMODITIES-A 600415 SHAX 4.27388 4.26 3200 Real Estate -
0.11 OFFSHORE OIL ENGINEERING-A 600583 SHAX 5.0646 5.04 2700 Energy -
0.11 S F HOLDING CO LTD-A 002352 SHEX 61.0988 44.84 300 Industrials -
0.11 ZHONGJIN GOLD CORP-A 600489 SHAX 6.90627 6.67 2000 Materials -
0.11 BEIJING SHIJI INFORMATION -A 002153 SHEX 14.1428 33 400 Information Technology -
0.11 CHINA SPACESAT CO LTD -A 600118 SHAX 27.688 18.78 700 Industrials -
0.10 ZHEJIANG CENTURY HUATONG -A 002602 SHEX 35.9727 32.5 400 Consumer Discretionary -
0.10 HUAYI BROTHERS MEDIA CORP-A 300027 SHEX 6.41454 6.48 2000 Consumer Discretionary -
0.10 SHENZHEN ZHONGJIN LINGNAN-A 000060 SHEX 0 4.52 2850 Materials -
0.10 SHANGHAI TUNNEL ENGINEERIN-A 600820 SHAX 10.5796 5.82 2200 Industrials -
0.10 CHINA HAINAN RUBBER INDUST-A 601118 SHAX 5.71519 6.62 1900 Materials -
0.10 SHANXI XISHAN COAL & ELEC-A 000983 SHEX 9.94796 6.55 1900 Energy -
0.10 GUOXUAN HIGH TECH CO-A 002074 SHEX 27.6779 13.46 910 Industrials -
0.10 BEIJING CAPITAL CO LTD-A 600008 SHAX 4.1838 4.15 2900 Utilities -
0.10 DATANG INTERNATIONAL POWER GENERATION COMPANY LIMITED 991 HK HKG 2.17424 2.29 6000 Utilities 1.65
0.10 AIR CHINA LTD-H 753 HK HKG 6.83913 6.86 2000 Industrials 1.28
0.09 GREAT WALL MOTOR COMPANY LTD 2333 HK HKG 8.93643 5.44 2500 Consumer Discretionary 1.96
0.09 BBMG CORPORATION-H 2009 HK HKG 3.96747 2.71 5000 Materials 1.46
0.09 ZHEJIANG CHINT ELECTRICS-A 601877 SHAX 22.6706 23.26 500 Industrials -
0.09 SUNSHINE CITY GROUP CO LTD-A 000671 SHEX 6.09487 5.78 2000 Real Estate -
0.09 GUANGZHOU PORT CO LTD-A 601228 SHAX 5.06359 5.14 2200 Industrials -
0.09 JIANGSU BICON PHARMACEUTIC-A 002411 SHEX 27.0145 28.24 400 Materials -
0.09 BANK OF GUIYANG CO LTD-A 601997 SHAX 14.7133 12.38 900 Financials -
0.09 HITHINK ROYALFLUSH INFORMA-A 300033 SHEX 36.269 37 300 Information Technology -
0.09 WANXIANG QIANCHAO CO LTD-A 000559 SHEX 13.4983 6.71 1640 Consumer Discretionary -
0.09 FINANCIAL STREET HOLDINGS-A 000402 SHEX 8.9704 7.22 1500 Real Estate -
0.09 CHINA COAL ENERGY CO-H 1898 HK HKG 3.40148 3.12 4000 Energy 1.73
0.09 HUBEI BIOCAUSE PHARMACEUTI-A 000627 SHEX 8.24659 6.72 1600 Financials -
0.09 CHINA FILM CO LTD-A 600977 SHAX 14.9907 15.32 700 Consumer Discretionary -
0.08 CHINA HIGH-SPEED RAILWAY -A 000008 SHEX 9.87499 4.96 2100 Industrials -
0.08 China Shipping Container Lines Co Ltd 2866 HK HKG 2.27427 1.19 10000 Industrials 2.28
0.08 WINTIME ENERGY CO LTD-A 600157 SHAX 4.27388 1.67 6100 Energy -
0.08 BEIJING ENLIGHT MEDIA CO L-A 300251 SHEX 9.58679 9.61 1000 Consumer Discretionary -
0.08 XIAMEN TUNGSTEN CO LTD-A 600549 SHAX 21.1115 14.72 650 Materials -
0.08 BOHAI LEASING CO LTD -A 000415 SHEX 8.52324 4.32 2200 Financials -
0.07 SDIC ESSENCE HOLDINGS CO L-A 600061 SHAX 16.2648 9.08 1000 Financials -
0.07 JIANGSU BROADCASTING CABLE-A 600959 SHAX 11.03 4.99 1800 Consumer Discretionary -
0.07 CHINA AVIONICS SYSTEMS CO -A 600372 SHAX 14.2029 12.66 700 Industrials -
0.07 SINOPEC SHANGHAI PETROCHEM-H 338 HK HKG 3.26914 4.83 2000 Materials 1.26
0.06 NANJING XINJIEKOU DEPT-A 600682 SHAX 38.4049 16.19 500 Consumer Discretionary -
0.06 JIANGSU ZHONGNAN CONSTRUCT-A 000961 SHEX 6.11489 5.67 1400 Industrials -
0.06 BEIJING SHOUGANG CO LTD-A 000959 SHEX 6.35507 3.97 2000 Materials -
0.06 HUAAN SECURITIES CO LTD-A 600909 SHAX 8.02729 5.62 1300 Financials -
0.05 JIHUA GROUP CORP LTD-A 601718 SHAX 6.91818 4.04 1600 Industrials -
0.05 TSINGHUA UNISPLENDOUR CO-A 000938 SHEX 8.69266 44.8 140 Information Technology -
0.04 CHINA GALAXY SECURITIES CO 6881 HK HKG 5.61091 3.91 1500 Financials 2.26
0.04 CHINA NUCLEAR ENGINEERING -A 601611 SHAX 17.3257 7.77 600 Industrials -

    > Click here to view Full Holdings Details in Excel
    As of 20 Jul, 2018

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    - - - - - -
    - - - - - -
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Prospectus
    Product Key Facts
    Monthly Newsletter
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    Changes to trust deed
    AUDITED ACCOUNTS
    Semi Annual Unaudited Accounts
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Annual Report
    Semi Annual Report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
    2. Intra-day Estimated NAV per unit Calculations are performed by CSOP. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Thomson Reuters when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 10 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Thomson Reuters.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6. The last closing NAV per Unit in HKD is indicative and for reference purpose only and is calculated using the last closing NAV per Unit in RMB multiplied by an assumed foreign exchange rate using the CNH fixed offshore RMB (“CNH”) exchange rate quoted by Thomson Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. When the underlying A shares market is closed, the official last closing NAV per unit in RMB and NAV per unit in HKD will not be updated. Dealing Day means each business day on which both SEHK and the underlying A shares market are open for normal trading.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Thomson Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.