z CSOP

CSOP China CSI 300 Smart ETF
(RMB Counter Stock Code: 83129 , HKD Counter Stock Code:3129 )

  • Overview
  • Performance
  • Tracking Difference / Error
  • Holdings
  • Distribution History
  • Documents
IMPORTANT INFORMATION about the CSOP China CSI 300 Smart ETF (the "ETF")

IMPORTANT:Investment involves risks, including loss of principal. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to Prospectus and Product Key Facts Statement for further details, including product features and risk factors. Investors should not solely base on this material alone to make investment decisions.

  • CSOP China CSI 300 Smart ETF (the “Fund”) is a physical index tracking ETF and it aims to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of CSI 300 Smart Index (“Underlying Index”).
  • The Underlying Index tracks the overall performance of CSI 300 Index constituent companies and returns from share class switches, i.e. switching between share classes (namely A-Shares and H-Shares) based on their relative prices.
  • China is considered as an emerging market and investing in China market may subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks than investing in more developed countries.
  • The concentration of the Fund’s investments in a single geographical region (i.e. China) may subject it to greater volatility than portfolios which comprise broad-based global investments.
  • Retail investors can only buy or sell units of the Fund on the SEHK. The trading price on the SEHK is driven by market factors and may trade at a substantial premiums or discount to its net asset value.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss.
  • The Manager may, at its discretion, pay dividends out of capital or effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate reduction of the NAV per unit.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy1
  • The investment objective of the Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, CSI 300 Smart Index (the “Underlying Index”).

  • The Fund is a physical ETF and invests primarily in China A-Shares securities on the stock exchanges of the People’s Republic of China through the Shanghai-Hong Kong Stock Connect and/or the RQFII investment quota of the Manager.
  • In seeking to achieve the investment objective, the Fund uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
  • The Manager will invest at least 80% of NAV of the Fund in the securities included in the Underlying Index (“Index Securities”). The Fund may or may not hold all of the securities in the Underlying Index. The Fund may also invest in money market instruments, cash and cash equivalents.
Intra-day Estimated NAV2 & Market Price3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 25 May, 2018 13.3645 -0.047 -0.35
NAV per Unit in HKD**6 (for reference only) 25 May, 2018 16.4321 -0.055 -0.33
Closing Price for RMB Traded Unit 25 May, 2018 13.26 -0.04 -0.3
Closing Price for HKD Traded Unit 25 May, 2018 16.3 -0.04 -0.24
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar6 is provided by Thomson Reuters.

Fund information
Financial Year December 31
Asset Class Equity
Total NAV* 13,364,461.00
Outstanding Units* 1,000,000
Base Currency RMB
Trading Currencies RMB/HKD
Ongoing Charges over a year Estimated 0.95% per annum.
Dividend Policy Annually at Manager’s discretion(in December) having regard to the Fund’s net income after fees and costs**.
Custodian The Hongkong and Shanghai Banking Corporation Limited
Trustee HSBC Institutional Trust Services (Asia) Limited
** The Manager may at its discretion, pay dividend out of or effectively pay divided out of capital.

* As of 25 May, 2018
Underlying Index Information7
Underlying Index CSI 300 Smart Index
Index Provider China Securities Index Co.Ltd (CSI)
Base Currency RMB
Benchmark Index Type Total Return Index
Underlying Securities The constituent companies of the Underlying Index and their weights are the same as the CSI 300 Index. The Underlying Index includes either the A-shares or the H-shares of the company depending on their relative prices.
Rebalancing frequency Monthly
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange-Main Board Hong Kong Stock Exchange-Main Board
Date of Listing / Dealing 23 Oct 2015 23 Oct 2015
Exchange Ticker 3129 83129
ISIN HK0000268323 HK0000268315
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
Participating Dealers8
ABN AMRO Clearing Hong Kong Limited BNP Paribas Securities Services
Goldman Sachs (Asia) Securities Limited Nomura International (Hong Kong) Limited
Market Makers9
HKD RMB
KGI Securities (Hong Kong) Limited KGI Securities (Hong Kong) Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Performance
1 Month 6 Months 1 Year 3 Year Since Inception#
CSOP China CSI 300 Smart ETF (83129)* 4.82% 14.67% 18.02% - 11.65%
CSI 300 Smart Index** 5.06% 16.56% 21.94% - 18.98%
* Fund performance is calculated on NAV to NAV basis with dividend re-invested.
** The Fund’s underlying index is CSI 300 Smart Index (Bloomberg Ticker: CSIH0667 Index), which is a total return index.
# Calculated since the listing date of 23 Oct 2015.
As of 31 Octeber 2017
2015 2016
CSOP China CSI 300 Smart ETF (83129) 2.21% -8.34%
CSI 300 Smart Index 2.15% -4.70%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 23 Oct 2015
As of 30 June 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 March 2018
Fund listing Date: 23 October 2015 Rolling 1-Year TD: -3.18% TD for calendar year 2016: -3.64%

As of 31 March 2018
Fund listing Date: 23 October 2015 Rolling 1-Year TE^: 1.08% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis and assumes reinvestment of distributions.



Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
13,364,461.00 277 98.97

As of 25 May, 2018
Top 10 Sectors
As of 25 May, 2018
All Holdings
Sort by Total records: 277
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost3 Market Price4 Shares Held Sector A/H share price difference
6.62 PING AN INSURANCE GROUP CO-H 2318 HK HKG 77.7457 77.75 14000 Financials 0.97
3.22 KWEICHOW MOUTAI CO LTD-A 600519 SHAX 316.68 716.86 600 Consumer Staples -
2.81 CHINA MERCHANTS BANK CO LTD 3968 HK HKG 20.5803 33 14000 Financials 1.09
1.97 MIDEA GROUP CO LTD-A 000333 SHEX 29.3855 50.59 5200 Consumer Discretionary -
1.88 GREE ELECTRIC APPLIANCES I-A 000651 SHEX 26.4393 45.74 5500 Consumer Discretionary -
1.73 INDUSTRIAL BANK CO LTD -A 601166 SHAX 16.4388 16.05 14400 Financials -
1.70 MINSHENG BANK 1988 HK HKG 7.88878 7.46 37500 Financials 1.28
1.61 BANK OF COMMUNICATIONS CO-H 3328 HK HKG 5.769 6.3 42000 Financials 1.19
1.48 CITIC SECURITIES COMPANY LIMITED 6030 HK HKG 5.15856 19.48 12500 Financials 1.20
1.40 JIANGSU HENGRUI MEDICINE C-A 600276 SHAX 34.5345 97.37 1924 Health Care -
1.39 AGRICULTURAL BANK OF CHINA 1288 HK HKG 3.12073 4.14 55000 Financials 1.08
1.36 INNER MONGOLIA YILI INDUS-A 600887 SHAX 17.904 26 7000 Consumer Staples -
1.32 CHINA VANKE CO LTD-H 2202 HK HKG 15.9298 29.6 7300 Real Estate 1.10
1.23 HANGZHOU HIKVISION DIGITAL-A 002415 SHEX 1.33919 38.6 4275 Information Technology -
1.22 WULIANGYE YIBIN CO LTD-A 000858 SHEX 24.0582 74.3 2200 Consumer Staples -
1.21 IND & COMM BK OF CHINA-H 1398 HK HKG 5.01229 6.62 30000 Financials 1.07
1.10 SHANGHAI PUDONG DEVEL BANK-A 600000 SHAX 10.6512 10.71 13680 Financials -
1.08 CHINA STATE CONSTRUCTION -A 601668 SHAX 7.40622 8.31 17300 Industrials -
1.05 CPIC (HOK LISTING) 2601 HK HKG 30.232 34.35 5000 Financials 1.19
1.04 SAIC MOTOR CORP LTD-A 600104 SHAX 23.615 34.62 4000 Consumer Discretionary -
0.96 CHINA YANGTZE POWER CO LTD-A 600900 SHAX 13.3395 16.87 7600 Utilities -
0.85 BANK OF BEIJING CO LTD -A 601169 SHAX 6.23325 6.8 16788 Financials -
0.85 HAITONG SECURITIES CO LTD-H 6837 HK HKG 13.5161 9.93 14000 Financials 1.37
0.84 BOE TECHNOLOGY GROUP CO LT-A 000725 SHEX 2.95765 4.12 27300 Information Technology -
0.78 POLY REAL ESTATE GROUP CO -A 600048 SHAX 9.09195 12.74 8200 Real Estate -
0.78 PING AN BANK CO LTD-A 000001 SHEX 9.10237 10.59 9860 Financials -
0.71 CHINA PETROLEUM & CHEMICAL-H 386 HK HKG 5.70074 7.32 16000 Energy 1.17
0.71 BANK OF CHINA LTD-H 3988 HK HKG 3.66731 4.14 28000 Financials 1.13
0.70 JIANGSU YANGHE BREWERY -A 002304 SHEX 61.5087 129 728 Consumer Staples -
0.70 KANGMEI PHARMACEUTICAL CO-A 600518 SHAX 17.1024 27.4 3400 Health Care -
0.69 GUOTAI JUNAN SECURITIES CO-H 2611 HK HKG 15.7841 18.86 6000 Financials 1.11
0.69 CSR CORP LTD - H 1766 HK HKG 9.76807 7.07 16000 Industrials 1.66
0.65 ZTE CORP-H 763 HK HKG 16.8419 25.6 4200 Information Technology 1.50
0.65 BAOSHAN IRON & STEEL CO-A 600019 SHAX 5.59084 8.46 10212 Materials -
0.59 ANHUI CONCH CEMENT CO LTD-A 600585 SHAX 18.2004 34.04 2300 Materials -
0.58 CHINA EVERBRIGHT BANK CO L-H 6818 HK HKG 3.80008 3.98 24000 Financials 1.24
0.53 SUNING COMMERCE GROUP CO -A 002024 SHEX 14.4007 15.32 4600 Consumer Discretionary -
0.53 YUNNAN BAIYAO GROUP CO LTD-A 000538 SHEX 67.8584 116.96 600 Health Care -
0.52 PETROCHINA COMPANY LIMITED 857 HK HKG 5.85867 6.05 14000 Energy 1.65
0.51 QINGDAO HAIER CO LTD-A 600690 SHAX 10.1754 18.33 3700 Consumer Discretionary -
0.49 CHINA CONSTRUCTION BANK-H 939 HK HKG 6.01946 8.08 10000 Financials 1.11
0.49 FOCUS MEDIA INFO TECH-A 002027 SHEX 10.0994 11.56 5660 Information Technology -
0.49 HUATAI SECURITIES CO LTD-H 6886 HK HKG 17.3648 15.34 5200 Financials 1.39
0.48 BEIJING XINWEI TECHNOLOGY -A 600485 SHAX 16.9254 11.67 5500 Information Technology -
0.48 WANHUA CHEMICAL GROUP CO -A 600309 SHAX 9.6567 36.44 1760 Materials -
0.47 CHINA MERCHANTS SHEKOU INDUS 001979 SHEX 5.35997 21.65 2926 Real Estate -
0.47 HUAXIA BANK CO LTD-A 600015 SHAX 7.13427 8.42 7420 Financials -
0.47 CHINA INTERNATIONAL TRAVEL-A 601888 SHAX 0 62.33 1000 Consumer Discretionary -
0.47 China Railways Construction 1186 HK HKG 11.1419 8.99 8500 Industrials 1.30
0.46 SANAN OPTOELECTRONICS CO L-A 600703 SHAX 13.0926 21.1 2940 Information Technology -
0.46 China Railway Group Ltd 390 HK HKG 7.07698 6.35 12000 Industrials 1.45
0.46 GUANGZHOU PHARMACEUTICAL COMPANY LIMITED 874 HK HKG 21.9913 37.95 2000 Health Care 1.39
0.45 DAQIN RAILWAY CO LTD -A 601006 SHAX 6.84281 8.38 7200 Industrials -
0.45 SHANGHAI FOSUN PHARMACEUTI-H 2196 HK HKG 25.2212 49.25 1500 Health Care 1.17
0.45 IFLYTEK CO LTD - A 002230 SHEX 10.0157 36.41 1650 Information Technology -
0.45 CHINA UNITED NETWORK-A 600050 SHAX 5.16539 5.72 10500 Telecommunication Services -
0.45 BANK OF JIANGSU CO LTD-A 600919 SHAX 7.8803 7.45 8000 Financials -
0.43 SHANGHAI INTERNATIONAL AIR-A 600009 SHAX 30.1477 52.48 1100 Industrials -
0.42 LONGI GREEN ENERGY TECHNOL-A 601012 SHAX 34.0072 35.23 1600 Information Technology -
0.41 ZIJIN MINING GROUP CO LTD-H 2899 HK HKG 2.34586 3.39 20000 Materials 1.41
0.41 CHINA SHIPBUILDING INDUSTR-A 601989 SHAX 6.6101 4.95 11000 Industrials -
0.40 HANS LASER TECHNOLOGY IN-A 002008 SHEX 24.4509 53.82 1000 Industrials -
0.40 BANK OF NINGBO CO LTD -A 002142 SHEX 0 17.17 3120 Financials -
0.40 LUZHOU LAOJIAO CO LTD-A 000568 SHEX 22.3406 66.05 800 Consumer Staples -
0.39 EAST MONEY INFORMATION CO-A 300059 SHEX 3.13576 14.18 3648 Information Technology -
0.38 CHINA SOUTHERN AIRLINES CO-H 1055 HK HKG 5.84471 7.87 8000 Industrials 1.58
0.38 BANK OF NANJING CO LTD -A 601009 SHAX 4.49655 8.29 6160 Financials -
0.38 JIANGSU KANGDE XIN COMPOSI-A 002450 SHEX 13.9439 20.45 2489 Materials -
0.38 Weichai Power Co Ltd 2338 HK HKG 8.13699 10.36 6000 Industrials 1.02
0.36 GF SECURITIES CO LTD-H 1776 HK HKG 16.2017 13.56 4400 Financials 1.36
0.36 CHINA SHENHUA ENERGY CO-H 1088 HK HKG 14.2353 19.86 3000 Energy 1.27
0.35 LEPU MEDICAL TECHNOLOGY-A 300003 SHEX 23.4137 39.41 1200 Health Care -
0.35 HUAYU AUTOMOTIVE SYSTEMS -A 600741 SHAX 15.4879 24.75 1900 Consumer Discretionary -
0.35 Aluminum Corp of China Limited CMN 2600 HK HKG 3.15271 4.07 14000 Materials 1.33
0.34 DFZQ-H 3958 HK HKG 8.23694 6.71 8400 Financials 2.13
0.34 HUADONG MEDICINE CO LTD-A 000963 SHEX 0 75.4 600 Health Care -
0.34 ZHEJIANG DAHUA TECHNOLOGY-A 002236 SHEX 9.73684 24.25 1850 Information Technology -
0.33 YONGHUI SUPERSTORES CO LTD-A 601933 SHAX 4.49408 9.45 4700 Consumer Staples -
0.33 NEW CHINA LIFE INSURANCE COMPANY LTD 1336 HK HKG 34.8699 35.95 1500 Financials 1.50
0.33 SHENZHEN O-FILM TECH CO-A 002456 SHEX 0 19.03 2300 Information Technology -
0.32 FUYAO GROUP GLASS INDUSTR-A 600660 SHAX 13.042 25.3 1700 Consumer Discretionary -
0.32 BYD CO LTD 1211 HK HKG 46.1521 52.35 1000 Consumer Discretionary 1.27
0.32 GD POWER DEVELOPMENT CO -A 600795 SHAX 3.1988 2.91 14600 Utilities -
0.31 JIANGXI GANFENG LITHIUM CO-A 002460 SHEX 69.4755 69 600 Materials -
0.30 CHINA MERCHANTS SECURITIES-H 6099 HK HKG 12.0426 11.3 4400 Financials 1.78
0.30 CHINA FORTUNE LAND DEVELOP-A 600340 SHAX 32.5796 28.86 1400 Real Estate -
0.30 China Eastern Airlines Corp 670 HK HKG 4.86433 6.18 8000 Industrials 1.47
0.30 XINJIANG GOLDWIND SCI&TEC-H 2208 HK HKG 0 12.54 3900 Industrials 1.58
0.29 MEINIAN ONEHEALTH HEALTHCA-A 002044 SHEX 20.3585 29.74 1300 Health Care -
0.29 HUANENG POWER INTERNATIONAL INC 902 HK HKG 4.9093 5.86 8000 Utilities 1.44
0.28 SANY HEAVY INDUSTRY CO LTD-A 600031 SHAX 5.59508 8.27 4600 Industrials -
0.28 SHENZHEN INOVANCE TECHNOLO-A 300124 SHEX 17.4685 31.63 1200 Industrials -
0.28 HUNDSUN TECHNOLOGIES INC-A 600570 SHAX 58.7914 62.89 600 Information Technology -
0.28 SDIC POWER HOLDINGS CO LTD-A 600886 SHAX 9.47388 7.61 4900 Utilities -
0.28 DONGXU OPTOELECTRONIC TECH-A 000413 SHEX 9.19577 7.91 4700 Information Technology -
0.28 TBEA CO LTD-A 600089 SHAX 10.1092 8.04 4600 Industrials -
0.28 SHANGHAI PHARMACEUTICALS - H 2607 HK HKG 17.8401 23.9 1900 Health Care 1.39
0.28 BEIJING ORIGINWATER TECHNO-A 300070 SHEX 14.112 16.23 2271 Industrials -
0.27 CHINA NATIONAL NUCLEAR POW-A 601985 SHAX 6.69608 6.54 5600 Utilities -
0.27 AISINO CORP-A 600271 SHAX 19.1574 26.02 1400 Information Technology -
0.27 SEARAINBOW HLDG CORP CO-A 000503 SHEX 29.2916 40.13 900 Health Care -
0.27 ZHANGZHOU PIENTZEHUANG PHA-A 600436 SHAX 55.8457 120.08 300 Health Care -
0.27 CHINA LIFE INSURANCE CO-H 2628 HK HKG 27.6182 22 2000 Financials 1.39
0.27 SHANGHAI RAAS BLOOD PRODUC-A 002252 SHEX 3.71869 19.54 1820 Health Care -
0.26 AIER EYE HOSPITAL GROUP CO-A 300015 SHEX 0 33.5 1050 Health Care -
0.26 ZHEJIANG LONGSHENG GROUP C-A 600352 SHAX 11.0841 12.66 2700 Materials -
0.25 SHANDONG DONG-E E-JIAO-A 000423 SHEX 46.0289 56.29 600 Health Care -
0.25 TASLY PHARMACEUTICAL GROUP-A 600535 SHAX 37.6542 41.82 800 Health Care -
0.25 POWER CONSTRUCTION CORP OF-A 601669 SHAX 6.19562 6.07 5500 Industrials -
0.25 INNER MONGOLIAN BAOTOU STE-A 600010 SHAX 0.830985 2.01 16580 Materials -
0.25 INDUSTRIAL SECURITIES CO-A 601377 SHAX 8.00527 6.26 5300 Financials -
0.25 China Northern Rare Earth -A 600111 SHAX 14.6881 12.15 2700 Materials -
0.24 LUXSHARE PRECISION INDUSTR-A 002475 SHEX 0 22.9 1425 Industrials -
0.24 ZHENGZHOU YUTONG BUS CO -A 600066 SHAX 21.1118 21.57 1500 Industrials -
0.24 ZHEJIANG HUAYOU COBALT CO -A 603799 SHAX 83.4967 106.64 300 Materials -
0.24 SHENZHEN SUNWAY COMMUNICAT-A 300136 SHEX 53.1425 35.33 900 Information Technology -
0.24 HENAN SHUANGHUI INVESTMENT-A 000895 SHEX 18.6051 26.4 1200 Consumer Staples -
0.24 SHENZHEN OVERSEAS CHINESE-A 000069 SHEX 8.20269 7.86 4000 Consumer Discretionary -
0.23 WANDA CINEMA LINE CO LTD-A 002739 SHEX 85.8471 52.04 600 Consumer Discretionary -
0.23 GREENLAND HOLDINGS CORP LT-A 600606 SHAX 9.32585 7.06 4400 Real Estate -
0.23 METALLURGICAL CORP OF CHIN-H 1618 HK HKG 2.39451 2.52 15000 Industrials 1.82
0.23 FOUNDER SECURITIES CO LTD-A 601901 SHAX 8.75074 6.08 5000 Financials -
0.23 YONYOU SOFTWARE CO LTD-A 600588 SHAX 0 25.94 1170 Information Technology -
0.23 GUOSEN SECURITIES CO LTD-A 002736 SHEX 17.1353 10.44 2900 Financials -
0.22 CHONGQING ZHIFEI BIOLOGICA-A 300122 SHEX 29.9489 50 600 Health Care -
0.22 SHAANXI COAL INDUSTRY CO L-A 601225 SHAX 5.07441 8.06 3700 Energy -
0.22 FUTURE LAND HOLDINGS CO -A 601155 SHAX 12.141 29.82 1000 Real Estate -
0.22 BEIJING SANJU ENVIRONMENTA-A 300072 SHEX 22.2591 27.02 1100 Materials -
0.22 NARI TECHNOLOGY CO LTD-A 600406 SHAX 16.348 17.41 1700 Industrials -
0.22 SHANGHAI ORIENTAL PEARL ME-A 600637 SHAX 24.41 18.42 1600 Consumer Discretionary -
0.22 CHINA COSCO HOLDINGS-H 1919 HK HKG 3.61907 4.51 8000 Industrials 1.68
0.22 TCL CORP-A 000100 SHEX 4.14739 3.22 9100 Consumer Discretionary -
0.22 GEMDALE CORP-A 600383 SHAX 11.7741 10.73 2700 Real Estate -
0.22 AVIC CAPITAL CO LTD -A 600705 SHAX 6.75393 5.34 5400 Financials -
0.22 BEIJING TONGRENTANG CO-A 600085 SHAX 25.5349 41.11 700 Health Care -
0.22 EVERBRIGHT SECURITIES CO L-H 6178 HK HKG 12.4431 9.3 3800 Financials 1.61
0.21 JIANGSU ZHONGTIAN TECHNOLO-A 600522 SHAX 11.3603 10.6 2700 Industrials -
0.21 CHINA COMMUNICATIONS CONST-H 1800 HK HKG 10.17 8.51 4000 Industrials 1.86
0.20 SIASUN ROBOT & AUTOMATION-A 300024 SHEX 31.347 19.55 1400 Industrials -
0.20 CHINA GEZHOUBA GROUP CO LT-A 600068 SHAX 11.2502 7.96 3400 Industrials -
0.20 CHANGJIANG SECURITIES CO L-A 000783 SHEX 10.9724 6.74 4000 Financials -
0.20 SHANGHAI INTERNATIONAL POR-A 600018 SHAX 6.2835 6.73 4000 Industrials -
0.20 AVIC AIRCRAFT CO LTD-A 000768 SHEX 24.674 16.81 1600 Industrials -
0.20 ZHEJIANG ZHENENG ELECTRIC-A 600023 SHAX 7.21011 5.3 5000 Utilities -
0.20 HUALAN BIOLOGICAL ENGINEER-A 002007 SHEX 28.3283 36.73 720 Health Care -
0.20 HAINAN AIRLINES CO-A 600221 SHAX 3.23293 3.25 8100 Industrials -
0.20 SICHUAN CHUANTOU ENERGY CO-A 600674 SHAX 9.84894 9.33 2800 Utilities -
0.19 ZHONGTIAN URBAN DEVELOPMEN-A 000540 SHEX 0 4.87 5250 Real Estate -
0.19 GOERTEK INC -A 002241 SHEX 0 11.6 2200 Information Technology -
0.19 NINGBO ZHOUSHAN PORT CO LT-A 601018 SHAX 6.67606 5.12 4900 Industrials -
0.19 China Molybdenum Co. Ltd. 3993 HK HKG 1.44733 5.13 6000 Materials 1.80
0.19 LIAONING CHENG DA CO LTD-A 600739 SHAX 17.8562 16.59 1500 Consumer Discretionary -
0.19 AECC AVIATION POWER CO-A 600893 SHAX 29.2365 24.83 1000 Industrials -
0.19 SHANDONG GOLD MINING CO LT-A 600547 SHAX 30.9081 27.56 900 Materials -
0.18 SUZHOU GOLD MANTIS CONSTR -A 002081 SHEX 9.25787 12.43 1950 Industrials -
0.18 TSINGHUA TONGFANG CO LTD-A 600100 SHAX 17.2352 11.02 2200 Information Technology -
0.18 SHENWAN HONGYUAN GROUP CO-A 000166 SHEX 6.73727 4.72 5125 Financials -
0.18 CHINA SHIPBUILDING INDUSTR-A 600482 SHAX 29.7717 23.96 1000 Consumer Discretionary -
0.18 CHINA CITIC BANK CORP LTD-H 998 HK HKG 5.05398 5.79 5000 Financials 1.41
0.18 CHONGQING CHANGAN AUTOMOB-A 000625 SHEX 16.2822 10.21 2300 Consumer Discretionary -
0.18 PACIFIC SECURITIES CO/THE-A 601099 SHAX 5.88134 2.79 8400 Financials -
0.17 BBMG CORPORATION-H 2009 HK HKG 3.96747 3.57 8000 Materials 1.46
0.17 QINGHAI SALT LAKE INDUSTRY-A 000792 SHEX 0 12.51 1800 Materials -
0.17 ANXIN TRUST CO LTD-A 600816 SHAX 0 8.36 2688 Financials -
0.17 SHENZHEN SALUBRIS PHARM-A 002294 SHEX 38.2806 44.77 500 Health Care -
0.17 SOOCHOW SECURITIES CO LTD-A 601555 SHAX 14.8821 7.68 2900 Financials -
0.17 GUANGSHEN RAILWAY COMPANY LIMITED 525 HK HKG 3.93069 4.56 6000 Industrials 1.23
0.17 XINHU ZHONGBAO CO LTD-A 600208 SHAX 4.86827 4.27 5200 Real Estate -
0.17 XCMG CONSTRUCTION MACHIN-A 000425 SHEX 4.4439 4.25 5200 Industrials -
0.17 MUYUAN FOODSTUFF CO LTD-A 002714 SHEX 24.9599 55.25 400 Consumer Staples -
0.16 ZOOMLION 1157 HK HKG 3.11003 3.64 7400 Industrials 1.43
0.16 GUANGZHOU HAIGE COMMUNICAT-A 002465 SHEX 15.1886 10.19 2100 Information Technology -
0.16 DHC SOFTWARE CO LTD -A 002065 SHEX 0 8.86 2400 Information Technology -
0.16 RISESUN REAL ESTATE DEVEL-A 002146 SHEX 8.41494 9.65 2200 Real Estate -
0.16 YOUNGOR GROUP CO-A 600177 SHAX 3.1319 8.32 2540 Real Estate -
0.16 SINOLINK SECURITIES CO LTD-A 600109 SHAX 12.7874 8.12 2600 Financials -
0.16 BEIJING ORIENT LANDSCAPE-A 002310 SHEX 13.663 15.03 1400 Industrials -
0.16 CITIC GUOAN INFORMATION-A 000839 SHEX 1.57254 6.45 3250 Consumer Discretionary -
0.16 SUOFEIYA HOME COLLECTION C-A 002572 SHEX 35.9637 34.6 600 Consumer Discretionary -
0.16 JILIN AODONG PHARMACEUTICA-A 000623 SHEX 0 19.95 1040 Health Care -
0.15 DR PENG TELCOM & MEDIA GR-A 600804 SHAX 24.7621 15.82 1300 Telecommunication Services -
0.15 DONGXING SECURITIES CO LT-A 601198 SHAX 18.1665 14.69 1400 Financials -
0.15 XIAMEN C & D INC-A 600153 SHAX 12.8517 11.36 1800 Industrials -
0.15 WANGSU SCIENCE & TECHNOLOG-A 300017 SHEX 0 11.28 1795 Information Technology -
0.15 TONGLING NONFERROUS METALS-A 000630 SHEX 3.42367 2.57 7700 Materials -
0.15 SHANGHAI ELECTRIC GRP CO L-H 2727 HK HKG 4.14375 3.04 8000 Industrials 2.54
0.15 SHANGHAI CONSTRUCTION GROU-A 600170 SHAX 3.34533 3.62 5391 Industrials -
0.15 SHANDONG NANSHAN ALUMINUM-A 600219 SHAX 3.56285 3.04 6400 Materials -
0.14 WESTERN SECURITIES CO LTD-A 002673 SHEX 17.9799 9.12 2084 Financials -
0.14 NEW HOPE LIUHE CO LTD-A 000876 SHEX 8.43937 7.27 2600 Consumer Staples -
0.14 CHINA NATIONAL CHEMICAL-A 601117 SHAX 6.44514 7.85 2400 Industrials -
0.14 CHINA GRAND AUTOMOTIVE SER-A 600297 SHAX 5.74148 7.08 2660 Consumer Discretionary -
0.14 ZHONGJIN GOLD CORP-A 600489 SHAX 8.43637 8.61 2166 Materials -
0.14 JIANGXI COPPER INDUSTRY CO-H CMN 358 HK HKG 11.0297 11.38 2000 Materials 1.85
0.14 PERFECT WORLD CO LTD-A 002624 SHEX 33.4067 36.9 500 Consumer Discretionary -
0.14 SONGCHENG PERFORMANCE DEVE-A 300144 SHEX 27.9629 20.49 900 Consumer Discretionary -
0.14 GUOYUAN SECURITIES CO LTD-A 000728 SHEX 1.45875 8.75 2100 Financials -
0.14 HUAYI BROTHERS MEDIA CORP-A 300027 SHEX 14.8438 8.65 2095 Consumer Discretionary -
0.13 GIANT NETWORK GROUP CO LTD-A 002558 SHEX 38.3292 25.72 700 Information Technology -
0.13 INNER MONGOLIA JUNZHENG EN-A 601216 SHAX 5.68516 4.26 4200 Materials -
0.13 YANZHOU COAL MINING CO LTD 1171 HK HKG 4.10021 10.96 2000 Energy 1.50
0.13 SOUND ENVIRONMENTAL RESOUR-A 000826 SHEX 38.2234 29.65 600 Industrials -
0.13 FIRST CAPITAL SECURITIES C-A 002797 SHEX 9.75005 7.34 2400 Financials -
0.13 SHENZHEN ZHONGJIN LINGNAN-A 000060 SHEX 0 6.06 2850 Materials -
0.13 BANK OF SHANGHAI CO LTD-A 601229 SHAX 18.5769 15.7 1100 Financials -
0.13 HANGZHOU ROBAM APPLIANCES-A 002508 SHEX 39.2013 34.07 500 Consumer Discretionary -
0.13 OFFSHORE OIL ENGINEERING-A 600583 SHAX 10.0473 6.29 2700 Energy -
0.13 HEBEI IRON & STEEL CO LTD-A 000709 SHEX 3.43592 3.26 5200 Materials -
0.13 ZHEJIANG CHINA COMMODITIES-A 600415 SHAX 9.09846 5.07 3300 Real Estate -
0.12 NANJING XINJIEKOU DEPT-A 600682 SHAX 38.4049 33.28 500 Consumer Discretionary -
0.12 FIBERHOME TELECOM TECH CO-A 600498 SHAX 26.1137 27.71 600 Information Technology -
0.12 SHANGHAI LUJIAZUI FIN&TRAD-A 600663 SHAX 29.8582 17.54 920 Real Estate -
0.12 GREAT WALL MOTOR COMPANY LTD 2333 HK HKG 8.93643 7.81 2500 Consumer Discretionary 1.72
0.12 SHANGHAI TUNNEL ENGINEERIN-A 600820 SHAX 10.5796 7.1 2200 Industrials -
0.12 CHINA SPACESAT CO LTD -A 600118 SHAX 27.688 22.23 700 Industrials -
0.12 GUOXUAN HIGH TECH CO-A 002074 SHEX 27.6779 17 910 Industrials -
0.12 SHANXI SECURITIES CO LTD-A 002500 SHEX 12.5995 7.53 2050 Financials -
0.11 SOUTHWEST SECURITIES CO LT-A 600369 SHAX 8.43476 4.33 3500 Financials -
0.11 AIR CHINA LTD-H 753 HK HKG 6.83913 9.15 2000 Industrials 1.49
0.11 SHANXI XISHAN COAL & ELEC-A 000983 SHEX 9.94796 7.77 1900 Energy -
0.11 SEALAND SECURITIES CO LTD -A 000750 SHEX 6.69392 4.04 3600 Financials -
0.11 BEIJING CAPITAL CO LTD-A 600008 SHAX 4.33544 4.82 3000 Utilities -
0.11 S F HOLDING CO LTD-A 002352 SHEX 61.0988 47.2 300 Industrials -
0.11 ZHEJIANG CENTURY HUATONG -A 002602 SHEX 35.9727 35.15 400 Consumer Discretionary -
0.10 WINTIME ENERGY CO LTD-A 600157 SHAX 4.27388 2.29 6100 Energy -
0.10 MATERIAL INDUSTRY ZHONGDA -A 600704 SHAX 2.59115 6.37 2190 Consumer Discretionary -
0.10 FINANCIAL STREET HOLDINGS-A 000402 SHEX 8.9704 9.3 1500 Real Estate -
0.10 WANXIANG QIANCHAO CO LTD-A 000559 SHEX 13.4983 8.28 1640 Consumer Discretionary -
0.10 SUNSHINE CITY GROUP CO LTD-A 000671 SHEX 6.09487 6.66 2000 Real Estate -
0.10 ZHEJIANG CHINT ELECTRICS-A 601877 SHAX 22.6706 26.46 500 Industrials -
0.10 BEIJING DABEINONG TECHNOLO-A 002385 SHEX 7.08853 5.37 2450 Consumer Staples -
0.10 SHANGHAI ZHANGJIANG HIGH-A 600895 SHAX 16.6751 13.11 1000 Real Estate -
0.10 AVIC HELICOPTER CO LTD-A 600038 SHAX 48.4146 43.11 300 Industrials -
0.10 DATANG INTERNATIONAL POWER GENERATION COMPANY LIMITED 991 HK HKG 2.17424 2.65 6000 Utilities 1.60
0.10 OURPALM CO LTD-A 300315 SHEX 13.1838 5.37 2400 Information Technology -
0.10 JIANGSU BICON PHARMACEUTIC-A 002411 SHEX 27.0145 32.15 400 Materials -
0.10 BOHAI LEASING CO LTD -A 000415 SHEX 8.52324 5.84 2200 Financials -
0.10 China Shipping Container Lines Co Ltd 2866 HK HKG 2.27427 1.57 10000 Industrials 2.33
0.09 NORTHEAST SECURITIES CO LT-A 000686 SHEX 12.9792 7.59 1660 Financials -
0.09 CHINA HAINAN RUBBER INDUST-A 601118 SHAX 5.71519 6.62 1900 Materials -
0.09 HUBEI BIOCAUSE PHARMACEUTI-A 000627 SHEX 8.24659 7.85 1600 Financials -
0.09 CHINA HIGH-SPEED RAILWAY -A 000008 SHEX 9.87499 5.96 2100 Industrials -
0.09 BEIJING SHIJI INFORMATION -A 002153 SHEX 14.1428 30.93 400 Information Technology -
0.09 BANK OF GUIYANG CO LTD-A 601997 SHAX 14.7133 13.53 900 Financials -
0.09 CHINA FILM CO LTD-A 600977 SHAX 14.9907 17.28 700 Consumer Discretionary -
0.09 SDIC ESSENCE HOLDINGS CO L-A 600061 SHAX 16.2648 11.92 1000 Financials -
0.09 SHANGHAI SMI HOLDING CO LT-A 600649 SHAX 19.6178 7.41 1539 Real Estate -
0.09 SHANGHAI BAILIAN GROUP CO-A 600827 SHAX 14.7934 11.4 1000 Consumer Staples -
0.08 CHINA COAL ENERGY CO-H 1898 HK HKG 3.40148 3.45 4000 Energy 1.79
0.08 XIAMEN TUNGSTEN CO LTD-A 600549 SHAX 27.4449 22.37 500 Materials -
0.08 BEIJING CAPITAL DEVELOPMEN-A 600376 SHAX 11.1106 8.56 1300 Real Estate -
0.08 SPRING AIRLINES CO LTD-A 601021 SHAX 61.9725 37.1 300 Industrials -
0.08 JIANGSU BROADCASTING CABLE-A 600959 SHAX 11.03 6.15 1800 Consumer Discretionary -
0.08 YOUZU INTERACTIVE CO LTD-A 002174 SHEX 27.2217 21.69 500 Information Technology -
0.08 SUZHOU VICTORY PRECISION-A 002426 SHEX 9.68775 4.31 2500 Information Technology -
0.08 BEIJING ENLIGHT MEDIA CO L-A 300251 SHEX 13.5248 10.73 1000 Consumer Discretionary -
0.08 CHINESE UNIVERSE PUBLISHIN-A 600373 SHAX 24.0177 15.28 700 Consumer Discretionary -
0.08 CHINA MERCHANTS ENERGY -A 601872 SHAX 7.3364 4.06 2600 Energy -
0.08 JIANGSU ZHONGNAN CONSTRUCT-A 000961 SHEX 6.11489 7.48 1400 Industrials -
0.08 CHINA AVIONICS SYSTEMS CO -A 600372 SHAX 14.2029 14.93 700 Industrials -
0.07 HITHINK ROYALFLUSH INFORMA-A 300033 SHEX 71.5572 47.19 200 Information Technology -
0.07 SHANGHAI ELECTRIC POWER CO-A 600021 SHAX 14.9242 8.3 1100 Utilities -
0.07 SINOPEC SHANGHAI PETROCHEM-H 338 HK HKG 3.26914 5.56 2000 Materials 1.31
0.07 AVIC AERO-ENGINE CONTROLS-A 000738 SHEX 30.3616 14.73 600 Industrials -
0.07 GUANGDONG ALPHA ANIMATION-A 002292 SHEX 32.0595 12.52 700 Consumer Discretionary -
0.06 HUAAN SECURITIES CO LTD-A 600909 SHAX 8.02729 6.63 1300 Financials -
0.06 YIZHENG CHEMICAL FIBRE COMPANY LTD 1033 HK HKG 1.42267 1.29 8000 Energy 2.09
0.06 BEIJING SHOUGANG CO LTD-A 000959 SHEX 6.35507 4.08 2000 Materials -
0.06 JINDUICHENG MOLYBDENUM CO -A 601958 SHAX 7.9204 6.84 1100 Materials -
0.06 JIHUA GROUP CORP LTD-A 601718 SHAX 6.91818 4.62 1600 Industrials -
0.05 GUIZHOU BAILING GROUP PHAR-A 002424 SHEX 16.1512 14.49 500 Health Care -
0.05 SHENZHEN HUIDING TECHNOLOG-A 603160 SHAX 112.19 71.48 100 Information Technology -
0.05 TSINGHUA UNISPLENDOUR CO-A 000938 SHEX 60.8486 70.44 100 Information Technology -
0.05 WUHU SHUNRONG SANQI INTERA-A 002555 SHEX 19.8158 14.09 500 Consumer Discretionary -
0.05 CITIC HEAVY INDUSTRIES CO -A 601608 SHAX 7.03437 3.26 2100 Industrials -
0.05 CHINA GALAXY SECURITIES CO 6881 HK HKG 5.61091 4.98 1500 Financials 2.46
0.04 CHINA NUCLEAR ENGINEERING -A 601611 SHAX 17.3257 9.17 600 Industrials -

    > Click here to view Full Holdings Details in Excel
    As of 25 May, 2018

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    - - - - - -
    - - - - - -
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in local currency. All dates are in GMT+8 Time. Any exceptions are noted.

    Securities Lending Facts
    Current percentage of securities on loan (in % of fund NAV) /
    Amount of securities on loan (in RMB) -
    Level of collateralization (in % of loan) -
    As of
    Securities lending net return to the fund since launch1 -
    1 Lending net return in % of average fund AUM with launch date on 23 October 2015 As of
    Fee split between the fund and the manager on the income derived from stock lending transaction
    CSOP China CSI 300 Smart ETF /
    CSOP Asset Management Limited /
    Documents
    Product Key Facts
    Prospectus
    Monthly Newsletter
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly return
    AUDITED ACCOUNTS
    Semi Annual Unaudited Accounts
    Updated Disclosure on Liquidity Risk Management and Automatic Exchange of Financial Account Information
    Shenzhen Hong Kong Stock Connect
    Changes to trust deed
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Annual Report
    Semi Annual Report
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. This ETF uses a representative sampling indexing strategy through investing in a representative portfolio of securities that collectively has a high correlation with the Underlying Index.
    2. Intra-day Estimated NAV per unit Calculations are performed by CSOP. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours,. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Thomson Reuters when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 10 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Thomson Reuters.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day. (Source: Bloomberg)
    6. The last closing NAV per Unit in HKD is indicative and for reference purpose only and is calculated using the last closing NAV per Unit in RMB multiplied by an assumed foreign exchange rate using the CNH fixed offshore RMB (“CNH”) exchange rate quoted by Thomson Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. When the underlying A shares market is closed, the official last closing NAV per unit in RMB and NAV per unit in HKD will not be updated. Dealing Day means each business day on which both SEHK and the underlying A shares market are open for normal trading.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CSI, Thomson Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investment involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.