CSOP SZSE ChiNext ETF
(RMB Counter Stock Code: 83147 ,HKD Counter Stock Code: 3147)

  • Overview
  • Performance
  • Tracking Difference/ Error
  • Holdings
  • Distribution History
  • Documents
IMPORTANT INFORMATION about the CSOP SZSE ChiNext ETF

IMPORTANT: Investment involves risks. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to the Prospectus and the Product Key Facts Statement for further details, including product features and risk factors. Investors should not base on this material alone to make investment decisions

  • CSOP SZSE ChiNext ETF (the “Sub-Fund”) is a physical index tracking exchange traded fund and it aims to provide investment results that closely correspond to the performance of the ChiNext Index (the “Underlying Index”).
  • The Sub-Fund invests primarily in China A-Shares listed on the ChiNext board of the PRC Shenzhen Stock Exchange (“SZSE”) primarily through the RQFII quota of the Manager.
  • Listed companies in the ChiNext market (e.g. innovative or small/medium sized enterprises (“SME”)) are usually in their preliminary stage of development with smaller operating scale and shorter operating history, and their businesses are usually subject to higher uncertainty and more fluctuations in their performance. Therefore, its stability and resistance to market risks may be lower.
  • Given the emerging nature of the companies listed on the ChiNext market and their industries focus on scientific development, innovation and media industries, any failures in the process of the scientific development may result in losses in such companies.
  • This Sub-Fund invests in constituent securities of the Underlying Index which are highly volatile and have a high price-earnings ratio. You may suffer a substantial loss by investing in this product.
  • China is considered an emerging market and investments in the China market may be subject to greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks, than that in more developed countries.
  • The Manager may, at its discretion, pay dividends out of capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment. The Sub-fund may result in an immediate reduction of the NAV per Unit.
  • Retail investors can only trade units of the Sub-Fund on the SEHK. The trading price of the units may be different from the Sub-Fund’s NAV and even at a significant discount/premium to its NAV.

The material has not been reviewed by the SFC.

Fund Objective and Investment Strategy
  • The investment objective of the Sub-Fund is to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Underlying Index, namely, ChiNext Index (the “Underlying Index”).

  • In order to achieve the investment objective of the Sub-Fund, the Manager will primarily use a full replication strategy by directly investing all, or substantially all, of the assets of the Sub-Fund in Securities constituting the Underlying Index (“Index Securities”) in substantially the same weightings (i.e. proportions) as these Index Securities have in the Underlying Index.

  • The Sub-Fund may also invest not more than 5% of its Net Asset Value (“NAV”) in securities other than the Index Securities which have investment profile that aims to reflect the profile of the Underlying Index. The Sub-Fund may also invest not more than 5% of its NAV in cash and money market funds for cash management purpose.

Intra-day Estimated NAV1 & Market Price2
Market Information 3,4
Date Last Change4 Change4
(%)
Official NAV per Unit in RMB5 20 Feb, 2017 7.0449 0.04 0.62
NAV per Unit in HKD**5 (for reference only) 20 Feb, 2017 7.9796 0.05 0.66
Closing Price for RMB Traded Unit 20 Feb, 2017 7.01 -0.03 -0.43
Closing Price for HKD Traded Unit 20 Feb, 2017 7.96 0.01 0.13
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar5 quoted by Reuters: 1.1326751

Fund information
SEHK Listing Date 15 May 2015
Asset Class Equity
Domicile Hong Kong
Total NAV * 355,765,246.53
Outstanding Units * 50,500,000
Management Fee (All-in) ^ 0.99%
Ongoing charges over a year# 1.12%
Base Currency Renminbi (RMB)
Number of Holdings 100
^ Include trustee fee, custodian fee and registrar’s fee

# As the Sub-Fund is newly set up, this figure is a best estimate only and represents the sum of the estimated ongoing charges expressed as a percentage of the estimated average NAV. It may be different upon actual operation of the Sub-Fund and may vary from year to year.

* As of 20 Feb, 2017
Underlying Index Information6
Underlying Index ChiNext Index
Index Provider Shenzhen Securities Information Co., Ltd.
Currency RMB
Index Type Price return
Bloomberg Price Return Index SZ399006
Underlying Securities Top 100 A-Share companies listed on the ChiNext board of the SZSE ranked by total market capitalization, free-float market capitalization and turnovers
Rebalancing frequency Quarterly
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange – Main Board Hong Kong Stock Exchange – Main Board
Date of Listing / Dealing 15 May 2015 15 May 2015
Primary Exchange Time Zone GMT+8 GMT+8
Exchange Ticker 03147 83147
Bloomberg Ticker 3147 HK 83147 HK
ISIN HK0000248234 HK0000248226
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
Participating Dealers
ABN AMRO Clearing Hong Kong Limited BNP Paribas Securities Services
China International Capital Corporation Hong Kong Securities Limited China Merchants Securities (HK) Co., Limited
CITIC Securities Brokerage (HK) Limited Goldman Sachs (Asia) Securities Limited
Guotai Junan Securities (Hong Kong) Limited Merrill Lynch Far East Limited
Morgan Stanley Hong Kong Securities Limited Nomura International (Hong Kong) Limited
Market Makers
HKD RMB
Guotai Junan Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited
KGI Securities (Hong Kong) Limited KGI Securities (Hong Kong) Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
Why CSOP FTSE China A50 ETF?

1. Most awards granted RMB investment product
CSOP FTSE China A50 ETF won 4 awards in "Asia Asset Management 2012 Best of the Best Awards", namely, Best RQFII Product in Hong Kong, Best RQFII ETF in Hong Kong, Best RMB Product in Asia and Best New ETF in Asia.

2. Largest and most actively traded RQFII ETF
As of 30 June, 2013, CSOP FTSE China A50 ETF is the largest (with AUM of RMB 15.3 billion) and most actively traded (with average daily turnover of RMB 0.623 billion since inception) physical ETF directly investing into China A share market. (Source: Bloomberg)

3. F FTSE China A50 Index
The FTSE China A50 Index is a free float-adjusted market capitalization-weighted index compiled and published by FTSE International Limited ("FTSE"). FTSE China A50 Index is a real-time, tradable index comprising the 50 largest listed companies in China by market capitalization. The index offers an optimal balance between representativeness and liquidity for China's A-share market, including stocks listed on Shanghai and Shenzhen stock exchanges.

4. An innovative and flexible RMB investment instrument
Denominated in RMB, traded in both RMB and HKD.

5. Transparent dividend policy
Intending to distribute dividends annually having regard to the Fund's net income after fees and costs.

Why RQFII A-share ETFs instead of Synthetic A-share ETFs?
RQFII A-share ETFs Synthetic A-share ETFs
Underlying Instruments Physical, direct investment in China
A-share market
Synthetic, derivative instruments with
China A-share exposure
QFII / RQFII Quota Provider ETF Manager Various Third Parties
Derivatives Counterparty Risk No No
Derivatives Costs No No
Trading Currency RMB / HKD HKD /USD
Tracking Error Relatively Low Relatively High
Dividends Net income after fees and costs Distributions are contingent on synthetic
dividends paid on underlying, such as
CAAPs (China A-Share Access Products)
Performance
1 Month 3 Months 6 Months Year to date Since Inception#
CSOP SZSE ChiNext ETF (83147)* -3.92% -12.74% -11.25% -3.92% -41.46%
ChiNext Index** -3.86% -12.66% -11.13% -3.86% -40.03%
# Cumulative performance is calculated since the inception date on 15 May 2015 .
* Fund performance is calculated on NAV to NAV basis without dividend reinvested.
** Performance of Index is calculated based on price return.
As of 31 Jan, 2017
2015 2016
CSOP SZSE ChiNext ETF
(83147)
(Price return)
-15.14% -28.21%
ChiNext Index
(Price return)
-13.71% -27.71%
  • There is insufficient data to provide a useful indication of past performance to investor.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, without dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 15 May 2015
As of 31 Jan, 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error

As of 31 January 2017
Fund listing Date: 15 May, 2015 Rolling 1-Year TD: -0.72% TD for calendar year 2016: -0.50%

As of 31 January 2017
Fund listing Date: 15 May, 2015 Rolling 1-Year TE^: 0.90% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis without any reinvestment and distribution.



chart by amcharts.com
Holdings
Total Net Asset Value
(in RMB)
Number of Securities1 Securities (%)2
379,722,379.10 100 99.73

As of 20 Feb, 2017
Top 10 Sectors
As of 20 Feb, 2017
All Holdings
Sort by Total records: 100
Weighting (%) Name Exchange Ticker Trading Exchange SEDOL Average Cost
(RMB)3
Market Price
(RMB)
Shares Held Market Value
(RMB)
Sector
8.81 GUANGDONG WENS FOODSTUFFS -A 300498 SHEX 36.1396 34.16 917738.000000 31349930.08 Consumer Staples
3.75 LESHI INTERNET INFORMATION-A 300104 SHEX 52.9384 35.8 372443.000000 13333459.4 Information Technology
3.33 EAST MONEY INFORMATION CO-A 300059 SHEX 27.3208 16.74 707830.000000 11849074.2 Information Technology
2.57 BEIJING SANJU ENVIRONMENTA-A 300072 SHEX 31.3029 48.42 188890.000000 9146053.8 Materials
2.34 SIASUN ROBOT & AUTOMATION-A 300024 SHEX 29.86 20.44 406515.000000 8309166.6 Industrials
2.32 BEIJING ORIGINWATER TECHNO-A 300070 SHEX 18.9314 16 515313.000000 8245008 Industrials
2.21 WANGSU SCIENCE & TECHNOLOG-A 300017 SHEX 62.3279 49 160462.000000 7862638 Information Technology
2.07 SHENZHEN INOVANCE TECHNOLO-A 300124 SHEX 21.6542 21.59 341537.000000 7373783.83 Industrials
1.85 SHENZHEN SUNWAY COMMUNICAT-A 300136 SHEX 20.0384 28.48 231485.000000 6592692.8 Information Technology
1.84 CHAOZHOU THREE-CIRCLE GROU-A 300408 SHEX 17.4517 18.45 355411.000000 6557332.95 Information Technology
1.83 WUHU TOKEN SCIENCE CO LTD-A 300088 SHEX 14.4788 15.8 412900.000000 6523820 Information Technology
1.71 OURPALM CO LTD-A 300315 SHEX 12.0405 8.84 688838.000000 6089327.92 Information Technology
1.55 HUAYI BROTHERS MEDIA CORP-A 300027 SHEX 16.6286 10.39 531336.000000 5520581.04 Consumer Discretionary
1.48 SHENWU ENVIRONMENTAL TECH-A 300156 SHEX 20.4064 28.33 185900.000000 5266547 Industrials
1.46 LEPU MEDICAL TECHNOLOGY-A 300003 SHEX 19.6348 17.19 301279.000000 5178986.01 Health Care
1.28 SHENZHEN EVERWIN PRECISION-A 300115 SHEX 22.8161 26.51 171105.000000 4535993.55 Information Technology
1.25 BLUEFOCUS COMMUNICATION GR-A 300058 SHEX 13.2341 9.84 450316.000000 4431109.44 Industrials
1.24 HITHINK FLUSH INFORMATION-A 300033 SHEX 79.2919 68 64860.000000 4410480 Information Technology
1.21 WONDERS INFORMATION CO LTD-A 300168 SHEX 35.4114 18.07 238200.000000 4304274 Information Technology
1.20 LEYARD OPTOELECTRONIC CO L-A 300296 SHEX 31.2402 34.02 125800.000000 4279716 Information Technology
1.17 XINGYUAN ENVIRONMENT TECHN-A 300266 SHEX 43.2335 52.88 78436.000000 4147695.68 Industrials
1.16 SONGCHENG PERFORMANCE DEVE-A 300144 SHEX 26.373 20.11 205210.000000 4126773.1 Consumer Discretionary
1.06 WALVAX BIOTECHNOLOGY CO-A 300142 SHEX 12.2371 11.72 321478.000000 3767722.16 Health Care
0.99 SHANGHAI KINGSTAR WINNING-A 300253 SHEX 29.7819 18.57 189140.000000 3512329.8 Health Care
0.97 AIER EYE HOSPITAL GROUP CO-A 300015 SHEX 33.0218 31.18 111138.000000 3465282.84 Health Care
0.95 BEIJING THUNISOFT CORP LTD-A 300271 SHEX 21.6422 17.45 194368.000000 3391721.6 Information Technology
0.95 XINJIANG MACHINERY RESEARC-A 300159 SHEX 15.1902 12.9 262747.000000 3389436.3 Industrials
0.95 NETPOSA TECHNOLOGIES LTD-A 300367 SHEX 25.6185 20.04 168779.000000 3382331.16 Information Technology
0.92 BEIJING SINNET TECHNOLOGY-A 300383 SHEX 38.607 25.68 127600.000000 3276768 Information Technology
0.90 HANGZHOU SHUNWANG TECH-A 300113 SHEX 31.6171 26.42 121537.000000 3211007.54 Information Technology
0.90 BEIJING ULTRAPOWER SOFTWAR-A 300002 SHEX 12.892 9.18 348276.000000 3197173.68 Information Technology
0.88 BEIJING WATER BUSINESS DOC-A 300055 SHEX 20.9207 15.71 198400.000000 3116864 Utilities
0.86 ZHEJIANG DIAN DIAGNOSTICS-A 300244 SHEX 40.5354 29.83 102935.000000 3070551.05 Health Care
0.86 HUNAN ER-KANG PHARMACEUTI -A 300267 SHEX 15.5411 13.62 223757.000000 3047570.34 Health Care
0.85 BEIJING KUNLUN TECH CO LTD-A 300418 SHEX 30.2571 20.67 146760.000000 3033529.2 Information Technology
0.85 BEIJING E-HUALU INFO TECH-A 300212 SHEX 44.087 34 89199.000000 3032766 Information Technology
0.85 BEIJING WATERTEK INFORMATI-A 300324 SHEX 19.1481 19.07 158787.000000 3028068.09 Industrials
0.84 SHENZHEN TAT FOOK TECHNOLO-A 300134 SHEX 30.3722 23.36 128500.000000 3001760 Information Technology
0.84 BEIJING ENLIGHT MEDIA CO L-A 300251 SHEX 12.6526 9.57 313428.000000 2999505.96 Consumer Discretionary
0.84 NATIONZ TECHNOLOGIES INC-A 300077 SHEX 20.9774 15.31 195400.000000 2991574 Information Technology
0.84 FOCUSED PHOTONICS HANGZHOU-A 300203 SHEX 27.8761 29.59 100669.000000 2978795.71 Industrials
0.83 ANHUI SHENGYUN MACHINERY-A 300090 SHEX 10.4787 10.63 277892.000000 2953991.96 Industrials
0.82 SUMAVISION TECHNOLOGIES CO-A 300079 SHEX 10.1848 6.95 418794.000000 2910618.3 Information Technology
0.81 ZHEJIANG NARADA POWER SOUR-A 300068 SHEX 21.1725 20.14 142725.000000 2874481.5 Industrials
0.80 TIANJIN CHASE SUN PHARM-A 300026 SHEX 6.80432 5.34 529964.000000 2830007.76 Health Care
0.79 BEIJING BAOFENG TECHNOLOGY-A 300431 SHEX 67.7058 40.25 69700.000000 2805425 Consumer Discretionary
0.79 BY-HEALTH CO LTD-A 300146 SHEX 15.8333 11.35 246300.000000 2795505 Consumer Staples
0.78 ZHUHAI HOKAI MEDICAL INSTR-A 300273 SHEX 23.0364 16.17 171910.000000 2779784.7 Health Care
0.76 CHONGQING ZHIFEI BIOLOGICA-A 300122 SHEX 16.7919 17.7 153591.000000 2718560.7 Health Care
0.76 BEIJING JETSEN TECHNOLOGY-A 300182 SHEX 12.7652 9.98 270216.000000 2696755.68 Information Technology
0.74 HYBIO PHARMACEUTICAL CO LT-A 300199 SHEX 24.3648 17.21 153369.000000 2639480.49 Health Care
0.73 BEIJING PHILISENSE TECHNOL-A 300287 SHEX 14.8108 10.68 244656.000000 2612926.08 Information Technology
0.72 HUNAN CHINA SUN PHARMACEUT-A 300216 SHEX 38.3755 29.65 86300.000000 2558795 Industrials
0.72 ENJOYOR CO LTD-A 300020 SHEX 22.3272 15.22 167300.000000 2546306 Information Technology
0.71 TONGYU HEAVY INDUSTRY CO LTD 300185 SHEX 3.11301 3.2 791300.000000 2532160 Industrials
0.69 ZHEJIANG HUACE FILM & TV-A 300133 SHEX 16.4359 10.71 228571.000000 2447995.41 Consumer Discretionary
0.68 SUNGROW POWER SUPPLY CO LT-A 300274 SHEX 14.969 10.26 237253.000000 2434215.78 Industrials
0.68 BEIJING ORIENT NATIONAL-A 300166 SHEX 27.6298 19.79 121939.000000 2413172.81 Information Technology
0.68 HAND ENTERPRISE SOLUTIONS-A 300170 SHEX 18.4966 11.12 216339.000000 2405689.68 Information Technology
0.66 EVE ENERGY CO LTD-A 300014 SHEX 41.5844 30.36 77700.000000 2358972 Industrials
0.66 QINGDAO TGOOD ELECTRIC-A 300001 SHEX 23.1015 16.6 142100.000000 2358860 Industrials
0.66 HANGZHOU TIGERMED CONSULTI-A 300347 SHEX 34.3896 25.12 93800.000000 2356256 Health Care
0.65 BEIJING LANXUM TECHNOLOGY-A 300010 SHEX 25.8278 16.1 144486.000000 2326224.6 Information Technology
0.65 BEIJING HUALUBAINA FILM & -A 300291 SHEX 29.5878 19.48 118971.000000 2317555.08 Consumer Discretionary
0.65 RISEN ENERGY CO LTD-A 300118 SHEX 16.5965 15.42 149800.000000 2309916 Information Technology
0.63 BEIJING VRV SOFTWARE CORP-A 300352 SHEX 22.6862 16.86 132803.000000 2239058.58 Information Technology
0.62 SUNWODA ELECTRONIC CO LTD-A 300207 SHEX 12.5399 11.37 195100.000000 2218287 Industrials
0.62 CHENGDU CORPRO TECHNOLOGY -A 300101 SHEX 24.4957 18.05 121990.000000 2201919.5 Information Technology
0.60 YLZ INFORMATION TECHNOLOGY-A 300096 SHEX 21.4471 16.35 130193.000000 2128655.55 Information Technology
0.59 THUNDER SOFTWARE TECHNOLOG-A 300496 SHEX 51.9999 32.09 65900.000000 2114731 Information Technology
0.59 LENS TECHNOLOGY CO LTD-A 300433 SHEX 26.2918 28.26 74760.000000 2112717.6 Information Technology
0.59 BEIJING EASPRING MATERIAL-A 300073 SHEX 52.9557 50.99 41300.000000 2105887 Materials
0.58 JIANGXI BOYA BIO-PHARMACEU-A 300294 SHEX 66.8612 57.1 36378.000000 2077183.8 Health Care
0.57 ANHUI ANKE BIOTECHNOLOGY G-A 300009 SHEX 27.8045 20.4 100260.000000 2045304 Health Care
0.57 GRANDHOPE BIOTECH CO LTD-A 300238 SHEX 44.3466 30.15 67674.000000 2040371.1 Health Care
0.56 HANGZHOU CENTURY CO LTD-A 300078 SHEX 31.2069 21.84 90950.000000 1986348 Information Technology
0.55 GOSUNCN TECHNOLOGY GROUP C-A 300098 SHEX 15.5965 12.54 155724.000000 1952778.96 Information Technology
0.55 ZHUHAI ORBITA CONTROL ENGI-A 300053 SHEX 14.2938 12.52 155950.000000 1952494 Information Technology
0.54 SHENZHEN YSSTECH INFO-TECH CO 300377 SHEX 37.5213 35.58 54400.000000 1935552 Information Technology
0.54 SHENZHEN YITOA INTELLIGENT-A 300131 SHEX 10.3929 9.44 202100.000000 1907824 Information Technology
0.52 WUTONG HOLDING GROUP CO LTD 300292 SHEX 8.71281 8.22 226700.000000 1863474 Information Technology
0.51 BLUEDON INFORMATION SECURI-A 300297 SHEX 14.7762 12.48 145500.000000 1815840 Information Technology
0.51 RASTAR GROUP -A 300043 SHEX 14.625 9.84 182957.000000 1800296.88 Consumer Discretionary
0.51 SHENZHEN INFOGEM TECHNOLOG-A 300085 SHEX 41.3644 19.06 94395.000000 1799168.7 Information Technology
0.50 ALL WINNER TECHNOLOGY CO LTD 300458 SHEX 90.5425 69.79 25400.000000 1772666 Information Technology
0.50 ZHANGJIAGANG FURUI SPECIAL-A 300228 SHEX 19.5831 12.96 136486.000000 1768858.56 Industrials
0.50 GUANGDONG QTONE EDUCATION -A 300359 SHEX 28.0841 18.33 96200.000000 1763346 Information Technology
0.49 CHINESEALL DIGITAL PUBLISH-A 300364 SHEX 52.7552 37.28 46900.000000 1748432 Consumer Discretionary
0.47 BEIJING SUPERMAP SOFTWARE -A 300036 SHEX 20.1124 16 105100.000000 1681600 Information Technology
0.46 SHENZHEN TEMPUS GLOBAL-A 300178 SHEX 26.8346 16.35 100562.000000 1644188.7 Consumer Discretionary
0.46 JULONG CO LTD -A 300202 SHEX 31.1343 19.59 83500.000000 1635765 Information Technology
0.46 CSG SMART SCIENCE& TECHNOL-A 300222 SHEX 21.8065 20.14 80967.000000 1630675.38 Industrials
0.44 JINLONG MACHINERY & ELECTR-A 300032 SHEX 23.9143 14.74 105347.000000 1552814.78 Industrials
0.43 SHANGHAI GANGLIAN E-COMMER-A 300226 SHEX 68.1553 39.4 39001.000000 1536639.4 Information Technology
0.43 SHANGHAI NEW CULTURE MEDIA-A 300336 SHEX 26.1219 17.08 89680.000000 1531734.4 Consumer Discretionary
0.43 SHENZHEN CAPCHEM TECHNOLOG-A 300037 SHEX 56.1515 47.78 31700.000000 1514626 Materials
0.40 XIAMEN MEIYA PICO INFORMAT-A 300188 SHEX 26.7097 18.9 76059.000000 1437515.1 Information Technology
0.34 NSFOCUS INFORMATION TECHNO-A 300369 SHEX 39.0929 28.38 42000.000000 1191960 Information Technology
0.30 CHANGSHA JINGJIA MICROELECTRON 300474 SHEX 54.5632 44.45 24400.000000 1084580 Information Technology
0.19 HANGZHOU ZHONGYA MACHINERY CO 300512 SHEX 33.6747 27.86 24600.000000 685356 Industrials

    > Click here to view Full Holdings Details in Excel
    As of 20 Feb, 2017

    All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the Sub-Fund are charged to/paid out of the capital of the Sub-Fund, resulting in an increase in distributable income for the payment of dividends by the Sub-Fund and therefore, the Sub-Fund may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the Sub-Fund’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share (RMB) Dividend Paid Out
    of Net Distributable Income*
    Dividend Paid Out
    of Capital
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

    Documents
    Monthly Newsletter
    Prospectus
    Product Key Facts
    brochure
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly Return
    Changes to trust deed
    Semi Annual Unaudited Accounts
    Incorrect End of Day Net Asset Value on the Fund's Website
    Audited Accounts as at 31 December 2015
    PD agent announcement
    Change of Fees Arrangement
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Semi Annual Report
    Audited Accounts
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    FAQ
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involves risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This website has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. IOPV Calculations are performed by Sumscope. The near real time estimated Net Asset Value per Unit in HKD, and the last closing Net Asset Value per unit in HKD, are indicative and for reference only. The near real time estimated Net Asset Value per Unit in HKD is updated during SEHK trading hours. The near real time estimated Net Asset Value per Unit in HKD uses a real time HKD:RMB foreign exchange rate - it is calculated using the near real time estimated Net Asset Value per Unit in RMB multiplied by a real time HKD:CNH foreign exchnage rate providing by Sumscope when the SEHK is open for trading.
    2. Market prices are provided on a 20-minute delayed basis by Sumscope.
    3. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day, where which market(s) are opened for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    4. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day.
    5. The last closing NAV per Unit in HKD is indicative and for reference purpose only and is calculated using the last closing NAV per Unit in RMB multiplied by an assumed foreign exchange rate using the CNH fixed offshore RMB ("CNH") exchange rate quoted by Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. When the underlying A Shares market is closed, the official Last closing NAV per unit in RMB and NAV per unit in HKD will not be updated. Dealing Day means each business day on which both SEHK and the underlying A shares market are open for normal trading.
    6. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns.


    Disclaimer
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