CSOP CES China A80 ETF
(RMB Counter Stock Code: 83137, HKD Counter Stock Code: 03137)

  • Overview
  • Performance
  • Tracking Difference/ Error
  • Holdings
  • Distribution History
  • Documents
IMPORTANT INFORMATION about the CSOP CES China A80 ETF (the "ETF")
IMPORTANT: Investment involves risks, including the loss of principal. Investors should refer to the ETF's Prospectus and the Product Key Facts for further details, including the product features and risk factors. Investors should not only base on this marketing material alone to make investment decisions. Investors should note:
  • The ETF aims to provide investment results that, before fees and expenses, closely correspond to the performance of CES China A80 Index, which is an index consisting the top 80 A-Share companies by market capitalization listed on the Shanghai Stock Exchange or the Shenzhen Stock Exchange. There is no assurance that the ETF will achieve its investment objective and investors may not get back part of or the entire amount they invest.
  • The ETF is a RMB physical A-share exchange traded funds issued outside PRC to invest directly in the A-share market which is inherently a market with restricted access. In light of the cross-border nature of the ETF, it is riskier than traditional exchange traded funds investing directly in other markets. Investing solely in China market may also subject the ETF to emerging market risk and concentration risk.
  • The RQFII policy and rules are in the early stages of their operations and are subject to change and interpretation of the PRC authorities. There is no assurance that the CSOP Asset Management Limited (the “Manager”) will continue to maintain its RQFII status or be able to acquire additional RQFII quota. The ETF may not have sufficient RQFII quotas to meet all subscription requests, which may result in a rejection of applications and a suspension of dealings of the ETF, and the ETF may trade at a significant premium to its NAV. 
  • The ETF will have units traded on the SEHK in both RMB and HKD. The nature of dual counter may bring additional risks for investment in the ETF and may make such investment riskier than investment in single counter ETFs.
  • If there is a suspension of the inter-counter transfer of units between the RMB counter and the HKD counter, unitholders will only be able to trade their units in the relevant counter on the SEHK.
  • The market price on the SEHK of units traded in RMB and of units traded in HKD may deviate significantly due to different factors such as market liquidity, supply and demand in each counter and the exchange rate between RMB and HKD (in both onshore and offshore markets). As such investors may pay more or receive less when buying or selling units traded in HKD on the SEHK than in respect of units traded in RMB and vice versa.
  • Investors without RMB accounts may buy and sell HKD traded units only. They will not be able to buy or sell RMB traded units and should note that distributions are made in RMB only. As such, investors may suffer a foreign exchange loss and incur foreign exchange associated fees and charges to receive their dividend.
  • Investors who bought units on the HKD counter may be subject to currency exchange risk as the assets of the ETF are denominated in RMB.
  • Some brokers/intermediaries and CCASS participants may not be familiar with and may not be able to (i) buy units in one counter and to sell units in the other, (ii) carry out inter-counter transfers of units, or (iii) trade both counters at the same time. This may inhibit or delay an investor dealing in both RMB traded and HKD traded units and the investor may only trade in one currency.
  • Any restrictions or delay in repatriation of the invested capital, net profits and RMB will impact on the ETF’s ability to meet redemption requests. There is a risk that investors receive settlement in RMB on a delayed basis or may not be able to receive redemption proceeds in RMB.
  • The liquidity and trading price of the RMB traded units may be adversely affected by the limited availability of RMB outside the PRC and the restrictions on the conversion between foreign currency and RMB. There is no assurance that the prevailing RMB repatriation policy will not be changed.
  • The index provider, CESC, is relatively new and the Underlying Index is a newly compiled index. Therefore, investing in the Sub-Fund may be riskier than investing in other exchange traded funds tracking more established indices with longer operating histories.  
  • There are risks and uncertainties associated with the current Chinese tax laws applicable to investments made by an RQFII ETF. Provisions may not be sufficient or may even be excessive. Any shortfall between the reserves and actual tax liabilities may have to be covered by the ETF's assets and may adversely affect the ETF's asset value.
  • In the event of any default or bankruptcy of the custodian (directly or through its delegate) or the PRC brokers, the ETF may encounter delays in recovering its assets and may be adversely affected in the execution of any transaction.
  • The ETF is subject to tracking error risks due to factors such as fees and expenses of the ETF and the liquidity of the market etc.
  • The units of the ETF are traded on the SEHK. Their prices on the SEHK are based on secondary market trading factors and may deviate significantly from the net asset value of the ETF.
  • The Manager may, at its discretion, pay dividends out of capital. The Manager may also, at its discretion, pay dividends out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividends out of the capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor's original investment or from any capital gains attributable to that original investment. Any distributions involving payment of dividends out of the capital or effectively out of the capital of the ETF may result in an immediate reduction of the NAV per Unit.
Please note that the above listed investment risks are not exhaustive and investors should read the ETF Prospectus in detail before making any investment decision
Fund Objective and Investment Strategy

The CSOP A80 ETF seeks to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the CES China A80 Index.

In order to achieve the investment objective of the CSOP A80 ETF, the Manager will only adopt a full replication strategy. Under normal circumstances, the CSOP A80 ETF will invest at least 95% of its assets in the Index Securities constituting the Underlying Index. Currently it is intended that the CSOP A80 ETF will directly obtain exposure to securities issued within the PRC through the Manager's RQFII quotas granted by SAFE, as the Manager has obtained RQFII status in the PRC.

Intra-day Estimated NAV 2& Market Price 3
Market Information 4,5
Date Last Change Change
(%)
Official NAV per Unit in RMB 30 Mar, 2017 26.047 -0.143 -0.55
NAV per Unit in HKD** 6(for reference only) 30 Mar, 2017 29.4335 -0.163 -0.55
Closing Price for RMB Traded Unit 30 Mar, 2017 25.7 0.10 0.39
Closing Price for HKD Traded Unit 30 Mar, 2017 28.65 -0.30 -1.04
**Exchange Rate of Renminbi (CNH) to Hong Kong Dollar 6: 1.1300168 Data source: Reuters

Fund information
SEHK Listing Date 23 September 2013
Financial Year 31 December
Asset Class Equity
Domicile Hong Kong
Total NAV * 7,814,111.28
Outstanding Units * 300,000
Management Fee (All-in)# 0.89%
Base Currency Renminbi (RMB)
Number of Holdings 80
# Include trustee fee, custodian fee and registrar’s fee

* As of 30 Mar, 2017
Underlying Index Information 7
Underlying Index CES China A80 Index
Index Provider China Exchanges Services Company Ltd
Currency RMB
Benchmark Level Type Gross Price Return
Bloomberg Price Return Index CESA80
Trading Information
HKD Traded Unit RMB Traded Unit
Exchange Hong Kong Stock Exchange – Main Board Hong Kong Stock Exchange – Main Board
Date of Listing 23 September 2013 23 September 2013
Primary Exchange Time Zone GMT+8 GMT+8
Exchange Ticker 03137 83137
Bloomberg Ticker 3137 HK 83137 HK
ISIN HK0000161742 HK0000161734
Trading Board Lot 200 Units 200 Units
Trading Currency HKD RMB
Participating Dealers 8
ABN AMRO Clearing Hong Kong Limited China Merchants Securities (HK) Co. Limited
CIMB Securities Limited Citic Securities Brokerage (HK) Limited
Citigroup Global Markets Asia Limited Deutsche Securities Asia Limited
Goldman Sachs (Asia) Securities Limited Haitong International Securities Company Limited
J.P. Morgan Broking (Hong Kong) Limited Macquarie Bank Limited
Merrill Lynch Far East Limited Nomura International (Hong Kong) Limited
The Hong Kong and Shanghai Banking Corporation Limited UBS Securities Hong Kong Limited
Market Makers 9
HKD RMB
Bluefin HK Limited Bluefin HK Limited
Commerz Securities Hong Kong Limited Commerz Securities Hong Kong Limited
Deutsche Securities Asia Limited Deutsche Securities Asia Limited
Haitong International Securities Company Limited Haitong International Securities Company Limited
Optiver Trading Hong Kong Limited Optiver Trading Hong Kong Limited
UBS Securities Hong Kong Limited UBS Securities Hong Kong Limited
CES China Cross Border Index series Features
As interactions among China exchanges – HKEx, SSE and SZSE – increase, investing in cross-border equity indices to capture overall market environment is the new trend. The CES China Cross Border Index series includes the CES China 120 Index (CES 120), CES China A80 Index (CES A80) and CES China HK Mainland Index (CESHKMI). The CES 120 combines the constituents of the CES A80 and the CESHKMI. The three indices reflect the overall performance of mainland companies listed on SEHK/SSE/SZSE.

Why CSOP CES China A80 ETF?

1. Most liquid and largest A-share enterprises
CES China A80 Index is comprised of the 80 most liquid and largest stocks trading on the Shanghai and Shenzhen stock exchanges. The selection criteria requires firstly screening the top 50% of all A shares by average daily trading value, then choosing the top 80 stocks ranked by average daily total market capitalization.

2. Focus on blue chips
CES China A80 focuses on A-share large-cap blue chips, bringing investors a safe way to get access to China economic boom.

3. Largest and strongest RQFII ETF manager*
CSOP is the RQFII ETF manager with the strongest capacity in the industry. Another RQFII ETF under management, CSOP FTSE China A50 ETF accounts for more than 50% of total 5 RQFII ETFs in terms of AUM; turnover and trading volume dominates market as well, accounting for about 65% total turnover in the RQFII ETF market. (Source: Bloomberg, as of July 31, 2013)

4. Convenient RMB investment instrument
Denominated in RMB, traded in both RMB and HKD.

5. Creative cross border investment tool
Investing in CSOP CES Index ETF series, an investor could grasp cross-border investment.

* In terms of RQFII AUM as 31 July, 2013.
Performance
1 Month 3 Months 6 Months Year to date Since Inception#
CSOP CES China A80 ETF (83137)* 2.85% 2.39% 4.07% 2.85% 18.72%
CES China A80 Index** 3.58% 4.06% 9.53% 3.58% 41.24%
# Cumulative performance is calculated since the inception date on 23 Sep 2013 for both RMB counter and HKD counter.
* Fund performance is calculated on NAV to NAV basis without dividend reinvested.
** Performance of CES China A80 Index is calculated based on price return.
chart by amcharts.com
As of 31 January, 2017
2013 2014 2015 2016
CES China A80 Index
(total return)
(i.e. with dividend reinvested)
-8.23% 57.23% -6.67% -14.27%
CES China A80 Index
(price return)
-7.96% 60.08% -1.43% -6.12%
There is insufficient data to provide a useful indication of past performance to investors.
  • Past performance information is not indicative of future performance. Investors may not get back the full amount invested.
  • The computation basis of the performance is based on the calendar year end, NAV-To-NAV, with dividend reinvested.
  • These figures show by how much the fund increased or decreased in value during the calendar year being shown. Performance data has been calculated in RMB including ongoing charges and excluding your trading costs on SEHK.
  • Where no past performance is shown there was insufficient data available in that year to provide performance.
  • Fund launch date: 23 September, 2013
As of 31 January, 2017

Tracking Difference / Error

Tracking Difference (TD)

  • Tracking difference is the return difference between an ETF and its underlying benchmark/ index over a certain period of time.

Tracking Error (TE)

  • Tracking error measures how consistently an ETF follows its benchmark/ index. It is the volatility (measured by standard deviation) of that return difference.
Tracking Difference Tracking Error
As of 28 February 2017
Fund listing Date: 23 September 2013 Rolling 1-Year TD: -7.25% TD for calendar year 2014: -2.86%
TD for calendar year 2015: -5.24%
TD for calendar year 2016: -8.16%
As of 28 February 2017
Fund listing Date: 23 September 2013 Rolling 1-Year TE^: 3.28% ^Annualized based on the number of dealing days in the past year when daily TD is calculated
Graph for Tracking Difference

ETF's performance is calculated on an NAV to NAV basis without any reinvestment and distribution.



chart by amcharts.com
Holdings
Total Net Asset Value (in RMB) Number of Securities 1 Securities (%) 2 Theoretical
Delta
7,814,111.28 80 99.36 0.9936
As of 30 Mar, 2017
Top 10 Sectors
All Holdings
Sort by Total records: 80
Weighting (%) Name Exchange Ticker Trading Exchange Average Cost
(RMB) 3
Market Price
(RMB)4
Shares Held Market Value
(RMB)
Sector
6.66 Ping An Insurance (Group) Company of China Ltd 601318 SHAX 25.82 36.75 14160.00 520380 Financials
3.88 Industrial Bank 601166 SHAX 12.51 16.11 18800.00 302868 Financials
3.59 China Minsheng Banking Corp Ltd 600016 SHAX 8.98 8.46 33194.00 280821.24 Financials
3.17 Kweichow Moutai Co Ltd 600519 SHAX 123.85 386.14 641.00 247515.74 Consumer Staples
3.03 China Merchants Bank Co Ltd 600036 SHAX 11.35 19.02 12442.00 236646.84 Financials
2.99 Bank of Communications Co LTD 601328 SHAX 5.41 6.14 38100.00 233934 Financials
2.67 Gree Electric Appliances,Inc. of Zhuhai 000651 SHEX 13.17 30.72 6800.00 208896 Consumer Discretionary
2.67 Midea Group CO., LTD 000333 SHEX 18.41 33.13 6305.00 208884.65 Consumer Discretionary
2.50 China Vanke Co Ltd 000002 SHEX 9.53 20.53 9500.00 195035 Real Estate
2.48 China State Construction Engineering Co Ltd 601668 SHAX 3.37 9.19 21100.00 193909 Industrials
2.45 Shanghai Pudong Development Bank Co Ltd 600000 SHAX 10.29 15.81 12090.00 191142.9 Financials
2.28 CITIC Securities Co Ltd 600030 SHAX 12.61 16.07 11100.00 178377 Financials
2.26 Agricultural Bank of China Co Ltd 601288 SHAX 2.79 3.29 53600.00 176344 Financials
2.14 Haitong Securities Company Limited 600837 SHAX 12.53 14.64 11400.00 166896 Financials
2.09 Bank of Beijing Co Ltd 601169 SHAX 6.15 9.55 17118.00 163476.9 Financials
2.04 Inner Mongolia Yili Industrial Group Co Ltd 600887 SHAX 13.43 18.63 8554.00 159361.02 Consumer Staples
1.87 Industrial and Commercial Bank of China Ltd 601398 SHAX 4.26 4.81 30300.00 145743 Financials
1.80 CRRC Corporation Limited 601766 SHAX 4.32 10.31 13660.00 140834.6 Industrials
1.55 China Yangtze Power Co Ltd 600900 SHAX 8.35 13.25 9132.00 120999 Utilities
1.54 China Pacific Insurance (Group) Co Ltd 601601 SHAX 18.84 27.05 4457.00 120561.85 Financials
1.54 Wuliangye Yibin Co Ltd 000858 SHEX 18.29 42.73 2819.00 120455.87 Consumer Staples
1.49 SAIC Motor Co Ltd 600104 SHAX 14.3 24.73 4700.00 116231 Consumer Discretionary
1.49 Guotai Junan Securities Co., Ltd. 601211 SHAX 21.94 18.15 6400.00 116160 Financials
1.44 BOE Technology Group Co Ltd 000725 SHEX 3.03 3.41 32900.00 112189 Information Technology
1.36 Bank of China Ltd 601988 SHAX 3.65 3.66 29100.00 106506 Financials
1.30 Jiangsu Hengrui Medicine Co Ltd 600276 SHAX 26.14 53.24 1902.00 101262.48 Health Care
1.29 Poly Real Estate Group Co Ltd 600048 SHAX 7.23 9.49 10609.00 100679.41 Real Estate
1.19 China Railway Group Limited 601390 SHAX 4.72 9.06 10300.00 93318 Industrials
1.18 China Shipbuilding Industry Co Ltd 601989 SHAX 8.81 7.23 12700.00 91821 Industrials
1.15 China Everbright Bank Co Ltd 601818 SHAX 2.87 4.09 22000.00 89980 Financials
1.14 Hua Xia Bank Co Ltd 600015 SHAX 6.63 11.18 7976.00 89171.68 Financials
1.12 Hangzhou Hikvision Digital Technology Co Ltd 002415 SHEX 16.2 31.72 2771.00 87896.12 Information Technology
1.10 China United Network Communications Co Ltd 600050 SHAX 3.36 7.34 11700.00 85878 Telecommunication Services
1.05 China Petroleum & Chemical Corporation 600028 SHAX 5.83 5.67 14500.00 82215 Energy
1.05 Ping An Bank Co., Ltd. 000001 SHEX 7.38 9.08 9049.00 82164.92 Financials
1.02 Huatai Securities Co Ltd 601688 SHAX 11.82 16.81 4722.00 79376.82 Financials
1.01 Baoshan Iron &Steel Co Ltd 600019 SHAX 5.37 6.44 12200.00 78568 Materials
0.98 GF Securities Co., Ltd. 000776 SHEX 12.38 17.06 4500.00 76770 Financials
0.98 Jiangsu Yanghe Brewery Joint-Stock Co Ltd 002304 SHEX 42.77 86.79 881.00 76461.99 Consumer Staples
0.84 Daqin Railway Co Ltd 601006 SHAX 7.39 7.39 8861.00 65482.79 Industrials
0.83 Anhui Conch Cement Co Ltd 600585 SHAX 15.85 20.89 3100.00 64759 Materials
0.82 Yunnan Baiyao Group Co., Ltd. 000538 SHEX 70.71 85.09 751.00 63902.59 Health Care
0.81 China Life Insurance Company Limited 601628 SHAX 16.44 24.8 2544.00 63091.2 Financials
0.76 CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO.,LTD 001979 SHEX 14.37 17.47 3400.00 59398 Real Estate
0.74 China Shenhua Energy Co Ltd 601088 SHAX 17.02 19.19 3000.00 57570 Energy
0.73 SUNING COMMERCE GROUP CO., LTD. 002024 SHEX 10.99 10.69 5300.00 56657 Consumer Discretionary
0.72 PetroChina Co Ltd 601857 SHAX 8.46 7.86 7200.00 56592 Energy
0.71 Shenwan Hongyuan Group CO., LTD 000166 SHEX 14.24 6.18 8960.00 55372.8 Financials
0.70 Leshi Internet Information & Technology Corp Beijing 300104 SHEX 52.8 32.22 1700.00 54774 Information Technology
0.69 China Railway Construction Co Ltd 601186 SHAX 6.74 13.19 4100.00 54079 Industrials
0.68 China Merchants Securities Co Ltd 600999 SHAX 12.6 16.37 3250.00 53202.5 Financials
0.68 GD Power Development Co Ltd 600795 SHAX 2.65 3.26 16300.00 53138 Utilities
0.68 Shanghai Electric Group Co Ltd 601727 SHAX 11.6 8.42 6300.00 53046 Industrials
0.67 Qingdao Haier Co Ltd 600690 SHAX 7.71 11.95 4400.00 52580 Consumer Discretionary
0.67 New China Life Insurance Co Ltd 601336 SHAX 28.67 41.95 1239.00 51976.05 Financials
0.66 ORIENT SECURITIES COMPANY LIMITED 600958 SHAX 18.08 14.72 3500.00 51520 Financials
0.65 GUOSEN SECURITIES CO., LTD. 002736 SHEX 24.35 14.61 3500.00 51135 Financials
0.65 Founder Securities Co Ltd 601901 SHAX 14.92 8.22 6200.00 50964 Financials
0.65 China National Nuclear Power Co.,Ltd. 601985 SHAX 9.68 7.27 7000.00 50890 Utilities
0.59 East Money Information Co Ltd 300059 SHEX 22.31 14.93 3100.00 46283 Information Technology
0.59 Power Construction Corporation of China,Ltd 601669 SHAX 14.52 7.82 5900.00 46138 Industrials
0.55 Shanghai Oriental Pearl Media Co., Ltd. 600637 SHAX 49.38 22.65 1900.00 43035 Consumer Discretionary
0.54 Chongqing Changan Automobile Co Ltd 000625 SHEX 13.22 15.54 2700.00 41958 Consumer Discretionary
0.53 Inner Mongolia Baotou Steel Union Co Ltd 600010 SHAX 2.9 3.01 13800.00 41538 Materials
0.53 China Communications Construction Company Limited 601800 SHAX 4.97 18.02 2300.00 41446 Industrials
0.50 WANDA CINEMA LINE CO., LTD 002739 SHEX 93.18 56.01 700.00 39207 Consumer Discretionary
0.47 AVIC AVIATION ENGINE CORPORATION PLC. 600893 SHAX 46.84 33.38 1100.00 36718 Industrials
0.46 Shenzhen Overseas Chinese Town Co Ltd 000069 SHEX 6.02 7.23 5000.00 36150 Consumer Discretionary
0.44 Zhejiang Zheneng Electric Power Co., Ltd. 600023 SHAX 7.14 5.68 6120.00 34761.6 Utilities
0.38 Henan Shuanghui Investment & Development Co Ltd 000895 SHEX 28.08 22.41 1333.00 29872.53 Consumer Staples
0.38 BYD Co Ltd 002594 SHEX 45.67 47.82 615.00 29409.3 Consumer Discretionary
0.37 Shanghai RAAS Blood Products Co Ltd 002252 SHEX 17.75 20.03 1460.00 29243.8 Health Care
0.37 China Citic Bank Corporation Limited 601998 SHAX 4.14 6.63 4400.00 29172 Financials
0.36 Shanghai International Port (Group) Co Ltd 600018 SHAX 5.68 6.02 4700.00 28294 Industrials
0.36 Greenland Holdings Corporation Limited 600606 SHAX 9.49 7.98 3500.00 27930 Real Estate
0.30 Beijing Xinwei Telecom Technology Group Co., Ltd. 600485 SHAX 29.72 14.6 1600.00 23360 Information Technology
0.29 Great Wall Motor Co Ltd 601633 SHAX 15.63 12.52 1799.00 22523.48 Consumer Discretionary
0.24 Everbright Securities Co Ltd 601788 SHAX 17.83 15.42 1200.00 18504 Financials
0.12 Sinopec Oilfield Service Corporation 600871 SHAX 3.99 3.68 2600.00 9568 Energy
0.12 Focus Media Information Technology Co., Ltd. 002027 SHEX 14.59 11.82 800.00 9456 Information Technology

    > Click here to view Full Holdings Details in Excel

    All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

    1. The "Number of Holdings" represents the number of underlying securities held by the Fund.
    2. May include dividends booked but not yet received.
    3. The Average Cost is the average purchasing price of each fund’s constituent stock. This is indicative and for reference purposes only.
    4. In accordance with the Prospectus of CSOP ETF Series, the Manager, having regards to the prevailing circumstances, may adjust the value of any investment of the ETF so as to reflect the fair value of the investment.

    Total allocation percentages shown in All Holdings table may not equal 100% due to rounding or omissions of holdings of less than 1%. Information on certain fund holdings of less than 1% may not be widely available and hence may not be included in the table of holdings shown.

    Important information about Dividend out of capital / effectively out of capital
    • The Manager may, at its discretion, pay dividend out of capital. The Manager may also, at its discretion, pay dividend out of gross income while all or part of the fees and expenses of the ETF are charged to/paid out of the capital of the ETF, resulting in an increase in distributable income for the payment of dividends by the ETF and therefore, the ETF may effectively pay dividend out of capital.
    • Payments of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from capital gains attributed to that original investment. Any distributions involving payment of dividends out of the ETF’s capital or effectively out of capital may result in an immediate reduction in the Net Asset Value (“NAV”) per Unit.
    Distribution History
    Ex-Date Record Date Payable Date Dividend Per Share Dividend Paid Out
    of Net Distributable Income*
    for the month
    Dividend Paid Out
    of Capital
    2014-10-07 2014-10-08 2014-10-27 RMB 0.7 per share RMB 0.3601 RMB 0.3399
    2015-10-29 2015-10-30 2015-11-10 RMB 0.67 per share RMB 0.00 RMB 0.67
    2016-10-26 2016-10-27 2016-10-31 RMB 0.67 per share RMB 0.00 RMB 0.67
    *“Net distributable income” means the net investment income (i.e. dividend income and interest income net of fees and expenses) attributable to the relevant share class and may also include net realised gains (if any) based on unaudited management accounts. However, “net distributable income” does not include net unrealised gains.
    Warning: Please note that a positive distribution yield does not imply a positive return. Investors should not make any investment decision solely based on information contained in the table above. There is no guarantee of distribution. Investors should read the relevant offering document (including the key facts statement) of the fund for further details including the risk factors.

    All dollar amounts are in RMB. All dates are in GMT+8 Time. Any exceptions are noted.

    Documents
    Monthly Newsletter
    Prospectus
    Product Key Facts
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Announcement
    Monthly Return
    Changes to trust deed
    Distribution Annoucement
    Semi Annual Unaudited Accounts
    Incorrect End of Day Net Asset Value on the Fund's Website
    Audited Accounts
    Supplementary Information to Announcement in Relation to Ongoing Charges Cap on 8 April 2016
    Revisions Relating to the Ongoing Charges Cap
    Change of Application Unit Size
    Hong Kong Tax Resident Certificate, reversal of PRC tax provision and adjustment to Net Asset Value
    PD agent announcement
    Change of Fees Arrangement
    Change of Implementation Arrangement of Securities Lending and Repurchase Transactions
    Change of Free Float Methodology for Underlying Index
    Change in Methodology for Compiling the Underlying Index
    Impact on the NAV in terms of actual amount after the change in PRC withholding tax provisioning
    Impact on the NAV of the Sub-Funds after the change in PRC withholding tax provisioning
    Change in respect of PRC withholding tax provisioning approach of the Sub-Fund
    Foreign Account Tax Compliance Act (FATCA)
    Change in RQFII Quota Administration Policy
    Annoucement
    Update to CSOP ETF SERIES
    Changes in respect of PRC withholding tax provisioning approach on the gross unrealised and realised capital gains derived from trading of China A-Shares of the Sub-Fund
    Index Methodology Change
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    Financial Reports
    Semi Annual Report
    Audited Accounts
    For request of the fund literature hardcopies, please contact us.
    All documents are in PDF format.

    Download Acrobat Reader.
    FAQ
    Disclaimer

    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

    The performance figures contained on this website are for informational purposes only. Past performance is not indicative of future performance. Investments involved risks and the ETF's NAV per unit may rise as well as fall. Persons interested in investing in the ETF should read the relevant fund offering documents (including the full text of the risk factors stated therein) in detail before making any investment decision.

    This webpage has been prepared by CSOP and has not been reviewed by the Securities and Futures Commission.

    1. An ETF using a full replication strategy generally aims to invest in all constituent stocks/assets in the same weightings as its benchmark.
    2. IOPV Calculations are performed by Sumscope. The near real time estimated NAV per unit in HKD is updated during Hong Kong Stock Exchange trading hours. It is indicative and for reference purpose only. The near real time estimated NAV per unit in HKD uses a real time HKD:CNH foreign exchange rate - it is calculated using the near real time estimated NAV per unit in RMB multiplied by a real time HKD:CNH foreign exchange rate provided by Sumscope when the SEHK is opened for trading. The near real time estimated NAV per unit in HKD is updated every 15 seconds throughout the SEHK trading hours. Since the estimated NAV per unit in RMB will not be updated when the underlying A-Shares market is closed, the change in the estimated NAV per unit in HKD (if any) during such period is solely due to the change in the foreign exchange rate.
    3. Market prices are provided on a 20-minute delayed basis by Sumscope.
    4. Performance is calculated on NAV to NAV basis in RMB and assumes dividend will not be reinvested. Change of the official NAV per Unit in RMB and change of the NAV per Unit in HKD indicate the change of the NAV per Unit since previous Dealing Day where both the SEHK and the underlying A-Shares market are open for normal trading. Refer to the Prospectus for more information on determination of Net Asset Value. Source of NAV per Unit in RMB: HSBC Institutional Trust Services (Asia) Limited.
    5. Change of the closing price in RMB and HKD traded units indicate change of closing price since previous SEHK trading day.
    6. The last closing NAV per Unit in HKD is indicative and for reference purpose only and is calculated using the last closing NAV per Unit in RMB multiplied by an assumed foreign exchange rate using the CNH fixed offshore RMB ("CNH") exchange rate quoted by Reuters at 3:00 p.m. (Hong Kong time) as of the same Dealing Day. When the underlying A shares market is closed, the official last closing NAV per unit in RMB and NAV per unit in HKD will not be updated. Dealing Day means each business day on which both SEHK and the underlying A shares market are open for normal trading.
    7. Index returns are for illustrative purposes only and should not be taken as an indication or guarantee of future performance. Management fees, transaction costs or other expenses are not reflected in index returns. Change indicates the change since the previous business day's closing index level. (Source: CESC, CSIC, Reuters).
    8. Additional Participating Dealer(s) will be appointed from time to time.
    9. Additional Market Maker(s) will be appointed from time to time.


    Disclaimer
    This website is owned and managed by CSOP Asset Management Limited (“CSOP”). CSOP reserves the right to change, modify, add or delete, any content and the terms & conditions of use of this website without notice. Users are advised to periodically review the contents of this website to be familiar with any modifications.

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